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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Oct-19 12:38 PM View:  | Sotheby's (BID) | 03-Oct-19 | Disposition | 12,117 | $57.00 | $690,669.00 | (100%) 12.12K to 0 | |
| 06-Mar-19 3:12 PM View: | Sotheby's (BID) | 05-Mar-19 | Grant | 4,975 | -- | -- | 64% 7.72K to 12.69K | |
| 06-Mar-19 3:12 PM View: | Sotheby's (BID) | 05-Mar-19 | Payment of Exercise | 2,724 | $40.00 | $108,960.00 | (18%) 14.84K to 12.12K | |
| 06-Mar-19 3:12 PM View: | Sotheby's (BID) | 05-Mar-19 | Option Exercise | 2,148 | -- | -- | 17% 12.69K to 14.84K | |
| 07-Mar-18 3:04 PM View: | Sotheby's (BID) | 05-Mar-18 | Grant | 652 | -- | -- | 10% 6.42K to 7.07K | |
| 07-Mar-18 3:04 PM View: | Sotheby's (BID) | 05-Mar-18 | Payment of Exercise | 809 | $51.00 | $41,259.00 | (9%) 8.53K to 7.72K | 22% |
| 07-Mar-18 3:04 PM View: | Sotheby's (BID) | 05-Mar-18 | Option Exercise | 1,460 | -- | -- | 21% 7.07K to 8.53K | |
| 07-Mar-17 4:09 PM View: | Sotheby's (BID) | 05-Mar-17 | Grant | 1,102 | -- | -- | 20% 5.45K to 6.55K | |
| 07-Mar-17 4:09 PM View: | Sotheby's (BID) | 05-Mar-17 | Payment of Exercise | 682 | $48.20 | $32,872.40 | (10%) 7.1K to 6.42K | 18% |
| 07-Mar-17 4:09 PM View: | Sotheby's (BID) | 05-Mar-17 | Option Exercise | 550 | -- | -- | 8% 6.55K to 7.1K | |
| 08-Mar-16 4:57 PM View: | Sotheby's (BID) | 05-Mar-16 | Grant | 1,220 | -- | -- | 28% 4.4K to 5.62K | |
| 08-Mar-16 4:57 PM View: | Sotheby's (BID) | 05-Mar-16 | Payment of Exercise | 724 | $25.81 | $18,686.40 | (12%) 6.17K to 5.45K | (54%) |
| 08-Mar-16 4:57 PM View: | Sotheby's (BID) | 05-Mar-16 | Option Exercise | 549 | -- | -- | 10% 5.62K to 6.17K |