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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-19 1:41 PM View:  | Legg Mason Inc. (LM) | 16-May-19 | Option Exercise | 3,713 | $33.99 | $126,205.00 | 16% 23.78K to 27.5K | |
| 17-May-19 1:41 PM View: | Legg Mason Inc. (LM) | 16-May-19 | Market Option Sale (Planned) | 3,608 | $36.03 | $129,996.00 | (13%) 27.5K to 23.89K | |
| 02-May-19 3:43 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 2,481 | $33.52 | $83,163.10 | (9%) 26.26K to 23.78K | (< 1%) |
| 17-Apr-19 1:48 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Grant | 2,078 | -- | -- | 8% 25.16K to 27.24K | |
| 17-Apr-19 1:48 PM View: | Legg Mason Inc. (LM) | 15-Apr-19 | Payment of Exercise | 977 | $32.69 | $31,933.20 | (4%) 27.24K to 26.26K | |
| 17-May-18 5:05 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 7,978 | -- | -- | 46% 17.18K to 25.16K | |
| 02-May-18 2:42 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 1,860 | $39.60 | $73,656.00 | (10%) 19.04K to 17.18K | 26% |
| 17-May-17 12:53 PM View: | Legg Mason Inc. (LM) | 15-May-17 | Grant | 4,599 | -- | -- | 32% 14.45K to 19.04K | |
| 02-May-17 3:28 PM View: | Legg Mason Inc. (LM) | 01-May-17 | Market Sale | 1,745 | $37.39 | $65,245.60 | (11%) 16.19K to 14.45K | 24% |
| 17-May-16 2:22 PM View: | Legg Mason Inc. (LM) | 13-May-16 | Grant | 5,198 | -- | -- | 47% 10.99K to 16.19K | |
| 03-May-16 1:49 PM View: | Legg Mason Inc. (LM) | 02-May-16 | Market Sale | 1,659 | $31.69 | $52,567.60 | (13%) 12.65K to 10.99K | 8% |
| 19-May-15 2:59 PM View: | Legg Mason Inc. (LM) | 15-May-15 | Grant | 3,322 | -- | -- | 23% 14.38K to 17.7K | |
| 06-May-15 10:53 AM View: | Legg Mason Inc. (LM) | 05-May-15 | Market Sale | 1,518 | $55.32 | $83,975.80 | (10%) 15.89K to 14.38K | 46% |