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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Mar-24 4:45 PM View:  | Amerisourcebergen Corp. (COR) | 12-Mar-24 | Grant | 843 | -- | -- | 45% 1.89K to 2.73K | |
| 12-Jun-23 4:13 PM View: | Revolution Medicines, Inc. (RVMD) | 08-Jun-23 | Grant | 5,200 | -- | -- | 9% 60.5K to 65.7K | |
| 13-Mar-23 4:18 PM View: | Amerisourcebergen Corp. (COR) | 09-Mar-23 | Grant | 1,334 | -- | -- | 184% 0.73K to 2.06K | |
| 01-Mar-23 11:40 AM View: | Cowen Group, Inc. (COWN) | 01-Mar-23 | Disposition | 38,236 | $39.00 | $1,491,200.00 | (100%) 38.24K to 0 | |
| 03-Nov-22 5:20 PM View: | Amerisourcebergen Corp. (COR) | 01-Nov-22 | Grant | 558 | -- | -- | 332% 0.17K to 0.73K | |
| 01-Sep-22 4:20 PM View: | Cowen Group, Inc. (COWN) | 30-Aug-22 | Grant | 8,184 | -- | -- | 27% 30.0K to 38.18K | |
| 25-Jul-22 4:58 PM View: | Revolution Medicines, Inc. (RVMD) | 22-Jul-22 | Private Purchase | 50,000 | $20.00 | $1,000,000.00 | 476% 10.5K to 60.5K | |
| 13-Jul-22 5:02 PM View: | Revolution Medicines, Inc. (RVMD) | 12-Jul-22 | Grant | 10,500 | -- | -- | 100% 0 to 10.5K | |
| 28-Feb-22 4:31 PM View: | Cowen Group, Inc. (COWN) | 25-Feb-22 | Private Purchase | 30,000 | $30.03 | $900,849.00 | 100% 0 to 30.0K | |
| 04-Jun-20 6:18 PM View: | Moderna, Inc. (MRNA) | 02-Jun-20 | Option Exercise | 241,000 | $17.55 | $4,229,090.00 | 20% 1.2M to 1.44M | (8%) |
| 04-Jun-20 6:18 PM View: | Moderna, Inc. (MRNA) | 02-Jun-20 | Market Option Sale (Planned) | 241,000 | $58.30 | $14,050,300.00 | (17%) 1.44M to 1.2M | (112%) |
| 28-May-20 6:07 PM View: | Moderna, Inc. (MRNA) | 27-May-20 | Option Exercise | 241,000 | $14.06 | $3,389,560.00 | 20% 1.2M to 1.44M | |
| 28-May-20 6:07 PM View: | Moderna, Inc. (MRNA) | 27-May-20 | Market Option Sale (Planned) | 241,000 | $51.13 | $12,322,300.00 | (17%) 1.44M to 1.2M | (141%) |
| 19-May-20 5:04 PM View: | Moderna, Inc. (MRNA) | 18-May-20 | Option Exercise | 241,000 | $12.45 | $3,000,940.00 | 20% 1.2M to 1.44M | |
| 19-May-20 5:04 PM View: | Moderna, Inc. (MRNA) | 18-May-20 | Market Option Sale (Planned) | 221,000 | $82.12 | $18,148,900.00 | (15%) 1.44M to 1.22M | (50%) |
| 19-May-20 5:04 PM View: | Moderna, Inc. (MRNA) | 18-May-20 | Market Sale (Planned) | 20,000 | $82.12 | $1,642,440.00 | (2%) 1.22M to 1.2M | (50%) |
| 19-May-20 5:04 PM View: | Moderna, Inc. (MRNA) | 15-May-20 | Market Option Sale (Planned) | 20,000 | $65.53 | $1,310,630.00 | (2%) 1.22M to 1.2M | (88%) |
| 14-May-20 5:00 PM View: | Moderna, Inc. (MRNA) | 12-May-20 | Option Exercise | 241,000 | $10.96 | $2,642,150.00 | 20% 1.22M to 1.46M | |
| 14-May-20 5:00 PM View: | Moderna, Inc. (MRNA) | 12-May-20 | Market Option Sale | 241,000 | $64.49 | $15,541,100.00 | (16%) 1.46M to 1.22M | (91%) |
| 16-Apr-20 4:57 PM View: | Moderna, Inc. (MRNA) | 15-Apr-20 | Market Sale (Planned) | 20,000 | $36.21 | $724,230.00 | (2%) 1.24M to 1.22M | (241%) |
| 18-Mar-20 4:57 PM View: | Moderna, Inc. (MRNA) | 16-Mar-20 | Market Sale (Planned) | 20,000 | $26.19 | $523,819.00 | (2%) 1.26M to 1.24M | (371%) |
| 06-Mar-20 4:13 PM View: | Moderna, Inc. (MRNA) | 04-Mar-20 | Market Sale (Planned) | 20,000 | $27.71 | $554,200.00 | (2%) 1.28M to 1.26M | (345%) |
| 27-Feb-20 5:10 PM View: | Moderna, Inc. (MRNA) | 26-Feb-20 | Market Sale (Planned) | 18,652 | $28.59 | $533,267.00 | (1%) 1.3M to 1.28M | (332%) |
| 27-Feb-20 5:10 PM View: | Moderna, Inc. (MRNA) | 25-Feb-20 | Market Sale (Planned) | 1,348 | $25.63 | $34,550.30 | (< 1%) 1.3M to 1.3M | (381%) |
| 11-Feb-20 9:52 PM View: | Moderna, Inc. (MRNA) | 07-Feb-20 | Market Sale (Planned) | 33,295 | $23.06 | $767,783.00 | (2%) 1.34M to 1.3M | (435%) |
| 29-Jan-20 4:04 PM View: | Moderna, Inc. (MRNA) | 28-Jan-20 | Market Sale (Planned) | 900 | $23.37 | $21,033.00 | (< 1%) 1.34M to 1.34M | (428%) |
| 29-Jan-20 4:04 PM View: | Moderna, Inc. (MRNA) | 27-Jan-20 | Market Sale (Planned) | 23,805 | $23.01 | $547,753.00 | (2%) 1.36M to 1.34M | (436%) |
| 23-Jan-20 4:18 PM View: | Moderna, Inc. (MRNA) | 22-Jan-20 | Market Sale (Planned) | 2,000 | $23.04 | $46,080.00 | (< 1%) 1.36M to 1.36M | (436%) |
| 09-Dec-19 7:27 PM View: | Moderna, Inc. (MRNA) | 06-Dec-19 | Option Exercise | 458,715 | $20.64 | $9,467,880.00 | 40% 1.14M to 1.6M | 498% |
| 09-Dec-19 7:27 PM View: | Moderna, Inc. (MRNA) | 06-Dec-19 | Market Option Sale (Planned) | 238,532 | $20.00 | $4,770,190.00 | (15%) 1.6M to 1.36M | (517%) |
| 24-Sep-19 9:24 PM View: | Moderna, Inc. (MRNA) | 23-Sep-19 | Gift | 5,000 | -- | -- | (< 1%) 1.15M to 1.14M | |
| 13-Dec-18 4:17 PM View: | Moderna, Inc. (MRNA) | 11-Dec-18 | Conversion | 458 | -- | -- | < 1% 1.15M to 1.15M |