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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jul-22 4:30 PM View:  | XOMA Ltd. (XOMA) | 15-Jul-22 | Option Exercise | 2,000 | $4.03 | $8,060.00 | 14% 13.9K to 15.9K | |
| 18-Jul-22 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Jul-22 | Planned Option Sale | 2,000 | $31.66 | $63,321.00 | (13%) 15.9K to 13.9K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 23-Mar-22 | Option Exercise | 161 | $4.03 | $648.83 | 1% 13.9K to 14.06K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 23-Mar-22 | Option Sale | 161 | $30.00 | $4,830.00 | (1%) 14.06K to 13.9K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 22-Mar-22 | Option Exercise | 2,339 | $4.03 | $9,426.17 | 17% 13.9K to 16.24K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 22-Mar-22 | Option Sale | 2,339 | $30.02 | $70,208.60 | (14%) 16.24K to 13.9K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 21-Mar-22 | Option Exercise | 12,000 | $4.03 | $48,360.00 | 86% 13.9K to 25.9K | |
| 23-Mar-22 6:52 PM View: | XOMA Ltd. (XOMA) | 21-Mar-22 | Option Sale | 12,000 | $29.00 | $348,060.00 | (46%) 25.9K to 13.9K | |
| 13-Apr-21 4:30 PM View: | XOMA Ltd. (XOMA) | 09-Apr-21 | Grant | 1,000 | $25.00 | $25,000.00 | 8% 12.46K to 13.46K | |
| 17-Dec-20 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Dec-20 | Grant | 2,000 | $25.00 | $50,000.00 | 20% 10.24K to 12.24K | |
| 17-Dec-20 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Dec-20 | Option Exercise | 15,000 | $4.03 | $60,450.00 | 123% 12.24K to 27.24K | |
| 17-Dec-20 4:30 PM View: | XOMA Ltd. (XOMA) | 15-Dec-20 | Market Option Sale (Planned) | 15,000 | $41.41 | $621,086.00 | (55%) 27.24K to 12.24K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 23-Nov-20 | Option Exercise | 5,125 | $4.03 | $20,653.80 | 50% 10.24K to 15.36K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 23-Nov-20 | Market Option Sale (Planned) | 5,125 | $32.93 | $168,752.00 | (33%) 15.36K to 10.24K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 20-Nov-20 | Option Exercise | 6,875 | $4.03 | $27,706.30 | 67% 10.24K to 17.11K | |
| 24-Nov-20 4:30 PM View: | XOMA Ltd. (XOMA) | 20-Nov-20 | Market Option Sale (Planned) | 6,875 | $32.52 | $223,555.00 | (40%) 17.11K to 10.24K | |
| 06-Nov-20 5:20 PM View: | XOMA Ltd. (XOMA) | 05-Nov-20 | Option Exercise | 8,000 | $4.03 | $32,240.00 | 78% 10.24K to 18.24K | |
| 06-Nov-20 5:20 PM View: | XOMA Ltd. (XOMA) | 05-Nov-20 | Market Option Sale | 726 | $27.50 | $19,965.00 | (4%) 18.24K to 17.51K | |
| 06-Nov-20 5:20 PM View: | XOMA Ltd. (XOMA) | 05-Nov-20 | Market Option Sale (Planned) | 7,274 | $25.98 | $188,943.00 | (42%) 17.51K to 10.24K | |
| 20-Sep-19 7:39 PM View: | XOMA Ltd. (XOMA) | 19-Sep-19 | Option Exercise | 4,171 | $4.03 | $16,809.10 | 47% 8.95K to 13.12K | |
| 20-Sep-19 7:39 PM View: | XOMA Ltd. (XOMA) | 19-Sep-19 | Market Option Sale (Planned) | 4,171 | $21.41 | $89,295.70 | (32%) 13.12K to 8.95K | |
| 20-Sep-19 7:39 PM View: | XOMA Ltd. (XOMA) | 18-Sep-19 | Option Exercise | 3,829 | $4.03 | $15,430.90 | 43% 8.95K to 12.77K | |
| 20-Sep-19 7:39 PM View: | XOMA Ltd. (XOMA) | 18-Sep-19 | Market Option Sale (Planned) | 3,829 | $21.96 | $84,091.00 | (30%) 12.77K to 8.95K | |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 27-Apr-18 | Option Exercise | 2,655 | $5.50 | $14,602.50 | 30% 8.95K to 11.6K | |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 27-Apr-18 | Market Option Sale | 2,655 | $24.77 | $65,757.20 | (23%) 11.6K to 8.95K | 43% |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 26-Apr-18 | Option Exercise | 8,345 | $5.50 | $45,897.50 | 93% 8.95K to 17.29K | |
| 27-Apr-18 5:44 PM View: | XOMA Ltd. (XOMA) | 26-Apr-18 | Market Option Sale | 8,345 | $24.69 | $206,050.00 | (48%) 17.29K to 8.95K | 43% |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 15-Nov-17 | Option Exercise | 8,392 | $4.03 | $33,819.80 | 94% 8.95K to 17.34K | |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 15-Nov-17 | Market Option Sale | 8,392 | $27.05 | $226,978.00 | (48%) 17.34K to 8.95K | 48% |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 14-Nov-17 | Option Exercise | 6,847 | $4.03 | $27,593.40 | 77% 8.95K to 15.79K | |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 14-Nov-17 | Market Option Sale | 6,847 | $28.34 | $194,053.00 | (43%) 15.79K to 8.95K | 50% |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 13-Nov-17 | Option Exercise | 6,983 | $4.03 | $28,141.50 | 78% 8.95K to 15.93K | |
| 15-Nov-17 8:03 PM View: | XOMA Ltd. (XOMA) | 13-Nov-17 | Market Option Sale | 6,983 | $30.99 | $216,419.00 | (44%) 15.93K to 8.95K | 55% |
| 23-Mar-17 10:31 AM View: | XOMA Ltd. (XOMA) | 21-Mar-17 | Market Sale | 2,598 | $5.40 | $14,030.00 | (23%) 11.54K to 8.95K | (160%) |
| 22-Mar-16 9:05 PM View: | XOMA Ltd. (XOMA) | 22-Mar-16 | Market Sale | 19,249 | $0.78 | $15,104.70 | (9%) 215.81K to 196.56K | 10% |
| 29-Feb-16 10:00 PM View: | XOMA Ltd. (XOMA) | 25-Feb-16 | Grant | 108,560 | -- | -- | 101% 107.25K to 215.81K | |
| 16-Feb-16 10:00 PM View: | XOMA Ltd. (XOMA) | 31-Dec-15 | Acquisition (other) Duplicate | 6,541 | $1.38 | $9,000.42 | 6% 100.71K to 107.25K | (49%) |