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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Oct-17 6:13 PM View:  | Cu Bancorp (CUNB) | 20-Oct-17 | Disposition | 172,097 | -- | -- | (100%) 172.1K to 0 | |
| 16-Sep-16 5:50 PM View: | Cu Bancorp (CUNB) | 15-Sep-16 | Grant | 1,200 | -- | -- | < 1% 170.9K to 172.1K | |
| 01-Jun-16 10:44 AM View: | Cu Bancorp (CUNB) | 31-May-16 | Option Exercise | 10,000 | $7.59 | $75,900.00 | 6% 160.9K to 170.9K | |
| 15-Apr-16 11:33 AM View: | Cu Bancorp (CUNB) | 14-Apr-16 | Option Exercise | 3,726 | $7.59 | $28,280.30 | 2% 159.49K to 163.22K | |
| 15-Apr-16 11:33 AM View: | Cu Bancorp (CUNB) | 14-Apr-16 | Market Option Sale (Planned) | 2,319 | $22.04 | $51,110.80 | (1%) 163.22K to 160.9K | (69%) |
| 15-Apr-16 11:33 AM View: | Cu Bancorp (CUNB) | 13-Apr-16 | Option Exercise | 3,492 | $7.59 | $26,504.30 | 2% 158.17K to 161.66K | |
| 15-Apr-16 11:33 AM View: | Cu Bancorp (CUNB) | 13-Apr-16 | Market Option Sale (Planned) | 2,174 | $22.00 | $47,828.00 | (1%) 161.66K to 159.49K | (69%) |
| 06-Jan-16 1:58 PM View: | Cu Bancorp (CUNB) | 06-Jan-16 | Option Exercise | 20,687 | $7.59 | $157,014.00 | 14% 150.04K to 170.73K | |
| 06-Jan-16 1:58 PM View: | Cu Bancorp (CUNB) | 06-Jan-16 | Market Option Sale (Planned) | 12,555 | $23.75 | $298,181.00 | (7%) 170.73K to 158.17K | (57%) |
| 06-Jan-16 11:16 AM View: | Cu Bancorp (CUNB) | 05-Jan-16 | Option Exercise | 6,846 | $7.59 | $51,961.10 | 5% 147.33K to 154.18K | |
| 06-Jan-16 11:16 AM View: | Cu Bancorp (CUNB) | 05-Jan-16 | Market Option Sale (Planned) | 4,140 | $24.04 | $99,525.60 | (3%) 154.18K to 150.04K | (55%) |
| 06-Jan-16 11:16 AM View: | Cu Bancorp (CUNB) | 04-Jan-16 | Option Exercise | 1,344 | $7.59 | $10,201.00 | < 1% 146.8K to 148.15K | |
| 06-Jan-16 11:16 AM View: | Cu Bancorp (CUNB) | 04-Jan-16 | Market Option Sale (Planned) | 814 | $23.96 | $19,503.40 | (< 1%) 148.15K to 147.33K | (56%) |
| 17-Nov-15 2:41 PM View: | Cu Bancorp (CUNB) | 16-Nov-15 | Option Exercise | 7,986 | $7.59 | $60,613.70 | 5% 146.8K to 154.79K | |
| 17-Nov-15 2:41 PM View: | Cu Bancorp (CUNB) | 16-Nov-15 | Market Option Sale | 7,986 | $26.25 | $209,632.00 | (5%) 154.79K to 146.8K | (42%) |
| 13-Nov-15 6:45 PM View: | Cu Bancorp (CUNB) | 13-Nov-15 | Option Exercise | 2,014 | $7.59 | $15,286.30 | 1% 146.8K to 148.82K | |
| 13-Nov-15 6:45 PM View: | Cu Bancorp (CUNB) | 13-Nov-15 | Market Option Sale | 2,014 | $26.25 | $52,867.50 | (1%) 148.82K to 146.8K | (42%) |
| 02-Nov-15 11:06 AM View: | Cu Bancorp (CUNB) | 29-Oct-15 | Grant | 1,170 | -- | -- | < 1% 145.63K to 146.8K | |
| 19-Oct-15 1:09 PM View: | Cu Bancorp (CUNB) | 16-Oct-15 | Option Exercise | 4,031 | $7.59 | $30,595.30 | 1% 292.24K to 296.27K | |
| 19-Oct-15 1:09 PM View: | Cu Bancorp (CUNB) | 16-Oct-15 | Market Option Sale (Planned) | 2,500 | $22.20 | $55,500.00 | (< 1%) 296.27K to 293.77K | (68%) |
| 19-Oct-15 1:09 PM View: | Cu Bancorp (CUNB) | 15-Oct-15 | Option Exercise | 5,638 | $7.59 | $42,792.40 | 2% 286.06K to 291.7K | |
| 19-Oct-15 1:09 PM View: | Cu Bancorp (CUNB) | 15-Oct-15 | Market Option Sale (Planned) | 3,497 | $22.18 | $77,563.50 | (1%) 291.7K to 288.21K | (68%) |
| 15-Oct-15 6:54 PM View: | Cu Bancorp (CUNB) | 14-Oct-15 | Option Exercise | 550 | $7.59 | $4,174.50 | < 1% 284.06K to 284.61K | |
| 15-Oct-15 6:54 PM View: | Cu Bancorp (CUNB) | 14-Oct-15 | Market Option Sale (Planned) | 342 | $22.09 | $7,554.78 | (< 1%) 284.61K to 284.27K | (69%) |
| 15-Oct-15 6:54 PM View: | Cu Bancorp (CUNB) | 13-Oct-15 | Option Exercise | 2,309 | $7.59 | $17,525.30 | < 1% 282.63K to 284.94K | |
| 15-Oct-15 6:54 PM View: | Cu Bancorp (CUNB) | 13-Oct-15 | Market Option Sale (Planned) | 1,432 | $22.20 | $31,790.40 | (< 1%) 284.94K to 283.51K | (68%) |
| 13-Oct-15 2:59 PM View: | Cu Bancorp (CUNB) | 09-Oct-15 | Option Exercise | 649 | $7.59 | $4,925.91 | < 1% 140.63K to 141.28K | |
| 13-Oct-15 2:59 PM View: | Cu Bancorp (CUNB) | 09-Oct-15 | Market Option Sale (Planned) | 402 | $22.40 | $9,004.80 | (< 1%) 141.28K to 140.88K | (66%) |
| 09-Oct-15 6:04 PM View: | Cu Bancorp (CUNB) | 08-Oct-15 | Option Exercise | 5,924 | $7.59 | $44,963.20 | 4% 138.36K to 144.29K | |
| 09-Oct-15 6:04 PM View: | Cu Bancorp (CUNB) | 08-Oct-15 | Market Option Sale (Planned) | 3,658 | $22.49 | $82,268.40 | (3%) 144.29K to 140.63K | (66%) |
| 09-Oct-15 6:04 PM View: | Cu Bancorp (CUNB) | 07-Oct-15 | Option Exercise | 4,357 | $7.59 | $33,069.60 | 3% 136.7K to 141.05K | |
| 09-Oct-15 6:04 PM View: | Cu Bancorp (CUNB) | 07-Oct-15 | Market Option Sale (Planned) | 2,690 | $22.50 | $60,525.00 | (2%) 141.05K to 138.36K | (66%) |
| 07-Oct-15 5:21 PM View: | Cu Bancorp (CUNB) | 06-Oct-15 | Option Exercise | 5,201 | $7.59 | $39,475.60 | 4% 131.83K to 137.03K | |
| 07-Oct-15 5:21 PM View: | Cu Bancorp (CUNB) | 06-Oct-15 | Market Option Sale (Planned) | 5,201 | $22.77 | $118,427.00 | (4%) 137.03K to 131.83K | (64%) |
| 07-Oct-15 5:21 PM View: | Cu Bancorp (CUNB) | 05-Oct-15 | Option Exercise | 2,570 | $7.59 | $19,506.30 | 2% 131.83K to 134.4K | |
| 07-Oct-15 5:21 PM View: | Cu Bancorp (CUNB) | 05-Oct-15 | Market Option Sale (Planned) | 2,570 | $22.77 | $58,518.90 | (2%) 134.4K to 131.83K | (64%) |
| 22-Dec-14 7:16 PM View: | Cu Bancorp (CUNB) | 18-Dec-14 | Grant | 1,000 | -- | -- | < 1% 130.83K to 131.83K |