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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Mar-24 1:51 PM View:  | PNM Resources Inc. (PNM) | 07-Mar-24 | Payment of Exercise | 1,440 | $37.74 | $54,345.60 | (4%) 32.99K to 31.55K | |
| 08-Mar-24 1:51 PM View: | PNM Resources Inc. (PNM) | 07-Mar-24 | Option Exercise | 3,178 | -- | -- | 11% 29.82K to 32.99K | |
| 05-Mar-24 12:08 PM View: | PNM Resources Inc. (PNM) | 01-Mar-24 | Payment of Exercise | 3,730 | $36.80 | $137,264.00 | (11%) 33.55K to 29.82K | |
| 05-Mar-24 12:08 PM View: | PNM Resources Inc. (PNM) | 01-Mar-24 | Option Exercise | 8,064 | -- | -- | 32% 25.48K to 33.55K | |
| 08-Mar-23 6:27 PM View: | PNM Resources Inc. (PNM) | 07-Mar-23 | Payment of Exercise | 845 | $48.80 | $41,236.00 | (3%) 26.33K to 25.48K | |
| 08-Mar-23 6:27 PM View: | PNM Resources Inc. (PNM) | 07-Mar-23 | Option Exercise | 1,863 | -- | -- | 8% 24.46K to 26.33K | |
| 01-Mar-23 6:54 PM View: | PNM Resources Inc. (PNM) | 28-Feb-23 | Payment of Exercise | 3,102 | $49.00 | $151,998.00 | (11%) 27.57K to 24.46K | |
| 01-Mar-23 6:54 PM View: | PNM Resources Inc. (PNM) | 28-Feb-23 | Option Exercise | 6,724 | -- | -- | 32% 20.84K to 27.57K | |
| 09-Mar-22 3:51 PM View: | PNM Resources Inc. (PNM) | 07-Mar-22 | Payment of Exercise | 631 | $46.11 | $29,095.40 | (3%) 21.47K to 20.84K | |
| 09-Mar-22 3:51 PM View: | PNM Resources Inc. (PNM) | 07-Mar-22 | Option Exercise | 1,389 | -- | -- | 7% 20.08K to 21.47K | |
| 03-Mar-22 7:31 PM View: | PNM Resources Inc. (PNM) | 01-Mar-22 | Payment of Exercise | 2,194 | $44.64 | $97,940.20 | (10%) 22.28K to 20.08K | |
| 03-Mar-22 7:31 PM View: | PNM Resources Inc. (PNM) | 01-Mar-22 | Option Exercise | 4,703 | -- | -- | 27% 17.57K to 22.28K | |
| 09-Mar-21 6:49 PM View: | PNM Resources Inc. (PNM) | 05-Mar-21 | Payment of Exercise | 3,200 | $47.42 | $151,744.00 | (15%) 20.77K to 17.57K | |
| 09-Mar-21 6:49 PM View: | PNM Resources Inc. (PNM) | 05-Mar-21 | Option Exercise | 6,923 | -- | -- | 50% 13.85K to 20.77K | |
| 10-Mar-20 4:35 PM View: | PNM Resources Inc. (PNM) | 06-Mar-20 | Payment of Exercise | 467 | $51.83 | $24,204.60 | (3%) 14.32K to 13.85K | 8% |
| 10-Mar-20 4:35 PM View: | PNM Resources Inc. (PNM) | 06-Mar-20 | Option Exercise | 1,052 | -- | -- | 8% 13.27K to 14.32K | |
| 05-Mar-20 5:43 PM View: | PNM Resources Inc. (PNM) | 03-Mar-20 | Grant | 5,219 | -- | -- | 50% 10.41K to 15.63K | |
| 05-Mar-20 5:43 PM View: | PNM Resources Inc. (PNM) | 03-Mar-20 | Payment of Exercise | 2,366 | $49.08 | $116,123.00 | (15%) 15.63K to 13.27K | 3% |
| 11-Mar-19 2:03 PM View: | PNM Resources Inc. (PNM) | 08-Mar-19 | Market Option Sale | 30 | $45.23 | $1,356.90 | (< 1%) 11.02K to 10.99K | (4%) |
| 11-Mar-19 2:03 PM View: | PNM Resources Inc. (PNM) | 08-Mar-19 | Market Sale | 578 | $45.23 | $26,142.90 | (5%) 10.99K to 10.41K | (4%) |
| 11-Mar-19 2:03 PM View: | PNM Resources Inc. (PNM) | 07-Mar-19 | Payment of Exercise | 498 | $44.94 | $22,380.10 | (4%) 12.61K to 12.11K | (5%) |
| 11-Mar-19 2:03 PM View: | PNM Resources Inc. (PNM) | 07-Mar-19 | Option Exercise | 1,122 | -- | -- | 10% 11.49K to 12.61K | |
| 11-Mar-19 2:03 PM View: | PNM Resources Inc. (PNM) | 07-Mar-19 | Market Option Sale | 1,092 | $44.89 | $49,019.90 | (9%) 12.11K to 11.02K | (5%) |
| 06-Mar-19 3:18 PM View: | PNM Resources Inc. (PNM) | 04-Mar-19 | Grant | 1,959 | -- | -- | 19% 10.4K to 12.36K | |
| 06-Mar-19 3:18 PM View: | PNM Resources Inc. (PNM) | 04-Mar-19 | Payment of Exercise | 867 | $44.76 | $38,806.90 | (7%) 12.36K to 11.49K | (5%) |
| 09-Mar-18 12:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-18 | Payment of Exercise | 220 | $35.10 | $7,722.00 | (2%) 10.62K to 10.4K | (33%) |
| 09-Mar-18 12:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-18 | Option Exercise | 751 | -- | -- | 8% 9.87K to 10.62K | |
| 06-Mar-18 4:51 PM View: | PNM Resources Inc. (PNM) | 05-Mar-18 | Market Option Sale | 425 | $35.70 | $15,172.50 | (3%) 12.82K to 12.4K | (30%) |
| 06-Mar-18 4:51 PM View: | PNM Resources Inc. (PNM) | 05-Mar-18 | Market Sale | 2,529 | $35.70 | $90,285.30 | (20%) 12.4K to 9.87K | (30%) |
| 06-Mar-18 4:51 PM View: | PNM Resources Inc. (PNM) | 04-Mar-18 | Payment of Exercise | 125 | $35.85 | $4,481.25 | (< 1%) 12.95K to 12.82K | (30%) |
| 06-Mar-18 4:51 PM View: | PNM Resources Inc. (PNM) | 04-Mar-18 | Option Exercise | 425 | -- | -- | 3% 12.52K to 12.95K | |
| 06-Mar-18 4:51 PM View: | PNM Resources Inc. (PNM) | 02-Mar-18 | Grant | 3,552 | -- | -- | 35% 10.29K to 13.85K | |
| 06-Mar-18 4:51 PM View: | PNM Resources Inc. (PNM) | 02-Mar-18 | Payment of Exercise | 1,324 | $35.85 | $47,465.40 | (10%) 13.85K to 12.52K | (30%) |
| 08-Mar-17 1:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-17 | Payment of Exercise | 185 | $36.40 | $6,734.00 | (1%) 12.48K to 12.29K | (26%) |
| 08-Mar-17 1:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-17 | Option Exercise | 393 | -- | -- | 3% 12.09K to 12.48K | |
| 08-Mar-17 1:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-17 | Market Option Sale | 393 | $36.40 | $14,305.20 | (3%) 12.29K to 11.9K | (26%) |
| 08-Mar-17 1:31 PM View: | PNM Resources Inc. (PNM) | 07-Mar-17 | Market Sale | 1,607 | $36.40 | $58,494.80 | (14%) 11.9K to 10.29K | (26%) |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 05-Mar-17 | Payment of Exercise | 188 | $36.30 | $6,824.40 | (2%) 12.27K to 12.09K | (27%) |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 05-Mar-17 | Option Exercise | 401 | -- | -- | 3% 11.87K to 12.27K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 04-Mar-17 | Payment of Exercise | 200 | $36.30 | $7,260.00 | (2%) 12.07K to 11.87K | (27%) |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 04-Mar-17 | Option Exercise | 425 | -- | -- | 4% 11.65K to 12.07K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 03-Mar-17 | Grant | 1,686 | -- | -- | 16% 10.51K to 12.19K | |
| 07-Mar-17 1:54 PM View: | PNM Resources Inc. (PNM) | 03-Mar-17 | Payment of Exercise | 544 | $36.30 | $19,747.20 | (4%) 12.19K to 11.65K | (27%) |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 06-Mar-16 | Payment of Exercise | 139 | $32.89 | $4,571.71 | (1%) 10.64K to 10.51K | (44%) |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 06-Mar-16 | Option Exercise | 428 | -- | -- | 4% 10.22K to 10.64K | |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 05-Mar-16 | Payment of Exercise | 130 | $32.89 | $4,275.70 | (1%) 10.35K to 10.22K | (44%) |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 05-Mar-16 | Option Exercise | 402 | -- | -- | 4% 9.94K to 10.35K | |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 04-Mar-16 | Payment of Exercise | 138 | $32.89 | $4,538.82 | (1%) 13.08K to 12.94K | (44%) |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 04-Mar-16 | Option Exercise | 425 | -- | -- | 3% 12.66K to 13.08K | |
| 08-Mar-16 1:59 PM View: | PNM Resources Inc. (PNM) | 04-Mar-16 | Market Option Sale | 827 | $32.32 | $26,728.60 | (6%) 12.94K to 12.12K | (46%) |