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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Oct-18 7:59 PM View:  | Arrowhead Research Corp. (ARWR) | 19-Oct-18 | Option Exercise | 131,137 | $6.20 | $812,512.00 | 101% 130.0K to 261.14K | |
| 23-Oct-18 7:59 PM View: | Arrowhead Research Corp. (ARWR) | 19-Oct-18 | Market Option Sale | 131,137 | $13.49 | $1,769,040.00 | (50%) 261.14K to 130.0K | |
| 03-Jan-18 7:36 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-18 | Grant | 40,000 | -- | -- | 44% 90.0K to 130.0K | |
| 04-Jan-17 8:44 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-17 | Grant | 90,000 | -- | -- | 100% 0 to 90.0K |