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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Feb-19 4:27 PM View:  | Axalta Coating Systems Ltd. (AXTA) | 08-Feb-19 | Disposition | 17,749 | -- | -- | (23%) 75.67K to 57.92K | |
| 07-Feb-19 8:21 PM View: | Axalta Coating Systems Ltd. (AXTA) | 07-Feb-19 | Market Sale (Planned) | 1,160 | $26.00 | $30,160.00 | (2%) 76.83K to 75.67K | (9%) |
| 07-Feb-19 8:21 PM View: | Axalta Coating Systems Ltd. (AXTA) | 06-Feb-19 | Market Sale (Planned) | 1,664 | $26.52 | $44,129.30 | (2%) 78.5K to 76.83K | (7%) |
| 07-Feb-19 8:21 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Feb-19 | Market Sale (Planned) | 1,366 | $25.94 | $35,434.00 | (2%) 79.86K to 78.5K | (9%) |
| 04-Feb-19 7:24 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Feb-19 | Market Option Sale (Planned) | 5,474 | $25.77 | $141,065.00 | (6%) 85.34K to 79.86K | (10%) |
| 04-Feb-19 7:24 PM View: | Axalta Coating Systems Ltd. (AXTA) | 31-Jan-19 | Option Exercise | 11,570 | -- | -- | 16% 73.77K to 85.34K | |
| 17-Aug-18 4:15 PM View: | Axalta Coating Systems Ltd. (AXTA) | 15-Aug-18 | Market Sale (Planned) | 34,281 | $29.87 | $1,023,970.00 | (32%) 108.05K to 73.77K | 5% |
| 22-May-18 6:53 PM View: | Axalta Coating Systems Ltd. (AXTA) | 21-May-18 | Option Exercise | 25,508 | $11.84 | $302,015.00 | 22% 116.55K to 142.06K | |
| 22-May-18 6:53 PM View: | Axalta Coating Systems Ltd. (AXTA) | 21-May-18 | Market Option Sale (Planned) | 25,508 | $32.30 | $823,908.00 | (18%) 142.06K to 116.55K | 12% |
| 22-May-18 6:53 PM View: | Axalta Coating Systems Ltd. (AXTA) | 21-May-18 | Market Sale (Planned) | 8,500 | $32.30 | $274,550.00 | (7%) 116.55K to 108.05K | 12% |
| 16-May-18 4:55 PM View: | Axalta Coating Systems Ltd. (AXTA) | 15-May-18 | Payment of Exercise | 16,039 | $31.30 | $502,021.00 | (12%) 132.59K to 116.55K | 10% |
| 07-Feb-18 7:30 PM View: | Axalta Coating Systems Ltd. (AXTA) | 07-Feb-18 | Market Sale (Planned) | 1,142 | $30.34 | $34,648.30 | (< 1%) 133.73K to 132.59K | 7% |
| 07-Feb-18 7:30 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Feb-18 | Grant | 32,706 | -- | -- | 32% 102.55K to 135.26K | |
| 07-Feb-18 7:30 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Feb-18 | Market Sale (Planned) | 1,528 | $30.69 | $46,894.30 | (1%) 135.26K to 133.73K | 8% |
| 05-Jul-17 5:54 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Jul-17 | Option Exercise | 40,000 | $11.84 | $473,600.00 | 39% 102.55K to 142.55K | |
| 05-Jul-17 5:54 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Jul-17 | Market Option Sale (Planned) | 40,000 | $32.13 | $1,285,200.00 | (28%) 142.55K to 102.55K | 12% |
| 16-May-17 4:37 PM View: | Axalta Coating Systems Ltd. (AXTA) | 15-May-17 | Market Sale (Planned) | 16,725 | $31.38 | $524,830.00 | (14%) 119.28K to 102.55K | 10% |
| 05-Apr-17 4:12 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Apr-17 | Option Exercise | 40,000 | $11.84 | $473,600.00 | 34% 119.28K to 159.28K | |
| 05-Apr-17 4:12 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Apr-17 | Market Option Sale (Planned) | 40,000 | $31.76 | $1,270,400.00 | (25%) 159.28K to 119.28K | 11% |
| 07-Mar-17 8:22 PM View: | Axalta Coating Systems Ltd. (AXTA) | 06-Mar-17 | Option Exercise | 40,000 | $10.76 | $430,470.00 | 34% 119.28K to 159.28K | |
| 07-Mar-17 8:22 PM View: | Axalta Coating Systems Ltd. (AXTA) | 06-Mar-17 | Market Option Sale (Planned) | 40,000 | $29.29 | $1,171,600.00 | (25%) 159.28K to 119.28K | 3% |
| 08-Feb-17 5:31 PM View: | Axalta Coating Systems Ltd. (AXTA) | 06-Feb-17 | Grant | 22,896 | -- | -- | 24% 96.38K to 119.28K | |
| 03-Feb-17 5:25 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Feb-17 | Market Sale (Planned) | 1,440 | $29.48 | $42,451.20 | (1%) 97.82K to 96.38K | 4% |
| 05-Jan-17 4:39 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Jan-17 | Option Exercise | 50,000 | $8.88 | $444,000.00 | 51% 97.82K to 147.82K | |
| 05-Jan-17 4:39 PM View: | Axalta Coating Systems Ltd. (AXTA) | 03-Jan-17 | Market Option Sale (Planned) | 50,000 | $27.34 | $1,367,000.00 | (34%) 147.82K to 97.82K | (4%) |
| 01-Aug-16 5:14 PM View: | Axalta Coating Systems Ltd. (AXTA) | 28-Jul-16 | Option Exercise | 50,000 | $8.88 | $444,000.00 | 51% 97.82K to 147.82K | |
| 01-Aug-16 5:14 PM View: | Axalta Coating Systems Ltd. (AXTA) | 28-Jul-16 | Market Option Sale (Planned) | 50,000 | $28.03 | $1,401,500.00 | (34%) 147.82K to 97.82K | (< 1%) |
| 16-May-16 4:51 PM View: | Axalta Coating Systems Ltd. (AXTA) | 13-May-16 | Market Sale (Planned) | 1,879 | $27.95 | $52,518.10 | (2%) 99.7K to 97.82K | (1%) |
| 06-Apr-16 4:11 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Apr-16 | Option Exercise | 81,837 | $5.92 | $484,475.00 | 82% 99.7K to 181.54K | |
| 06-Apr-16 4:11 PM View: | Axalta Coating Systems Ltd. (AXTA) | 05-Apr-16 | Market Option Sale (Planned) | 81,837 | $28.74 | $2,352,000.00 | (45%) 181.54K to 99.7K | 2% |
| 04-Feb-16 5:31 PM View: | Axalta Coating Systems Ltd. (AXTA) | 02-Feb-16 | Grant | 26,623 | -- | -- | 36% 73.08K to 99.7K | |
| 03-Sep-15 5:24 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Sep-15 | Option Exercise | 87,292 | $11.84 | $1,033,540.00 | 119% 73.08K to 160.37K | |
| 03-Sep-15 5:24 PM View: | Axalta Coating Systems Ltd. (AXTA) | 01-Sep-15 | Market Option Sale (Planned) | 87,292 | $28.32 | $2,472,110.00 | (54%) 160.37K to 73.08K | < 1% |
| 13-May-15 4:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Grant | 73,076 | -- | -- | (119%) (-61.54K) to 11.54K | |
| 13-May-15 4:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Option Exercise | 89,209 | $8.45 | $754,202.00 | 773% 11.54K to 100.75K | |
| 13-May-15 4:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 12-May-15 | Market Option Sale (Planned) | 89,209 | $32.55 | $2,903,750.00 | (89%) 100.75K to 11.54K | 13% |
| 13-May-15 4:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 11-May-15 | Option Exercise | 41,729 | $5.92 | $247,036.00 | 110% 38.02K to 79.75K | |
| 13-May-15 4:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 11-May-15 | Market Option Sale (Planned) | 41,729 | $32.12 | $1,340,260.00 | (52%) 79.75K to 38.02K | 12% |
| 13-May-15 4:45 PM View: | Axalta Coating Systems Ltd. (AXTA) | 11-May-15 | Market Sale (Planned) | 38,025 | $32.12 | $1,221,300.00 | (100%) 38.02K to 0 | 12% |