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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Feb-24 4:24 PM View:  | AES Corp. (AES) | 24-Feb-24 | Payment of Exercise | 3,346 | $16.00 | $53,536.00 | (1%) 230.1K to 226.76K | |
| 26-Feb-24 4:24 PM View: | AES Corp. (AES) | 22-Feb-24 | Grant | 44,470 | -- | -- | 23% 194.45K to 238.92K | |
| 26-Feb-24 4:24 PM View: | AES Corp. (AES) | 22-Feb-24 | Disposition | 116 | -- | -- | (< 1%) 238.92K to 238.81K | |
| 26-Feb-24 4:24 PM View: | AES Corp. (AES) | 22-Feb-24 | Payment of Exercise | 8,704 | $16.00 | $139,264.00 | (4%) 238.81K to 230.1K | |
| 14-Dec-23 4:40 PM View: | AES Corp. (AES) | 13-Dec-23 | Option Exercise | 24,643 | $14.63 | $360,527.00 | 13% 191.21K to 215.85K | |
| 14-Dec-23 4:40 PM View: | AES Corp. (AES) | 13-Dec-23 | Option Sale | 21,594 | $18.95 | $409,206.00 | (10%) 215.85K to 194.26K | |
| 27-Feb-23 4:22 PM View: | AES Corp. (AES) | 24-Feb-23 | Grant | 29,315 | $25.32 | $742,256.00 | 17% 170.97K to 200.28K | (9%) |
| 27-Feb-23 4:22 PM View: | AES Corp. (AES) | 24-Feb-23 | Payment of Exercise | 9,767 | $25.32 | $247,300.00 | (5%) 200.28K to 190.52K | |
| 22-Feb-23 4:36 PM View: | AES Corp. (AES) | 21-Feb-23 | Payment of Exercise | 1,062 | $25.57 | $27,155.30 | (< 1%) 172.03K to 170.97K | |
| 22-Feb-23 4:36 PM View: | AES Corp. (AES) | 17-Feb-23 | Payment of Exercise | 1,232 | $26.23 | $32,315.40 | (< 1%) 173.26K to 172.03K | |
| 07-Mar-22 5:18 PM View: | AES Corp. (AES) | 03-Mar-22 | Grant | 17,734 | -- | -- | 11% 162.32K to 180.05K | |
| 07-Mar-22 5:18 PM View: | AES Corp. (AES) | 03-Mar-22 | Payment of Exercise | 7,467 | $21.46 | $160,242.00 | (4%) 180.05K to 172.59K | |
| 28-Feb-22 4:47 PM View: | AES Corp. (AES) | 24-Feb-22 | Grant | 13,652 | -- | -- | 9% 148.67K to 162.32K | |
| 24-Feb-22 4:43 PM View: | AES Corp. (AES) | 22-Feb-22 | Payment of Exercise | 1,361 | $21.01 | $28,594.60 | (< 1%) 150.03K to 148.67K | (9%) |
| 22-Feb-22 5:45 PM View: | AES Corp. (AES) | 18-Feb-22 | Payment of Exercise | 2,316 | $21.26 | $49,238.20 | (2%) 152.34K to 150.03K | (8%) |
| 12-Aug-21 7:57 PM View: | AES Corp. (AES) | 10-Aug-21 | Option Exercise | 32,028 | $11.17 | $357,753.00 | 21% 151.85K to 183.88K | |
| 12-Aug-21 7:57 PM View: | AES Corp. (AES) | 10-Aug-21 | Market Option Sale (Planned) | 32,028 | $24.38 | $780,843.00 | (17%) 183.88K to 151.85K | |
| 25-Feb-21 4:58 PM View: | AES Corp. (AES) | 23-Feb-21 | Payment of Exercise | 1,320 | $27.22 | $35,930.40 | (< 1%) 153.03K to 151.71K | 2% |
| 24-Feb-21 8:20 PM View: | AES Corp. (AES) | 22-Feb-21 | Payment of Exercise | 1,376 | $27.00 | $37,152.00 | (< 1%) 154.4K to 153.03K | 2% |
| 23-Feb-21 8:19 PM View: | AES Corp. (AES) | 19-Feb-21 | Grant | 26,514 | -- | -- | 19% 136.94K to 163.45K | |
| 23-Feb-21 8:19 PM View: | AES Corp. (AES) | 19-Feb-21 | Payment of Exercise | 9,048 | $28.31 | $256,149.00 | (6%) 163.45K to 154.4K | 6% |
| 23-Mar-20 7:25 AM View: | AES Corp. (AES) | 19-Mar-20 | Market Purchase | 3,240 | $9.28 | $30,067.20 | 2% 132.9K to 136.14K | 177% |
| 25-Feb-20 8:21 PM View: | AES Corp. (AES) | 24-Feb-20 | Grant | 22,797 | -- | -- | 19% 118.06K to 140.86K | |
| 25-Feb-20 8:21 PM View: | AES Corp. (AES) | 24-Feb-20 | Payment of Exercise | 7,960 | $20.25 | $161,190.00 | (6%) 140.86K to 132.9K | (27%) |
| 25-Feb-20 8:21 PM View: | AES Corp. (AES) | 23-Feb-20 | Payment of Exercise | 914 | $20.75 | $18,965.50 | (< 1%) 118.98K to 118.06K | (24%) |
| 25-Feb-20 8:21 PM View: | AES Corp. (AES) | 22-Feb-20 | Payment of Exercise | 1,121 | $20.75 | $23,260.80 | (< 1%) 120.1K to 118.98K | (24%) |
| 25-Feb-20 8:21 PM View: | AES Corp. (AES) | 21-Feb-20 | Grant | 6,911 | -- | -- | 6% 113.19K to 120.1K | |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 24-Feb-19 | Payment of Exercise | 1,076 | $17.53 | $18,862.30 | (< 1%) 113.51K to 112.43K | (44%) |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 23-Feb-19 | Payment of Exercise | 937 | $17.53 | $16,425.60 | (< 1%) 114.44K to 113.51K | (44%) |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 22-Feb-19 | Grant | 35,745 | -- | -- | 41% 86.53K to 122.28K | |
| 26-Feb-19 10:00 PM View: | AES Corp. (AES) | 22-Feb-19 | Payment of Exercise | 7,830 | $17.53 | $137,260.00 | (6%) 122.28K to 114.44K | (44%) |
| 21-Feb-19 6:55 PM View: | AES Corp. (AES) | 19-Feb-19 | Payment of Exercise | 1,573 | $17.18 | $27,024.10 | (2%) 88.1K to 86.53K | (47%) |
| 27-Feb-18 7:15 PM View: | AES Corp. (AES) | 24-Feb-18 | Payment of Exercise | 1,065 | $10.49 | $11,171.80 | (1%) 88.33K to 87.27K | (136%) |
| 27-Feb-18 7:15 PM View: | AES Corp. (AES) | 23-Feb-18 | Grant | 13,857 | $7.06 | $97,871.70 | 18% 75.84K to 89.69K | |
| 27-Feb-18 7:15 PM View: | AES Corp. (AES) | 23-Feb-18 | Payment of Exercise | 1,363 | $10.49 | $14,297.90 | (2%) 89.69K to 88.33K | (136%) |
| 21-Feb-18 7:46 PM View: | AES Corp. (AES) | 20-Feb-18 | Payment of Exercise | 1,053 | $10.40 | $10,951.20 | (1%) 76.89K to 75.84K | (139%) |
| 21-Feb-18 7:46 PM View: | AES Corp. (AES) | 19-Feb-18 | Payment of Exercise | 1,573 | $10.45 | $16,437.80 | (2%) 78.46K to 76.89K | (137%) |
| 28-Feb-17 10:00 PM View: | AES Corp. (AES) | 24-Feb-17 | Grant | 14,860 | $8.78 | $130,502.00 | 23% 63.9K to 78.76K | |
| 28-Feb-17 10:00 PM View: | AES Corp. (AES) | 24-Feb-17 | Payment of Exercise | 1,284 | $11.93 | $15,318.10 | (2%) 78.76K to 77.48K | (99%) |
| 23-Feb-17 7:14 PM View: | AES Corp. (AES) | 21-Feb-17 | Payment of Exercise | 493 | $11.78 | $5,807.54 | (< 1%) 64.4K to 63.9K | (102%) |
| 22-Feb-17 8:35 PM View: | AES Corp. (AES) | 17-Feb-17 | Payment of Exercise | 2,848 | $11.46 | $32,638.10 | (4%) 67.24K to 64.4K | (107%) |
| 23-Feb-16 9:07 PM View: | AES Corp. (AES) | 19-Feb-16 | Grant | 19,661 | -- | -- | 40% 49.48K to 69.14K | |
| 23-Feb-16 9:07 PM View: | AES Corp. (AES) | 19-Feb-16 | Payment of Exercise | 3,712 | $9.41 | $34,929.90 | (5%) 69.14K to 65.43K | (143%) |
| 17-Feb-16 6:31 PM View: | AES Corp. (AES) | 15-Feb-16 | Payment of Exercise | 752 | $9.17 | $6,895.84 | (2%) 50.01K to 49.25K | (149%) |
| 24-Feb-15 8:31 PM View: | AES Corp. (AES) | 24-Feb-15 | Payment of Exercise | 664 | $11.64 | $7,728.96 | (1%) 49.11K to 48.45K | (89%) |
| 24-Feb-15 8:31 PM View: | AES Corp. (AES) | 23-Feb-15 | Payment of Exercise | 752 | $11.86 | $8,918.72 | (2%) 49.87K to 49.11K | (86%) |
| 24-Feb-15 8:31 PM View: | AES Corp. (AES) | 21-Feb-15 | Payment of Exercise | 574 | $11.89 | $6,824.86 | (1%) 50.44K to 49.87K | (85%) |
| 24-Feb-15 8:31 PM View: | AES Corp. (AES) | 20-Feb-15 | Grant | 8,915 | -- | -- | 21% 41.52K to 50.44K |