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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-18 5:00 PM View:  | Bookham Inc. (OCLR) | 10-Dec-18 | Disposition | 219,091 | -- | -- | (100%) 219.09K to 0 | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Grant | 60,000 | -- | -- | 26% 229.12K to 289.12K | |
| 10-Dec-18 5:00 PM View: | Bookham Inc. (OCLR) | 06-Dec-18 | Payment of Exercise | 70,033 | $8.44 | $591,078.00 | (24%) 289.12K to 219.09K | 2% |
| 13-Nov-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-18 | Payment of Exercise | 4,324 | $8.43 | $36,451.30 | (2%) 233.45K to 229.12K | 2% |
| 14-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 10-Aug-18 | Payment of Exercise | 10,949 | $9.04 | $98,979.00 | (4%) 244.4K to 233.45K | 9% |
| 03-Aug-18 7:05 PM View: | Bookham Inc. (OCLR) | 01-Aug-18 | Grant | 40,000 | -- | -- | 20% 204.4K to 244.4K | |
| 15-Jun-18 7:05 PM View: | Bookham Inc. (OCLR) | 14-Jun-18 | Market Sale (Planned) | 5,000 | $9.08 | $45,413.00 | (2%) 209.4K to 204.4K | 9% |
| 14-May-18 7:45 PM View: | Bookham Inc. (OCLR) | 10-May-18 | Payment of Exercise | 7,489 | $8.58 | $64,255.60 | (3%) 216.89K to 209.4K | 4% |
| 16-Mar-18 7:35 PM View: | Bookham Inc. (OCLR) | 15-Mar-18 | Market Sale (Planned) | 5,000 | $10.10 | $50,491.00 | (2%) 221.89K to 216.89K | 18% |
| 13-Feb-18 7:35 PM View: | Bookham Inc. (OCLR) | 10-Feb-18 | Payment of Exercise | 11,064 | $6.41 | $70,920.20 | (5%) 232.95K to 221.89K | (29%) |
| 15-Dec-17 7:05 PM View: | Bookham Inc. (OCLR) | 14-Dec-17 | Market Sale (Planned) | 5,000 | $7.45 | $37,274.00 | (2%) 237.95K to 232.95K | (11%) |
| 14-Nov-17 7:05 PM View: | Bookham Inc. (OCLR) | 10-Nov-17 | Payment of Exercise | 8,140 | $6.22 | $50,630.80 | (3%) 246.09K to 237.95K | (33%) |
| 01-Sep-17 7:40 PM View: | Bookham Inc. (OCLR) | 31-Aug-17 | Market Sale | 12,182 | $8.45 | $102,938.00 | (5%) 258.27K to 246.09K | 2% |
| 14-Aug-17 7:25 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Grant | 40,000 | -- | -- | 17% 233.46K to 273.46K | |
| 14-Aug-17 7:25 PM View: | Bookham Inc. (OCLR) | 10-Aug-17 | Payment of Exercise | 15,188 | $8.32 | $126,364.00 | (6%) 273.46K to 258.27K | < 1% |
| 07-Aug-17 8:21 PM View: | Bookham Inc. (OCLR) | 25-Jul-17 | Grant | 50,000 | -- | -- | 27% 183.46K to 233.46K | |
| 02-Jun-17 7:00 PM View: | Bookham Inc. (OCLR) | 01-Jun-17 | Market Sale (Planned) | 5,000 | $9.17 | $45,850.00 | (3%) 188.46K to 183.46K | 10% |
| 12-May-17 7:13 PM View: | Bookham Inc. (OCLR) | 10-May-17 | Payment of Exercise | 5,790 | $8.94 | $51,762.60 | (3%) 194.25K to 188.46K | 8% |
| 03-Mar-17 7:02 PM View: | Bookham Inc. (OCLR) | 01-Mar-17 | Market Sale (Planned) | 5,000 | $8.70 | $43,500.00 | (3%) 199.25K to 194.25K | 5% |
| 14-Feb-17 7:49 PM View: | Bookham Inc. (OCLR) | 10-Feb-17 | Payment of Exercise | 8,224 | $9.49 | $78,045.80 | (4%) 207.47K to 199.25K | 13% |
| 05-Dec-16 6:33 PM View: | Bookham Inc. (OCLR) | 01-Dec-16 | Market Sale | 5,000 | $8.79 | $43,930.00 | (2%) 212.47K to 207.47K | 6% |
| 14-Nov-16 7:09 PM View: | Bookham Inc. (OCLR) | 10-Nov-16 | Payment of Exercise | 5,790 | $8.01 | $46,377.90 | (3%) 218.26K to 212.47K | (3%) |
| 31-Aug-16 8:50 PM View: | Bookham Inc. (OCLR) | 29-Aug-16 | Market Sale | 9,363 | $7.69 | $72,002.40 | (4%) 227.63K to 218.26K | (7%) |
| 12-Aug-16 9:16 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Grant | 50,000 | -- | -- | 25% 196.61K to 246.61K | |
| 12-Aug-16 9:16 PM View: | Bookham Inc. (OCLR) | 10-Aug-16 | Payment of Exercise | 18,984 | $6.22 | $118,080.00 | (8%) 246.61K to 227.63K | (33%) |
| 12-May-16 7:08 PM View: | Bookham Inc. (OCLR) | 10-May-16 | Payment of Exercise | 1,376 | -- | -- | (1%) 127.99K to 126.61K | |
| 04-Mar-16 5:48 PM View: | Bookham Inc. (OCLR) | 03-Mar-16 | Payment of Exercise | 1,376 | -- | -- | (1%) 129.36K to 127.99K | |
| 12-Feb-16 10:00 PM View: | Bookham Inc. (OCLR) | 10-Feb-16 | Grant | 5,000 | -- | -- | 4% 124.36K to 129.36K | |
| 11-Dec-15 5:13 PM View: | Bookham Inc. (OCLR) | 10-Dec-15 | Payment of Exercise | 5,637 | $3.28 | $18,489.40 | (4%) 130.0K to 124.36K | (152%) |
| 12-Aug-16 9:16 PM View: | Bookham Inc. (OCLR) | 29-Oct-15 | Grant | 70,000 | -- | -- | 55% 126.61K to 196.61K | |
| 12-Aug-15 7:14 PM View: | Bookham Inc. (OCLR) | 10-Aug-15 | Grant | 70,000 | -- | -- | 117% 60.0K to 130.0K | |
| 12-Dec-14 5:04 PM View: | Bookham Inc. (OCLR) | 10-Dec-14 | Grant | 60,000 | -- | -- | 100% 0 to 60.0K |