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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Apr-22 5:24 PM View:  | Lindblad Expeditions Holdin... (LIND) | 31-Mar-22 | Grant | 28,184 | -- | -- | 22% 128.9K to 157.08K | |
| 04-Apr-22 5:24 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Mar-22 | Payment of Exercise | 1,496 | -- | -- | (< 1%) 157.08K to 155.58K | |
| 04-Apr-22 5:24 PM View: | Lindblad Expeditions Holdin... (LIND) | 16-Nov-21 | Grant | 16,409 | -- | -- | 15% 112.49K to 128.9K | |
| 02-Apr-21 4:50 PM View: | Lindblad Expeditions Holdin... (LIND) | 31-Mar-21 | Grant | 22,486 | -- | -- | 25% 90.0K to 112.49K | |
| 13-Nov-20 4:35 PM View: | Lindblad Expeditions Holdin... (LIND) | 11-Nov-20 | Grant | 90,000 | -- | -- | 100% 0 to 90.0K | |
| 06-Mar-19 3:10 PM View: | Sotheby's (BID) | 05-Mar-19 | Grant | 25,703 | -- | -- | 323% 7.96K to 33.66K | |
| 06-Mar-19 3:10 PM View: | Sotheby's (BID) | 05-Mar-19 | Payment of Exercise | 14,789 | $40.00 | $591,560.00 | (37%) 39.52K to 24.73K | |
| 06-Mar-19 3:10 PM View: | Sotheby's (BID) | 05-Mar-19 | Option Exercise | 5,860 | -- | -- | 17% 33.66K to 39.52K | |
| 01-Jun-18 2:50 PM View: | Sotheby's (BID) | 01-Jun-18 | Payment of Exercise | 1,279 | $54.82 | $70,114.80 | (14%) 9.23K to 7.96K | 28% |
| 01-Jun-18 2:50 PM View: | Sotheby's (BID) | 01-Jun-18 | Option Exercise | 3,346 | -- | -- | 57% 5.89K to 9.23K | |
| 07-Mar-18 3:04 PM View: | Sotheby's (BID) | 05-Mar-18 | Payment of Exercise | 1,212 | $51.00 | $61,812.00 | (17%) 7.1K to 5.89K | 22% |
| 07-Mar-18 3:04 PM View: | Sotheby's (BID) | 05-Mar-18 | Option Exercise | 3,169 | -- | -- | 81% 3.93K to 7.1K | |
| 01-Jun-17 3:40 PM View: | Sotheby's (BID) | 01-Jun-17 | Payment of Exercise | 1,380 | $52.59 | $72,574.20 | (26%) 5.31K to 3.93K | 25% |
| 01-Jun-17 3:40 PM View: | Sotheby's (BID) | 01-Jun-17 | Option Exercise | 3,346 | -- | -- | 170% 1.97K to 5.31K | |
| 18-Jul-16 11:05 AM View: | Sotheby's (BID) | 01-Jun-16 | Payment of Exercise | 1,380 | $29.90 | $41,262.00 | (41%) 3.35K to 1.97K | (33%) |
| 18-Jul-16 11:05 AM View: | Sotheby's (BID) | 01-Jun-16 | Option Exercise | 3,346 | -- | -- | 100% 0 to 3.35K |