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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Feb-20 5:50 PM View:  | Wal-Mart Stores Inc. (WMT) | 31-Jan-20 | Payment of Exercise | 46,640 | $116.58 | $5,437,290.00 | (14%) 333.35K to 286.71K | (17%) |
| 23-Jan-20 6:20 PM View: | Wal-Mart Stores Inc. (WMT) | 21-Jan-20 | Payment of Exercise | 10,022 | $114.96 | $1,152,130.00 | (3%) 343.37K to 333.35K | (19%) |
| 07-Jun-19 5:37 PM View: | Wal-Mart Stores Inc. (WMT) | 06-Jun-19 | Market Sale (Planned) | 19,487 | $105.00 | $2,046,140.00 | (5%) 362.86K to 343.37K | (29%) |
| 21-Mar-19 5:14 PM View: | Wal-Mart Stores Inc. (WMT) | 19-Mar-19 | Market Sale (Planned) | 74,019 | $100.00 | $7,401,990.00 | (17%) 436.88K to 362.86K | (36%) |
| 13-Mar-19 6:40 PM View: | Wal-Mart Stores Inc. (WMT) | 11-Mar-19 | Grant | 177,314 | -- | -- | 58% 306.49K to 483.8K | |
| 13-Mar-19 6:40 PM View: | Wal-Mart Stores Inc. (WMT) | 11-Mar-19 | Payment of Exercise | 46,924 | $97.59 | $4,579,310.00 | (10%) 483.8K to 436.88K | (40%) |
| 29-Jan-19 7:52 PM View: | Wal-Mart Stores Inc. (WMT) | 28-Jan-19 | Grant | 37,348 | -- | -- | 14% 269.14K to 306.49K | |
| 29-Jan-19 7:52 PM View: | Wal-Mart Stores Inc. (WMT) | 25-Jan-19 | Payment of Exercise | 848 | $98.36 | $83,409.30 | (< 1%) 269.99K to 269.14K | (39%) |
| 13-Mar-18 7:10 PM View: | Wal-Mart Stores Inc. (WMT) | 09-Mar-18 | Grant | 165,472 | -- | -- | 120% 138.06K to 303.53K | |
| 13-Mar-18 7:10 PM View: | Wal-Mart Stores Inc. (WMT) | 09-Mar-18 | Payment of Exercise | 33,537 | $87.92 | $2,948,570.00 | (11%) 303.53K to 269.99K | (53%) |
| 16-Feb-18 5:34 PM View: | Wal-Mart Stores Inc. (WMT) | 15-Feb-18 | Payment of Exercise | 82 | $101.70 | $8,339.40 | (< 1%) 138.14K to 138.06K | (31%) |
| 16-Feb-18 5:34 PM View: | Wal-Mart Stores Inc. (WMT) | 15-Feb-18 | Option Exercise | 2,454 | -- | -- | 2% 135.68K to 138.14K | |
| 30-Jan-18 7:10 PM View: | Wal-Mart Stores Inc. (WMT) | 29-Jan-18 | Grant | 14,833 | -- | -- | 12% 120.85K to 135.68K | |
| 30-Jan-18 7:10 PM View: | Wal-Mart Stores Inc. (WMT) | 26-Jan-18 | Payment of Exercise | 607 | $106.60 | $64,706.20 | (< 1%) 121.46K to 120.85K | (25%) |
| 17-Nov-17 7:28 PM View: | Wal-Mart Stores Inc. (WMT) | 17-Nov-17 | Market Sale | 52,793 | $96.86 | $5,113,620.00 | (30%) 174.25K to 121.46K | (37%) |
| 24-Aug-17 6:08 PM View: | Wal-Mart Stores Inc. (WMT) | 22-Aug-17 | Payment of Exercise | 150 | $79.71 | $11,956.50 | (< 1%) 174.4K to 174.25K | (67%) |
| 24-Aug-17 6:08 PM View: | Wal-Mart Stores Inc. (WMT) | 22-Aug-17 | Option Exercise | 3,404 | -- | -- | 2% 171.0K to 174.4K | |
| 06-Apr-17 6:56 PM View: | Wal-Mart Stores Inc. (WMT) | 04-Apr-17 | Payment of Exercise | 115 | $71.83 | $8,260.45 | (< 1%) 171.11K to 171.0K | (85%) |
| 06-Apr-17 6:56 PM View: | Wal-Mart Stores Inc. (WMT) | 04-Apr-17 | Option Exercise | 2,605 | -- | -- | 2% 168.51K to 171.11K | |
| 14-Mar-17 7:34 PM View: | Wal-Mart Stores Inc. (WMT) | 10-Mar-17 | Grant | 48,259 | $69.86 | $3,371,370.00 | 33% 147.67K to 195.93K | 90% |
| 14-Mar-17 7:34 PM View: | Wal-Mart Stores Inc. (WMT) | 10-Mar-17 | Payment of Exercise | 27,425 | $69.86 | $1,915,910.00 | (14%) 195.93K to 168.51K | (90%) |
| 25-Jan-17 6:39 PM View: | Wal-Mart Stores Inc. (WMT) | 23-Jan-17 | Grant | 24,381 | -- | -- | 20% 123.29K to 147.67K | |
| 30-Nov-16 6:51 PM View: | Wal-Mart Stores Inc. (WMT) | 28-Nov-16 | Payment of Exercise | 129 | $71.23 | $9,188.67 | (< 1%) 123.42K to 123.29K | (89%) |
| 02-Jun-16 7:01 PM View: | Wal-Mart Stores Inc. (WMT) | 31-May-16 | Grant | 9,769 | -- | -- | 9% 114.08K to 123.85K | |
| 02-Jun-16 7:01 PM View: | Wal-Mart Stores Inc. (WMT) | 31-May-16 | Payment of Exercise | 430 | $70.75 | $30,422.50 | (< 1%) 123.85K to 123.42K | (92%) |
| 06-Apr-16 7:28 PM View: | Wal-Mart Stores Inc. (WMT) | 05-Apr-16 | Payment of Exercise | 113 | $69.10 | $7,808.30 | (< 1%) 114.19K to 114.08K | (98%) |
| 06-Apr-16 7:28 PM View: | Wal-Mart Stores Inc. (WMT) | 05-Apr-16 | Option Exercise | 2,563 | -- | -- | 2% 111.63K to 114.19K | |
| 04-Mar-16 7:20 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Mar-16 | Grant | 36,967 | $66.46 | $2,456,830.00 | 41% 90.58K to 127.55K | 107% |
| 04-Mar-16 7:20 PM View: | Wal-Mart Stores Inc. (WMT) | 02-Mar-16 | Payment of Exercise | 15,920 | $66.46 | $1,058,040.00 | (12%) 127.55K to 111.63K | (107%) |
| 17-Feb-16 6:31 PM View: | Wal-Mart Stores Inc. (WMT) | 15-Feb-16 | Payment of Exercise | 70 | $66.18 | $4,632.60 | (< 1%) 90.65K to 90.58K | (108%) |
| 17-Feb-16 6:31 PM View: | Wal-Mart Stores Inc. (WMT) | 15-Feb-16 | Option Exercise | 2,381 | -- | -- | 3% 88.27K to 90.65K | |
| 27-Jan-16 7:27 PM View: | Wal-Mart Stores Inc. (WMT) | 25-Jan-16 | Grant | 41,371 | -- | -- | 88% 46.9K to 88.27K | |
| 01-Dec-15 7:49 PM View: | Wal-Mart Stores Inc. (WMT) | 28-Nov-15 | Payment of Exercise | 1,421 | $59.89 | $85,103.70 | (3%) 48.32K to 46.9K | (132%) |
| 27-Aug-15 5:21 PM View: | Wal-Mart Stores Inc. (WMT) | 25-Aug-15 | Disposition | 1,741 | $63.95 | $111,337.00 | (3%) 51.73K to 49.99K | (117%) |
| 27-Aug-15 5:21 PM View: | Wal-Mart Stores Inc. (WMT) | 25-Aug-15 | Payment of Exercise | 1,663 | $63.95 | $106,349.00 | (3%) 49.99K to 48.32K | (117%) |
| 27-Aug-15 5:21 PM View: | Wal-Mart Stores Inc. (WMT) | 25-Aug-15 | Option Exercise | 3,404 | -- | -- | 7% 48.32K to 51.73K | |
| 28-Jan-15 7:53 PM View: | Wal-Mart Stores Inc. (WMT) | 26-Jan-15 | Grant | 18,335 | -- | -- | 61% 29.99K to 48.32K |