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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Oct-19 12:39 PM View:  | Sotheby's (BID) | 03-Oct-19 | Disposition | 22,530 | $57.00 | $1,284,210.00 | (100%) 22.53K to 0 | |
| 06-Mar-19 3:14 PM View: | Sotheby's (BID) | 05-Mar-19 | Grant | 9,286 | -- | -- | 67% 13.82K to 23.11K | |
| 06-Mar-19 3:14 PM View: | Sotheby's (BID) | 05-Mar-19 | Payment of Exercise | 4,483 | $40.00 | $179,320.00 | (17%) 27.01K to 22.53K | |
| 06-Mar-19 3:14 PM View: | Sotheby's (BID) | 05-Mar-19 | Option Exercise | 3,906 | -- | -- | 17% 23.11K to 27.01K | |
| 07-Mar-18 2:52 PM View: | Sotheby's (BID) | 05-Mar-18 | Grant | 1,264 | -- | -- | 11% 11.21K to 12.47K | |
| 07-Mar-18 2:52 PM View: | Sotheby's (BID) | 05-Mar-18 | Payment of Exercise | 1,345 | $51.00 | $68,595.00 | (9%) 15.17K to 13.82K | 22% |
| 07-Mar-18 2:52 PM View: | Sotheby's (BID) | 05-Mar-18 | Option Exercise | 2,691 | -- | -- | 22% 12.47K to 15.17K | |
| 07-Mar-17 4:11 PM View: | Sotheby's (BID) | 05-Mar-17 | Grant | 1,920 | -- | -- | 21% 9.36K to 11.28K | |
| 07-Mar-17 4:11 PM View: | Sotheby's (BID) | 05-Mar-17 | Payment of Exercise | 1,091 | $48.20 | $52,586.20 | (9%) 12.3K to 11.21K | 18% |
| 07-Mar-17 4:11 PM View: | Sotheby's (BID) | 05-Mar-17 | Option Exercise | 1,027 | -- | -- | 9% 11.28K to 12.3K | |
| 08-Mar-16 4:55 PM View: | Sotheby's (BID) | 05-Mar-16 | Grant | 1,518 | -- | -- | 20% 7.75K to 9.27K | |
| 08-Mar-16 4:55 PM View: | Sotheby's (BID) | 05-Mar-16 | Payment of Exercise | 942 | $25.81 | $24,313.00 | (9%) 10.3K to 9.36K | (54%) |
| 08-Mar-16 4:55 PM View: | Sotheby's (BID) | 05-Mar-16 | Option Exercise | 1,026 | -- | -- | 11% 9.27K to 10.3K | |
| 03-Feb-16 5:50 PM View: | Sotheby's (BID) | 03-Feb-16 | Market Purchase | 2,155 | $23.13 | $49,850.50 | 38% 5.6K to 7.75K | 72% |