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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Sep-23 5:18 PM View:  | Upland Software, Inc. (UPLD) | 16-Sep-23 | Payment of Exercise | 6,724 | $3.86 | $25,954.60 | (3%) 201.31K to 194.59K | |
| 20-Jun-23 4:18 PM View: | Upland Software, Inc. (UPLD) | 16-Jun-23 | Payment of Exercise | 6,724 | $3.53 | $23,735.70 | (3%) 208.04K to 201.31K | |
| 20-Mar-23 6:48 PM View: | Upland Software, Inc. (UPLD) | 16-Mar-23 | Payment of Exercise | 7,629 | $4.72 | $36,008.90 | (4%) 215.67K to 208.04K | |
| 22-Feb-23 4:31 PM View: | Upland Software, Inc. (UPLD) | 21-Feb-23 | Grant | 100,000 | -- | -- | 86% 115.67K to 215.67K | |
| 20-Dec-22 4:10 PM View: | Upland Software, Inc. (UPLD) | 16-Dec-22 | Payment of Exercise | 6,724 | $7.99 | $53,724.80 | (5%) 122.39K to 115.67K | |
| 09-Nov-22 4:02 PM View: | Upland Software, Inc. (UPLD) | 07-Nov-22 | Sale (Planned) | 8,300 | $7.32 | $60,756.00 | (6%) 130.69K to 122.39K | |
| 25-Oct-22 4:30 PM View: | Upland Software, Inc. (UPLD) | 21-Oct-22 | Grant | 50,000 | -- | -- | 62% 80.69K to 130.69K | |
| 20-Sep-22 4:38 PM View: | Upland Software, Inc. (UPLD) | 16-Sep-22 | Payment of Exercise | 1,804 | $9.38 | $16,921.50 | (2%) 82.5K to 80.69K | |
| 21-Jun-22 4:07 PM View: | Upland Software, Inc. (UPLD) | 16-Jun-22 | Payment of Exercise | 1,804 | $13.72 | $24,750.90 | (2%) 84.3K to 82.5K | |
| 18-Mar-22 4:17 PM View: | Upland Software, Inc. (UPLD) | 16-Mar-22 | Payment of Exercise | 2,507 | $16.66 | $41,766.60 | (3%) 86.81K to 84.3K | (12%) |
| 14-Jan-22 4:19 PM View: | Upland Software, Inc. (UPLD) | 12-Jan-22 | Grant | 27,500 | -- | -- | 46% 59.31K to 86.81K | |
| 20-Dec-21 6:00 PM View: | Upland Software, Inc. (UPLD) | 16-Dec-21 | Payment of Exercise | 6,558 | $18.11 | $118,765.00 | (10%) 65.86K to 59.31K | (4%) |
| 22-Nov-21 4:26 PM View: | Upland Software, Inc. (UPLD) | 18-Nov-21 | Market Sale | 3,481 | $21.97 | $76,477.60 | (5%) 69.34K to 65.86K | (< 1%) |
| 21-Jun-21 4:28 PM View: | Upland Software, Inc. (UPLD) | 21-Jun-21 | Market Sale (Planned) | 55 | $40.71 | $2,239.05 | (< 1%) 69.4K to 69.34K | (< 1%) |
| 21-Jun-21 4:28 PM View: | Upland Software, Inc. (UPLD) | 18-Jun-21 | Market Sale (Planned) | 3,344 | $40.65 | $135,933.00 | (5%) 72.74K to 69.4K | (< 1%) |
| 21-Jun-21 4:28 PM View: | Upland Software, Inc. (UPLD) | 17-Jun-21 | Market Sale (Planned) | 5,141 | $41.98 | $215,828.00 | (7%) 77.89K to 72.74K | 2% |
| 05-Feb-18 12:07 PM View: | Bazaarvoice Inc (BV) | 01-Feb-18 | Grant | 57,002 | -- | -- | 27% 208.55K to 265.55K | |
| 05-Feb-18 12:07 PM View: | Bazaarvoice Inc (BV) | 01-Feb-18 | Disposition | 265,553 | $1.61 | $428,406.00 | (100%) 265.55K to 0 | |
| 21-Dec-17 4:06 PM View: | Bazaarvoice Inc (BV) | 20-Dec-17 | Payment of Exercise | 4,471 | $4.45 | $19,895.90 | (2%) 213.02K to 208.55K | (119%) |
| 21-Sep-17 4:06 PM View: | Bazaarvoice Inc (BV) | 20-Sep-17 | Payment of Exercise | 343 | $4.75 | $1,629.25 | (< 1%) 213.37K to 213.02K | (195%) |
| 22-Jun-17 4:13 PM View: | Bazaarvoice Inc (BV) | 20-Jun-17 | Payment of Exercise | 7,434 | $4.75 | $35,311.50 | (3%) 220.8K to 213.37K | (195%) |
| 12-Jun-17 5:32 PM View: | Bazaarvoice Inc (BV) | 09-Jun-17 | Grant | 57,000 | -- | -- | 35% 163.8K to 220.8K | |
| 04-Apr-17 4:06 PM View: | Bazaarvoice Inc (BV) | 01-Apr-17 | Payment of Exercise | 409 | $4.30 | $1,758.70 | (< 1%) 164.21K to 163.8K | (226%) |
| 22-Mar-17 5:01 PM View: | Bazaarvoice Inc (BV) | 20-Mar-17 | Payment of Exercise | 1,023 | $4.30 | $4,398.90 | (< 1%) 165.23K to 164.21K | (226%) |
| 21-Dec-16 8:21 PM View: | Bazaarvoice Inc (BV) | 20-Dec-16 | Payment of Exercise | 4,472 | $5.15 | $23,030.80 | (3%) 169.7K to 165.23K | (172%) |
| 22-Sep-16 4:05 PM View: | Bazaarvoice Inc (BV) | 20-Sep-16 | Payment of Exercise | 343 | $5.00 | $1,715.00 | (< 1%) 170.05K to 169.7K | (180%) |
| 22-Jun-16 4:10 PM View: | Bazaarvoice Inc (BV) | 20-Jun-16 | Payment of Exercise | 2,796 | $3.76 | $10,513.00 | (2%) 172.84K to 170.05K | (273%) |
| 09-Jun-16 4:05 PM View: | Bazaarvoice Inc (BV) | 07-Jun-16 | Grant | 50,000 | -- | -- | 41% 122.84K to 172.84K | |
| 05-Apr-16 7:20 PM View: | Bazaarvoice Inc (BV) | 01-Apr-16 | Payment of Exercise | 409 | $3.14 | $1,284.26 | (< 1%) 123.25K to 122.84K | (346%) |
| 22-Mar-16 4:09 PM View: | Bazaarvoice Inc (BV) | 20-Mar-16 | Payment of Exercise | 1,023 | $3.33 | $3,406.59 | (< 1%) 124.27K to 123.25K | (321%) |
| 23-Dec-15 4:01 PM View: | Bazaarvoice Inc (BV) | 22-Dec-15 | Market Sale | 4,576 | $4.55 | $20,820.80 | (4%) 128.85K to 124.27K | (207%) |
| 23-Sep-15 4:56 PM View: | Bazaarvoice Inc (BV) | 22-Sep-15 | Market Sale | 377 | $4.78 | $1,801.19 | (< 1%) 128.32K to 127.95K | (193%) |
| 19-Jun-15 5:29 PM View: | Bazaarvoice Inc (BV) | 17-Jun-15 | Grant | 41,900 | -- | -- | 48% 86.42K to 128.32K | |
| 07-Apr-15 5:37 PM View: | Bazaarvoice Inc (BV) | 06-Apr-15 | Payment of Exercise | 415 | $5.80 | $2,407.00 | (< 1%) 86.84K to 86.42K | (141%) |
| 26-Mar-15 4:38 PM View: | Bazaarvoice Inc (BV) | 24-Mar-15 | Payment of Exercise | 492 | $5.71 | $2,809.32 | (< 1%) 87.33K to 86.84K | (145%) |