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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Dec-21 4:43 PM View:  | Kansas City Southern (KSU) | 14-Dec-21 | Disposition | 28,792 | -- | -- | (90%) 31.89K to 3.1K | |
| 15-Dec-21 4:43 PM View: | Kansas City Southern (KSU) | 14-Dec-21 | Payment of Exercise | 3,102 | $290.71 | $901,782.00 | (100%) 3.1K to 0 | |
| 15-Dec-21 4:43 PM View: | Kansas City Southern (KSU) | 08-Dec-21 | Gift | 75 | -- | -- | (< 1%) 31.97K to 31.89K | |
| 09-Apr-21 5:07 PM View: | Kansas City Southern (KSU) | 09-Apr-21 | Payment of Exercise | 3,473 | $262.20 | $910,621.00 | (10%) 35.38K to 31.91K | 0% |
| 01-Mar-21 5:30 PM View: | Kansas City Southern (KSU) | 26-Feb-21 | Payment of Exercise | 2,759 | $213.51 | $589,074.00 | (7%) 38.14K to 35.38K | < 1% |
| 16-Feb-21 5:06 PM View: | Kansas City Southern (KSU) | 12-Feb-21 | Payment of Exercise | 167 | $209.36 | $34,963.10 | (< 1%) 38.31K to 38.14K | < 1% |
| 05-Feb-21 5:13 PM View: | Kansas City Southern (KSU) | 03-Feb-21 | Grant | 9,276 | -- | -- | 32% 29.03K to 38.31K | |
| 29-Dec-20 5:00 PM View: | Kansas City Southern (KSU) | 21-Aug-20 | Gift | 150 | -- | -- | (< 1%) 29.1K to 28.95K | |
| 22-Jul-20 5:02 PM View: | Kansas City Southern (KSU) | 21-Jul-20 | Option Exercise | 2,191 | $105.83 | $231,874.00 | 7% 31.4K to 33.59K | |
| 22-Jul-20 5:02 PM View: | Kansas City Southern (KSU) | 21-Jul-20 | Market Option Sale | 2,191 | $157.50 | $345,089.00 | (7%) 33.59K to 31.4K | (27%) |
| 22-Jul-20 5:02 PM View: | Kansas City Southern (KSU) | 21-Jul-20 | Market Sale | 2,301 | $157.50 | $362,414.00 | (7%) 31.4K to 29.1K | (27%) |
| 03-Mar-20 5:27 PM View: | Kansas City Southern (KSU) | 28-Feb-20 | Payment of Exercise | 3,147 | $152.34 | $479,414.00 | (9%) 34.47K to 31.32K | (30%) |
| 18-Feb-20 5:30 PM View: | Kansas City Southern (KSU) | 14-Feb-20 | Payment of Exercise | 176 | $173.46 | $30,529.00 | (< 1%) 34.64K to 34.47K | (14%) |
| 11-Feb-20 5:29 PM View: | Kansas City Southern (KSU) | 07-Feb-20 | Grant | 2,060 | -- | -- | 6% 32.58K to 34.64K | |
| 03-Feb-20 5:38 PM View: | Kansas City Southern (KSU) | 30-Jan-20 | Grant | 6,105 | -- | -- | 23% 26.48K to 32.58K | |
| 19-Nov-19 5:11 PM View: | Kansas City Southern (KSU) | 18-Nov-19 | Option Exercise | 6,304 | $93.98 | $592,476.00 | 24% 26.38K to 32.68K | |
| 19-Nov-19 5:11 PM View: | Kansas City Southern (KSU) | 18-Nov-19 | Market Option Sale | 6,304 | $154.45 | $973,646.00 | (19%) 32.68K to 26.38K | (28%) |
| 03-Sep-19 5:06 PM View: | Kansas City Southern (KSU) | 30-Aug-19 | Payment of Exercise | 2,171 | $124.59 | $270,485.00 | (8%) 28.55K to 26.38K | (58%) |
| 07-Mar-19 5:25 PM View: | Kansas City Southern (KSU) | 05-Mar-19 | Grant | 1,703 | -- | -- | 6% 26.72K to 28.42K | |
| 25-Feb-19 5:56 PM View: | Kansas City Southern (KSU) | 22-Feb-19 | Payment of Exercise | 1,520 | $111.75 | $169,860.00 | (5%) 28.24K to 26.72K | (78%) |
| 11-Feb-19 5:35 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Grant | 619 | -- | -- | 2% 27.91K to 28.52K | |
| 11-Feb-19 5:35 PM View: | Kansas City Southern (KSU) | 08-Feb-19 | Payment of Exercise | 284 | $103.13 | $29,288.90 | (< 1%) 28.52K to 28.24K | (92%) |
| 01-Feb-19 6:04 PM View: | Kansas City Southern (KSU) | 30-Jan-19 | Grant | 4,280 | -- | -- | 18% 23.63K to 27.91K | |
| 08-Mar-18 5:14 PM View: | Kansas City Southern (KSU) | 06-Mar-18 | Grant | 1,772 | -- | -- | 8% 21.62K to 23.39K | |
| 26-Feb-18 8:04 PM View: | Kansas City Southern (KSU) | 23-Feb-18 | Payment of Exercise | 252 | $107.17 | $27,006.80 | (1%) 21.87K to 21.62K | (83%) |
| 15-Feb-18 5:40 PM View: | Kansas City Southern (KSU) | 14-Feb-18 | Grant | 997 | -- | -- | 5% 20.88K to 21.87K | |
| 12-Feb-18 6:15 PM View: | Kansas City Southern (KSU) | 09-Feb-18 | Payment of Exercise | 288 | $103.53 | $29,816.60 | (1%) 21.16K to 20.88K | (89%) |
| 24-Jan-18 6:52 PM View: | Kansas City Southern (KSU) | 23-Jan-18 | Grant | 49 | -- | -- | < 1% 21.11K to 21.16K | |
| 08-Jan-18 6:07 PM View: | Kansas City Southern (KSU) | 05-Jan-18 | Payment of Exercise | 838 | $107.00 | $89,666.00 | (4%) 21.95K to 21.11K | (83%) |
| 08-Jan-18 6:07 PM View: | Kansas City Southern (KSU) | 26-Dec-17 | Gift | 252 | -- | -- | (1%) 22.1K to 21.85K | |
| 08-Dec-17 6:01 PM View: | Kansas City Southern (KSU) | 07-Dec-17 | Market Sale | 3,000 | $111.80 | $335,403.00 | (12%) 25.1K to 22.1K | (75%) |
| 01-Sep-17 4:46 PM View: | Kansas City Southern (KSU) | 31-Aug-17 | Payment of Exercise | 1,834 | $102.74 | $188,425.00 | (7%) 26.76K to 24.93K | (89%) |
| 03-May-17 5:14 PM View: | Kansas City Southern (KSU) | 02-May-17 | Disposition | 1 | $89.69 | $96.06 | (< 1%) 26.76K to 26.76K | (116%) |
| 01-Mar-17 5:28 PM View: | Kansas City Southern (KSU) | 28-Feb-17 | Payment of Exercise | 186 | $88.42 | $16,446.10 | (< 1%) 26.95K to 26.76K | (120%) |
| 21-Feb-17 5:31 PM View: | Kansas City Southern (KSU) | 17-Feb-17 | Grant | 3,095 | -- | -- | 13% 23.85K to 26.95K | |
| 13-Feb-17 5:49 PM View: | Kansas City Southern (KSU) | 10-Feb-17 | Payment of Exercise | 99 | $85.96 | $8,510.04 | (< 1%) 23.95K to 23.85K | (126%) |
| 04-Apr-16 4:27 PM View: | Kansas City Southern (KSU) | 01-Apr-16 | Grant | 8,000 | -- | -- | 51% 15.62K to 23.62K | |
| 02-Mar-16 5:10 PM View: | Kansas City Southern (KSU) | 29-Feb-16 | Payment of Exercise | 184 | $83.93 | $15,443.10 | (1%) 15.8K to 15.62K | (135%) |
| 22-Feb-16 5:25 PM View: | Kansas City Southern (KSU) | 19-Feb-16 | Grant | 3,703 | -- | -- | 31% 12.1K to 15.8K | |
| 17-Feb-16 5:45 PM View: | Kansas City Southern (KSU) | 12-Feb-16 | Payment of Exercise | 61 | $77.54 | $4,729.94 | (< 1%) 12.16K to 12.1K | (155%) |
| 02-Mar-15 6:51 PM View: | Kansas City Southern (KSU) | 27-Feb-15 | Payment of Exercise | 11 | $117.08 | $1,287.88 | (< 1%) 11.96K to 11.95K | (71%) |
| 20-Feb-15 5:07 PM View: | Kansas City Southern (KSU) | 18-Feb-15 | Grant | 709 | -- | -- | 6% 11.25K to 11.96K | |
| 01-Dec-14 4:53 PM View: | Kansas City Southern (KSU) | 28-Nov-14 | Payment of Exercise | 103 | $118.94 | $12,250.80 | (< 1%) 11.29K to 11.19K | (69%) |
| 06-Aug-14 4:48 PM View: | Kansas City Southern (KSU) | 05-Aug-14 | Grant | 5,000 | -- | -- | 79% 6.29K to 11.29K |