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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-24 4:33 PM View:  | Pyxis Oncology, Inc. (PYXS) | 26-Mar-24 | Grant | 35,219 | -- | -- | 16% 216.19K to 251.41K | |
| 28-Mar-23 4:41 PM View: | Pyxis Oncology, Inc. (PYXS) | 24-Mar-23 | Grant | 139,355 | -- | -- | 181% 76.83K to 216.19K | |
| 04-Apr-22 10:00 PM View: | Pyxis Oncology, Inc. (PYXS) | 31-Mar-22 | Grant | 66,831 | -- | -- | 668% 10.0K to 76.83K | |
| 09-Dec-21 4:18 PM View: | Pyxis Oncology, Inc. (PYXS) | 08-Dec-21 | Market Purchase | 10,000 | $9.39 | $93,885.00 | 100% 0 to 10.0K | (< 1%) |
| 07-May-21 4:21 PM View: | Gw Pharmaceuticals Plc (GWPH) | 05-May-21 | Disposition | 5,556 | -- | -- | (100%) 5.56K to 0 | |
| 10-Jun-20 11:15 AM View: | Stemline Therapeutics Inc (STML) | 10-Jun-20 | Disposition (change in control) | 35,468 | -- | -- | (100%) 35.47K to 0 | |
| 29-May-20 8:00 PM View: | Gw Pharmaceuticals Plc (GWPH) | 28-May-20 | Payment of Exercise | 1,800 | $10.54 | $18,972.00 | (50%) (-3.6K) to (-1.8K) | |
| 29-May-20 8:00 PM View: | Gw Pharmaceuticals Plc (GWPH) | 28-May-20 | Option Exercise | 7,356 | $0.00 | $8.83 | (409%) (-1.8K) to 5.56K | |
| 28-Jun-19 5:15 PM View: | Stemline Therapeutics Inc (STML) | 25-Jun-19 | Grant | 15,000 | -- | -- | 73% 20.47K to 35.47K | |
| 30-May-19 8:00 PM View: | Gw Pharmaceuticals Plc (GWPH) | 28-May-19 | Grant | 29,424 | $0.00 | $38.25 | 100% 0 to 29.42K | |
| 30-Nov-18 6:32 PM View: | Seattle Genetics Inc. (SGEN) | 29-Nov-18 | Market Sale | 7,000 | $62.88 | $440,160.00 | (9%) 79.56K to 72.56K | (14%) |
| 21-Nov-18 6:42 PM View: | Seattle Genetics Inc. (SGEN) | 21-Nov-18 | Market Sale | 4,167 | $56.68 | $236,204.00 | (5%) 83.72K to 79.56K | (26%) |
| 04-Sep-18 8:41 PM View: | Seattle Genetics Inc. (SGEN) | 30-Aug-18 | Grant | 18,644 | -- | -- | 29% 65.08K to 83.72K | |
| 29-Aug-18 7:32 PM View: | Seattle Genetics Inc. (SGEN) | 27-Aug-18 | Market Sale (Planned) | 4,784 | $74.23 | $355,125.00 | (7%) 69.86K to 65.08K | 4% |
| 22-Jun-18 9:30 PM View: | Stemline Therapeutics Inc (STML) | 21-Jun-18 | Grant | 20,468 | -- | -- | 100% 0 to 20.47K | |
| 14-Jun-18 6:31 PM View: | Seattle Genetics Inc. (SGEN) | 12-Jun-18 | Option Exercise | 10,086 | $29.14 | $293,910.00 | 14% 71.83K to 81.92K | |
| 14-Jun-18 6:31 PM View: | Seattle Genetics Inc. (SGEN) | 12-Jun-18 | Market Option Sale | 10,086 | $69.00 | $695,902.00 | (12%) 81.92K to 71.83K | (4%) |
| 14-Jun-18 6:31 PM View: | Seattle Genetics Inc. (SGEN) | 12-Jun-18 | Market Sale | 1,968 | $69.00 | $135,786.00 | (3%) 71.83K to 69.86K | (4%) |
| 11-May-18 7:59 PM View: | Seattle Genetics Inc. (SGEN) | 09-May-18 | Option Exercise | 9,000 | $16.20 | $145,790.00 | 13% 71.83K to 80.83K | |
| 11-May-18 7:59 PM View: | Seattle Genetics Inc. (SGEN) | 09-May-18 | Market Option Sale | 9,000 | $55.33 | $497,983.00 | (11%) 80.83K to 71.83K | (29%) |
| 07-May-18 7:08 PM View: | Seattle Genetics Inc. (SGEN) | 03-May-18 | Market Sale | 4,000 | $53.81 | $215,238.00 | (5%) 75.83K to 71.83K | (33%) |
| 07-Feb-18 8:17 PM View: | Seattle Genetics Inc. (SGEN) | 05-Feb-18 | Disposition | 1,399 | $55.58 | $77,755.90 | (2%) 77.23K to 75.83K | (29%) |
| 08-Sep-17 7:32 PM View: | Seattle Genetics Inc. (SGEN) | 06-Sep-17 | Option Exercise | 10,048 | $15.94 | $160,115.00 | 14% 72.21K to 82.25K | |
| 08-Sep-17 7:32 PM View: | Seattle Genetics Inc. (SGEN) | 06-Sep-17 | Market Option Sale | 5,024 | $51.94 | $260,967.00 | (6%) 82.25K to 77.23K | (38%) |
| 05-Sep-17 7:23 PM View: | Seattle Genetics Inc. (SGEN) | 31-Aug-17 | Option Exercise | 2,907 | $18.46 | $53,663.20 | 4% 76.87K to 79.78K | |
| 05-Sep-17 7:23 PM View: | Seattle Genetics Inc. (SGEN) | 31-Aug-17 | Market Option Sale | 2,907 | $52.51 | $152,654.00 | (4%) 79.78K to 76.87K | (36%) |
| 05-Sep-17 7:23 PM View: | Seattle Genetics Inc. (SGEN) | 31-Aug-17 | Market Sale | 4,662 | $52.51 | $244,813.00 | (6%) 76.87K to 72.21K | (36%) |
| 30-Aug-17 7:18 PM View: | Seattle Genetics Inc. (SGEN) | 28-Aug-17 | Market Sale (Planned) | 1,788 | $47.89 | $85,635.40 | (2%) 78.66K to 76.87K | (49%) |
| 18-Aug-17 8:12 PM View: | Seattle Genetics Inc. (SGEN) | 17-Aug-17 | Grant | 17,000 | -- | -- | 28% 61.66K to 78.66K | |
| 09-Aug-17 6:52 PM View: | Seattle Genetics Inc. (SGEN) | 07-Aug-17 | Option Exercise | 6,000 | $18.46 | $110,760.00 | 10% 61.66K to 67.66K | |
| 09-Aug-17 6:52 PM View: | Seattle Genetics Inc. (SGEN) | 07-Aug-17 | Market Option Sale | 6,000 | $49.19 | $295,110.00 | (9%) 67.66K to 61.66K | (45%) |
| 20-Dec-16 7:48 PM View: | Seattle Genetics Inc. (SGEN) | 16-Dec-16 | Option Exercise | 3,100 | $16.41 | $50,871.00 | 5% 58.5K to 61.6K | |
| 15-Dec-16 7:26 PM View: | Seattle Genetics Inc. (SGEN) | 13-Dec-16 | Option Exercise | 12,761 | $24.45 | $311,968.00 | 23% 55.74K to 68.5K | |
| 15-Dec-16 7:26 PM View: | Seattle Genetics Inc. (SGEN) | 13-Dec-16 | Market Option Sale | 10,000 | $63.38 | $633,834.00 | (15%) 68.5K to 58.5K | (13%) |
| 13-Sep-16 7:09 PM View: | Seattle Genetics Inc. (SGEN) | 09-Sep-16 | Option Exercise | 4,167 | $15.46 | $64,421.80 | 8% 51.58K to 55.74K | |
| 08-Sep-16 7:18 PM View: | Seattle Genetics Inc. (SGEN) | 06-Sep-16 | Market Sale | 5,397 | $46.01 | $248,307.00 | (9%) 56.97K to 51.58K | (55%) |
| 30-Aug-16 7:34 PM View: | Seattle Genetics Inc. (SGEN) | 27-Aug-16 | Grant | 16,000 | -- | -- | 39% 40.97K to 56.97K | |
| 22-Aug-16 9:38 PM View: | Seattle Genetics Inc. (SGEN) | 22-Aug-16 | Market Sale (Planned) | 1,774 | $46.59 | $82,651.90 | (4%) 42.75K to 40.97K | (53%) |
| 06-Jun-16 6:52 PM View: | Seattle Genetics Inc. (SGEN) | 02-Jun-16 | Market Sale | 3,366 | $42.07 | $141,617.00 | (7%) 46.11K to 42.75K | (70%) |
| 03-Mar-16 6:14 PM View: | Seattle Genetics Inc. (SGEN) | 01-Mar-16 | Grant | 8,400 | -- | -- | 22% 37.71K to 46.11K | |
| 13-Nov-15 5:49 PM View: | Seattle Genetics Inc. (SGEN) | 11-Nov-15 | Market Sale | 5,769 | $45.68 | $263,548.00 | (13%) 43.48K to 37.71K | (56%) |
| 25-Aug-15 8:46 PM View: | Seattle Genetics Inc. (SGEN) | 25-Aug-15 | Grant | 12,000 | -- | -- | 38% 31.48K to 43.48K | |
| 22-Aug-16 9:19 PM View: | Seattle Genetics Inc. (SGEN) | 25-Aug-15 | Grant Duplicate | 12,000 | -- | -- | 38% 31.48K to 43.48K | |
| 25-Aug-15 8:46 PM View: | Seattle Genetics Inc. (SGEN) | 20-Aug-15 | Market Sale (Planned) Duplicate | 2,231 | $42.02 | $93,756.70 | (7%) 33.71K to 31.48K | (70%) |
| 22-Aug-16 9:19 PM View: | Seattle Genetics Inc. (SGEN) | 20-Aug-15 | Market Sale (Planned) | 2,231 | $42.02 | $93,756.70 | (7%) 33.71K to 31.48K | (70%) |
| 17-Mar-15 7:10 PM View: | Seattle Genetics Inc. (SGEN) | 13-Mar-15 | Market Sale | 7,500 | $38.65 | $289,876.00 | (18%) 40.63K to 33.13K | (85%) |