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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Feb-18 7:00 PM View:  | Northern Trust Corp. (NTRS) | 26-Feb-18 | Option Exercise | 6,898 | $58.25 | $401,808.00 | 21% 32.57K to 39.47K | |
| 27-Feb-18 7:00 PM View: | Northern Trust Corp. (NTRS) | 26-Feb-18 | Market Option Sale | 6,898 | $108.36 | $747,453.00 | (17%) 39.47K to 32.57K | 16% |
| 27-Feb-18 7:00 PM View: | Northern Trust Corp. (NTRS) | 26-Feb-18 | Market Sale | 9,300 | $108.36 | $1,007,730.00 | (29%) 32.57K to 23.27K | 16% |
| 22-Feb-18 5:07 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Grant | 5,682 | -- | -- | 20% 28.27K to 33.95K | |
| 22-Feb-18 5:07 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Payment of Exercise | 1,381 | $105.15 | $145,212.00 | (4%) 33.95K to 32.57K | 13% |
| 14-Feb-18 6:33 PM View: | Northern Trust Corp. (NTRS) | 12-Feb-18 | Payment of Exercise | 338 | $98.88 | $33,421.40 | (1%) 28.61K to 28.27K | 8% |
| 25-Jan-18 6:05 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Grant | 13,126 | $106.71 | $1,400,680.00 | 61% 21.65K to 34.78K | (15%) |
| 25-Jan-18 6:05 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Payment of Exercise | 6,170 | $106.71 | $658,401.00 | (18%) 34.78K to 28.61K | 15% |
| 26-May-17 5:21 PM View: | Northern Trust Corp. (NTRS) | 24-May-17 | Option Exercise | 9,793 | $70.21 | $687,566.00 | 45% 21.63K to 31.43K | |
| 26-May-17 5:21 PM View: | Northern Trust Corp. (NTRS) | 24-May-17 | Market Option Sale | 9,793 | $88.29 | $864,624.00 | (31%) 31.43K to 21.63K | (2%) |
| 23-Feb-17 7:15 PM View: | Northern Trust Corp. (NTRS) | 23-Feb-17 | Option Exercise | 6,898 | $58.25 | $401,808.00 | 32% 21.63K to 28.52K | |
| 23-Feb-17 7:15 PM View: | Northern Trust Corp. (NTRS) | 23-Feb-17 | Market Option Sale | 6,898 | $87.44 | $603,161.00 | (24%) 28.52K to 21.63K | (3%) |
| 23-Feb-17 7:15 PM View: | Northern Trust Corp. (NTRS) | 21-Feb-17 | Grant | 4,600 | -- | -- | 27% 17.03K to 21.63K | |
| 14-Feb-17 9:42 PM View: | Northern Trust Corp. (NTRS) | 11-Feb-17 | Payment of Exercise | 265 | $86.31 | $22,870.80 | (2%) 17.29K to 17.03K | (5%) |
| 14-Feb-17 9:42 PM View: | Northern Trust Corp. (NTRS) | 10-Feb-17 | Payment of Exercise | 339 | $85.65 | $29,037.00 | (2%) 17.63K to 17.29K | (6%) |
| 12-Dec-16 5:38 PM View: | Northern Trust Corp. (NTRS) | 09-Dec-16 | Market Sale | 7,500 | $89.38 | $670,350.00 | (30%) 25.12K to 17.62K | (1%) |
| 04-Nov-16 6:33 PM View: | Northern Trust Corp. (NTRS) | 02-Nov-16 | Option Exercise | 15,574 | $54.41 | $847,430.00 | 62% 25.12K to 40.7K | |
| 04-Nov-16 6:33 PM View: | Northern Trust Corp. (NTRS) | 02-Nov-16 | Market Option Sale | 15,574 | $72.04 | $1,121,950.00 | (38%) 40.7K to 25.12K | (26%) |
| 08-Aug-16 6:10 PM View: | Northern Trust Corp. (NTRS) | 04-Aug-16 | Option Exercise | 2,013 | $63.36 | $127,544.00 | 8% 25.11K to 27.13K | 44% |
| 08-Aug-16 6:10 PM View: | Northern Trust Corp. (NTRS) | 04-Aug-16 | Market Option Sale | 2,013 | $66.86 | $134,589.00 | (7%) 27.13K to 25.11K | (37%) |
| 18-Feb-16 8:15 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-16 | Grant | 7,726 | -- | -- | 49% 15.68K to 23.41K | |
| 18-Feb-16 8:15 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-16 | Payment of Exercise | 193 | $58.08 | $11,208.50 | (< 1%) 23.41K to 23.21K | (59%) |
| 16-Feb-16 6:31 PM View: | Northern Trust Corp. (NTRS) | 11-Feb-16 | Payment of Exercise | 265 | $55.15 | $14,616.10 | (1%) 17.83K to 17.56K | (68%) |
| 05-May-15 5:09 PM View: | Northern Trust Corp. (NTRS) | 04-May-15 | Option Exercise | 1,152 | $52.10 | $60,013.40 | 6% 17.8K to 18.95K | |
| 05-May-15 5:09 PM View: | Northern Trust Corp. (NTRS) | 04-May-15 | Market Option Sale | 1,152 | $74.55 | $85,877.60 | (6%) 18.95K to 17.8K | (26%) |
| 19-Feb-15 7:17 PM View: | Northern Trust Corp. (NTRS) | 17-Feb-15 | Grant | 6,685 | -- | -- | 58% 11.45K to 18.14K | |
| 18-Feb-15 7:48 PM View: | Northern Trust Corp. (NTRS) | 17-Feb-15 | Payment of Exercise | 335 | $70.03 | $23,460.00 | (3%) 11.79K to 11.45K | (35%) |
| 19-Feb-15 7:17 PM View: | Northern Trust Corp. (NTRS) | 17-Feb-15 | Payment of Exercise | 381 | $70.03 | $26,681.40 | (2%) 18.14K to 17.76K | (35%) |
| 18-Feb-15 7:48 PM View: | Northern Trust Corp. (NTRS) | 13-Feb-15 | Payment of Exercise | 194 | $70.31 | $13,640.10 | (2%) 11.98K to 11.79K | (34%) |
| 24-Oct-14 5:29 PM View: | Northern Trust Corp. (NTRS) | 22-Oct-14 | Payment of Exercise | 586 | $63.83 | $37,407.30 | (5%) 12.56K to 11.97K | (48%) |