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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Feb-21 5:18 PM View:  | National Holdings Corp. (NHLD) | 25-Feb-21 | Disposition (change in control) | 118,502 | $3.25 | $385,132.00 | (100%) 118.5K to 0 | (< 1%) |
| 07-Jan-21 4:04 PM View: | National Holdings Corp. (NHLD) | 31-Dec-20 | Payment of Exercise | 11,294 | $1.79 | $20,216.30 | (9%) 129.8K to 118.5K | |
| 02-Nov-20 4:03 PM View: | National Holdings Corp. (NHLD) | 01-Nov-20 | Option Exercise | 37,212 | -- | -- | 40% 92.58K to 129.8K | |
| 02-Sep-20 4:05 PM View: | National Holdings Corp. (NHLD) | 31-Aug-20 | Payment of Exercise | 5,308 | $1.97 | $10,456.80 | (5%) 97.89K to 92.58K | |
| 21-Jul-20 4:02 PM View: | National Holdings Corp. (NHLD) | 19-Jul-20 | Option Exercise | 15,625 | -- | -- | 19% 82.27K to 97.89K | |
| 27-May-20 5:00 PM View: | National Holdings Corp. (NHLD) | 22-May-20 | Payment of Exercise | 7,765 | $1.42 | $11,025.50 | (9%) 90.03K to 82.27K | |
| 14-Apr-20 4:04 PM View: | National Holdings Corp. (NHLD) | 10-Apr-20 | Option Exercise | 22,857 | -- | -- | 34% 67.17K to 90.03K | |
| 03-Jan-20 5:58 PM View: | National Holdings Corp. (NHLD) | 23-Dec-19 | Payment of Exercise | 12,641 | $2.66 | $33,625.10 | (16%) 79.82K to 67.17K | (5%) |
| 05-Nov-19 4:56 PM View: | National Holdings Corp. (NHLD) | 01-Nov-19 | Option Exercise | 37,212 | -- | -- | 87% 42.6K to 79.82K | |
| 27-Aug-19 4:48 PM View: | National Holdings Corp. (NHLD) | 23-Aug-19 | Payment of Exercise | 5,308 | $2.79 | $14,809.30 | (11%) 47.91K to 42.6K | (< 1%) |
| 22-Jul-19 4:44 PM View: | National Holdings Corp. (NHLD) | 19-Jul-19 | Option Exercise | 15,625 | -- | -- | 48% 32.29K to 47.91K | |
| 28-Jun-19 5:21 PM View: | National Holdings Corp. (NHLD) | 30-May-19 | Payment of Exercise | 7,765 | $2.91 | $22,596.20 | (19%) 40.05K to 32.29K | |
| 28-Jun-19 5:21 PM View: | National Holdings Corp. (NHLD) | 10-Apr-19 | Option Exercise | 22,857 | -- | -- | 133% 17.2K to 40.05K | |
| 31-Jan-19 6:15 PM View: | National Holdings Corp. (NHLD) | 27-Dec-18 | Payment of Exercise | 3,539 | $3.20 | $11,324.80 | (17%) 20.73K to 17.2K | |
| 31-Jan-19 6:15 PM View: | National Holdings Corp. (NHLD) | 27-Dec-18 | Option Exercise | 10,417 | -- | -- | 101% 10.32K to 20.73K | |
| 31-Jan-19 6:15 PM View: | National Holdings Corp. (NHLD) | 19-Jul-18 | Payment of Exercise | 5,308 | $3.21 | $17,038.70 | (34%) 15.63K to 10.32K | |
| 31-Jan-19 6:15 PM View: | National Holdings Corp. (NHLD) | 19-Jul-18 | Option Exercise | 15,625 | -- | -- | 100% 0 to 15.63K | |
| 13-Sep-16 4:33 PM View: | National Holdings Corp. (NHLD) | 12-Sep-16 | Disposition (change in control) | 10,000 | $3.25 | $32,500.00 | (100%) 10.0K to 0 | 9% |
| 14-Oct-15 9:10 PM View: | National Holdings Corp. (NHLD) | 13-Oct-15 | Market Purchase | 7,900 | $2.40 | $18,951.70 | 376% 2.1K to 10.0K | 24% |
| 13-Oct-15 4:15 PM View: | National Holdings Corp. (NHLD) | 09-Oct-15 | Market Purchase | 2,100 | $2.38 | $4,998.00 | 100% 0 to 2.1K | 25% |