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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Apr-18 10:45 AM View:  | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 48,194 | -- | -- | (99%) 48.7K to 0.5K | |
| 11-Apr-18 10:45 AM View: | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 504 | -- | -- | (100%) 0.5K to 0 | |
| 12-Mar-18 4:42 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Disposition | 294 | $13.47 | $3,960.18 | (< 1%) 51.59K to 51.29K | |
| 12-Mar-18 4:42 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Payment of Exercise | 2,594 | $13.47 | $34,941.20 | (5%) 51.29K to 48.7K | |
| 12-Mar-18 4:42 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 6,113 | -- | -- | 14% 45.18K to 51.29K | |
| 12-Mar-18 4:42 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 294 | -- | -- | < 1% 51.29K to 51.59K | |
| 06-Mar-18 4:59 PM View: | Dynegy Inc. (DYN) | 03-Mar-18 | Payment of Exercise | 1,000 | $12.65 | $12,650.00 | (2%) 46.18K to 45.18K | |
| 05-Mar-18 4:43 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Payment of Exercise | 4,532 | $12.34 | $55,924.90 | (9%) 50.71K to 46.18K | |
| 09-Mar-17 5:23 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Disposition | 294 | $7.62 | $2,240.28 | (< 1%) 53.9K to 53.61K | (68%) |
| 09-Mar-17 5:23 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Payment of Exercise | 2,897 | $7.62 | $22,075.10 | (5%) 53.61K to 50.71K | (68%) |
| 09-Mar-17 5:23 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 6,113 | -- | -- | 13% 47.49K to 53.61K | |
| 09-Mar-17 5:23 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 294 | -- | -- | < 1% 53.61K to 53.9K | |
| 07-Mar-17 4:37 PM View: | Dynegy Inc. (DYN) | 03-Mar-17 | Payment of Exercise | 1,854 | $8.29 | $15,369.70 | (4%) 49.35K to 47.49K | (55%) |
| 03-Mar-17 5:22 PM View: | Dynegy Inc. (DYN) | 01-Mar-17 | Grant | 31,422 | -- | -- | 175% 17.93K to 49.35K | |
| 26-Sep-16 8:43 AM View: | Dynegy Inc. (DYN) | 30-Jun-16 | Disposition | 279 | -- | -- | (2%) 18.24K to 17.96K | |
| 26-Sep-16 8:43 AM View: | Dynegy Inc. (DYN) | 30-Jun-16 | Payment of Exercise | 32 | $17.24 | $551.68 | (< 1%) 17.96K to 17.93K | 26% |
| 22-Mar-16 6:16 PM View: | Dynegy Inc. (DYN) | 18-Mar-16 | Payment of Exercise | 422 | $13.41 | $5,659.02 | (2%) 18.7K to 18.28K | 4% |
| 22-Mar-16 6:16 PM View: | Dynegy Inc. (DYN) | 18-Mar-16 | Payment of Exercise | 44 | $13.41 | $590.04 | (< 1%) 18.28K to 18.24K | 4% |
| 07-Mar-16 4:37 PM View: | Dynegy Inc. (DYN) | 03-Mar-16 | Payment of Exercise | 1,422 | $11.60 | $16,495.20 | (62%) 2.28K to 0.86K | (10%) |
| 02-Nov-15 4:53 PM View: | Dynegy Inc. (DYN) | 29-Oct-15 | Payment of Exercise | 929 | $19.46 | $18,078.30 | (4%) 21.05K to 20.13K | 34% |
| 21-Aug-15 4:47 PM View: | Dynegy Inc. (DYN) | 21-Aug-15 | Market Purchase | 2,000 | $24.71 | $49,420.00 | 10% 19.05K to 21.05K | (48%) |