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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Aug-18 4:17 PM View:  | Axalta Coating Systems Ltd. (AXTA) | 15-Aug-18 | Market Sale (Planned) | 16,513 | $29.87 | $493,243.00 | (18%) 90.4K to 73.89K | 5% |
| 16-May-18 4:50 PM View: | Axalta Coating Systems Ltd. (AXTA) | 15-May-18 | Payment of Exercise | 16,039 | $31.30 | $502,021.00 | (15%) 106.44K to 90.4K | 10% |
| 16-May-18 4:50 PM View: | Axalta Coating Systems Ltd. (AXTA) | 14-May-18 | Market Sale | 8,167 | $31.37 | $256,199.00 | (6%) 126.88K to 118.71K | 10% |
| 16-May-18 4:50 PM View: | Axalta Coating Systems Ltd. (AXTA) | 14-May-18 | Market Sale (Planned) | 12,275 | $31.31 | $384,330.00 | (10%) 118.71K to 106.44K | 10% |
| 09-Feb-18 4:36 PM View: | Axalta Coating Systems Ltd. (AXTA) | 08-Feb-18 | Option Exercise | 22,960 | $8.88 | $203,885.00 | 18% 126.88K to 149.84K | |
| 09-Feb-18 4:36 PM View: | Axalta Coating Systems Ltd. (AXTA) | 08-Feb-18 | Market Option Sale | 22,960 | $30.35 | $696,836.00 | (15%) 149.84K to 126.88K | 7% |
| 07-Feb-18 7:40 PM View: | Axalta Coating Systems Ltd. (AXTA) | 07-Feb-18 | Market Sale (Planned) | 809 | $30.38 | $24,577.40 | (< 1%) 127.69K to 126.88K | 7% |
| 07-Feb-18 7:40 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Feb-18 | Grant | 23,901 | -- | -- | 23% 104.87K to 128.77K | |
| 07-Feb-18 7:40 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Feb-18 | Market Sale (Planned) | 1,080 | $30.69 | $33,145.20 | (< 1%) 128.77K to 127.69K | 8% |
| 13-Dec-17 7:51 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-Dec-17 | Option Exercise | 3,950 | $8.88 | $35,076.00 | 4% 104.87K to 108.82K | |
| 13-Dec-17 7:51 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-Dec-17 | Market Option Sale | 3,950 | $32.66 | $129,007.00 | (4%) 108.82K to 104.87K | 13% |
| 05-Jul-17 4:37 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Jul-17 | Option Exercise | 37,200 | $8.96 | $333,166.00 | 35% 104.87K to 142.07K | |
| 05-Jul-17 4:37 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Jul-17 | Market Option Sale (Planned) | 37,200 | $32.13 | $1,195,240.00 | (26%) 142.07K to 104.87K | 12% |
| 16-May-17 4:34 PM View: | Axalta Coating Systems Ltd. (AXTA) | 15-May-17 | Market Sale (Planned) | 16,703 | $31.43 | $524,975.00 | (14%) 121.57K to 104.87K | 10% |
| 05-Apr-17 4:10 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Apr-17 | Option Exercise | 37,200 | $11.84 | $440,448.00 | 31% 121.57K to 158.77K | |
| 05-Apr-17 4:10 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Apr-17 | Market Option Sale (Planned) | 37,200 | $31.76 | $1,181,470.00 | (23%) 158.77K to 121.57K | 11% |
| 14-Mar-17 6:41 PM View: | Axalta Coating Systems Ltd. (AXTA) | 13-Mar-17 | Option Exercise | 37,200 | $11.84 | $440,448.00 | 31% 121.57K to 158.77K | |
| 14-Mar-17 6:41 PM View: | Axalta Coating Systems Ltd. (AXTA) | 13-Mar-17 | Market Option Sale (Planned) | 37,200 | $31.37 | $1,166,960.00 | (23%) 158.77K to 121.57K | 10% |
| 08-Feb-17 5:26 PM View: | Axalta Coating Systems Ltd. (AXTA) | 06-Feb-17 | Grant | 24,168 | -- | -- | 25% 97.4K to 121.57K | |
| 03-Feb-17 5:22 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Feb-17 | Market Sale (Planned) | 981 | $29.51 | $28,949.30 | (< 1%) 98.38K to 97.4K | 4% |
| 19-Dec-16 9:19 PM View: | Axalta Coating Systems Ltd. (AXTA) | 16-Dec-16 | Option Exercise | 4,000 | $11.84 | $47,360.00 | 4% 98.38K to 102.38K | |
| 19-Dec-16 9:19 PM View: | Axalta Coating Systems Ltd. (AXTA) | 16-Dec-16 | Market Option Sale (Planned) | 4,000 | $27.00 | $108,000.00 | (4%) 102.38K to 98.38K | (5%) |
| 04-Oct-16 5:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Oct-16 | Option Exercise | 36,398 | $8.52 | $310,196.00 | 37% 98.38K to 134.78K | |
| 04-Oct-16 5:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Oct-16 | Market Option Sale (Planned) | 36,398 | $28.09 | $1,022,420.00 | (27%) 134.78K to 98.38K | (< 1%) |
| 01-Aug-16 5:07 PM View: | Axalta Coating Systems Ltd. (AXTA) | 28-Jul-16 | Option Exercise | 70,000 | $5.92 | $414,400.00 | 71% 98.38K to 168.38K | |
| 01-Aug-16 5:07 PM View: | Axalta Coating Systems Ltd. (AXTA) | 28-Jul-16 | Market Option Sale (Planned) | 70,000 | $28.07 | $1,964,900.00 | (42%) 168.38K to 98.38K | (< 1%) |
| 16-May-16 4:46 PM View: | Axalta Coating Systems Ltd. (AXTA) | 13-May-16 | Market Sale (Planned) | 1,315 | $27.95 | $36,754.20 | (1%) 99.7K to 98.38K | (1%) |
| 04-Feb-16 5:17 PM View: | Axalta Coating Systems Ltd. (AXTA) | 02-Feb-16 | Grant | 26,623 | -- | -- | 36% 73.08K to 99.7K | |
| 03-Sep-15 5:18 PM View: | Axalta Coating Systems Ltd. (AXTA) | 02-Sep-15 | Option Exercise | 39,356 | $11.84 | $465,975.00 | 54% 73.08K to 112.43K | |
| 03-Sep-15 5:18 PM View: | Axalta Coating Systems Ltd. (AXTA) | 02-Sep-15 | Market Option Sale (Planned) | 39,356 | $28.58 | $1,124,790.00 | (35%) 112.43K to 73.08K | < 1% |
| 03-Sep-15 5:18 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Sep-15 | Option Exercise | 40,000 | $11.84 | $473,600.00 | 55% 73.08K to 113.08K | |
| 03-Sep-15 5:18 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Sep-15 | Market Option Sale (Planned) | 40,000 | $28.32 | $1,132,800.00 | (35%) 113.08K to 73.08K | < 1% |
| 14-Aug-15 4:05 PM View: | Axalta Coating Systems Ltd. (AXTA) | 13-Aug-15 | Market Sale (Planned) | 2,158 | $30.26 | $65,301.10 | (3%) 75.23K to 73.08K | 6% |
| 14-Aug-15 4:05 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-Aug-15 | Market Sale (Planned) | 40,000 | $29.82 | $1,192,800.00 | (35%) 115.23K to 75.23K | 5% |
| 06-Jul-15 4:32 PM View: | Axalta Coating Systems Ltd. (AXTA) | 02-Jul-15 | Option Exercise | 8,678 | $11.84 | $102,748.00 | 8% 115.23K to 123.91K | |
| 06-Jul-15 4:32 PM View: | Axalta Coating Systems Ltd. (AXTA) | 02-Jul-15 | Market Option Sale (Planned) | 8,678 | $32.51 | $282,122.00 | (7%) 123.91K to 115.23K | 13% |
| 06-Jul-15 4:32 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Jul-15 | Option Exercise | 40,000 | $11.17 | $446,960.00 | 35% 115.23K to 155.23K | |
| 06-Jul-15 4:32 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Jul-15 | Market Option Sale (Planned) | 40,000 | $32.87 | $1,314,800.00 | (26%) 155.23K to 115.23K | 14% |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Grant | 73,076 | -- | -- | 97% 75.36K to 148.44K | |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Option Exercise | 34,718 | $8.88 | $308,296.00 | 23% 148.44K to 183.16K | |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Market Option Sale (Planned) | 34,718 | $32.55 | $1,130,070.00 | (19%) 183.16K to 148.44K | 13% |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Market Sale (Planned) | 33,207 | $32.55 | $1,080,890.00 | (22%) 148.44K to 115.23K | 13% |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 11-May-15 | Option Exercise | 42,159 | $7.14 | $300,967.00 | 38% 109.76K to 151.92K | |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 11-May-15 | Market Option Sale (Planned) | 42,159 | $32.13 | $1,354,530.00 | (28%) 151.92K to 109.76K | 12% |
| 13-May-15 4:42 PM View: | Axalta Coating Systems Ltd. (AXTA) | 11-May-15 | Market Sale (Planned) | 34,393 | $32.13 | $1,105,020.00 | (31%) 109.76K to 75.36K | 12% |