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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Feb-23 10:00 PM View:  | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-23 | Grant | 1,086 | -- | -- | 18% 6.04K to 7.13K | |
| 28-Feb-23 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-23 | Payment of Exercise | 355 | $247.30 | $87,791.50 | (5%) 7.13K to 6.77K | |
| 21-Nov-22 5:21 PM View: | Lpl Financial Holdings Inc. (LPLA) | 18-Nov-22 | Purchase | 920 | $219.15 | $201,618.00 | 18% 5.12K to 6.04K | |
| 01-Mar-22 6:25 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Grant | 1,419 | -- | -- | 36% 3.94K to 5.36K | |
| 01-Mar-22 6:25 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-22 | Payment of Exercise | 233 | $182.73 | $42,576.10 | (4%) 5.36K to 5.12K | |
| 01-Mar-21 8:11 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-21 | Grant | 2,027 | -- | -- | 106% 1.91K to 3.94K | |
| 17-Feb-21 6:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Feb-21 | Market Purchase | 1,909 | $131.00 | $250,079.00 | 100% 0 to 1.91K | 13% |
| 05-Oct-20 5:23 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Grant | 8,143 | -- | -- | 17% 47.25K to 55.39K | |
| 05-Oct-20 5:23 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Disposition | 55,390 | -- | -- | (100%) 55.39K to 0 | |
| 27-Aug-20 5:42 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Aug-20 | Grant | 67 | -- | -- | < 1% 47.18K to 47.25K | |
| 21-May-20 5:42 PM View: | E*TRADE Financial Corporation (ETFC) | 19-May-20 | Grant | 91 | -- | -- | < 1% 47.09K to 47.18K | |
| 04-Mar-20 5:05 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Mar-20 | Grant | 79 | -- | -- | < 1% 47.01K to 47.09K | |
| 11-Feb-20 6:16 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-20 | Payment of Exercise | 785 | $43.37 | $34,045.40 | (2%) 47.8K to 47.01K | |
| 11-Feb-20 6:16 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-20 | Payment of Exercise | 990 | $43.37 | $42,936.30 | (2%) 48.78K to 47.8K | |
| 11-Feb-20 6:16 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-20 | Grant | 17,293 | -- | -- | 55% 31.49K to 48.78K | |
| 05-Feb-20 5:38 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-20 | Payment of Exercise | 1,407 | $42.88 | $60,325.10 | (4%) 32.9K to 31.49K | (7%) |
| 19-Nov-19 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-19 | Grant | 62 | -- | -- | < 1% 32.84K to 32.9K | |
| 28-Aug-19 5:10 PM View: | E*TRADE Financial Corporation (ETFC) | 26-Aug-19 | Grant | 66 | -- | -- | < 1% 32.77K to 32.84K | |
| 22-May-19 5:26 PM View: | E*TRADE Financial Corporation (ETFC) | 20-May-19 | Grant | 55 | -- | -- | < 1% 32.72K to 32.77K | |
| 20-Feb-19 8:43 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Feb-19 | Grant | 26 | -- | -- | < 1% 32.69K to 32.72K | |
| 12-Feb-19 8:54 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-19 | Payment of Exercise | 775 | $46.06 | $35,694.60 | (2%) 33.47K to 32.69K | (3%) |
| 08-Feb-19 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-19 | Grant | 9,770 | -- | -- | 41% 23.7K to 33.47K | |
| 05-Feb-19 9:54 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-19 | Payment of Exercise | 1,308 | $47.19 | $61,731.10 | (5%) 25.0K to 23.7K | (< 1%) |
| 05-Feb-19 9:54 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-19 | Payment of Exercise | 1,380 | $47.30 | $65,274.00 | (5%) 26.38K to 25.0K | (< 1%) |
| 19-Nov-18 5:18 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-18 | Grant | 53 | -- | -- | < 1% 26.33K to 26.38K | |
| 05-Nov-18 5:48 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Nov-18 | Market Purchase | 1,943 | $51.50 | $100,072.00 | 8% 24.39K to 26.33K | (8%) |
| 05-Jun-18 5:11 PM View: | E*TRADE Financial Corporation (ETFC) | 01-Jun-18 | Payment of Exercise | 1,853 | $64.20 | $118,963.00 | (7%) 26.24K to 24.39K | 26% |
| 08-Mar-18 5:04 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Mar-18 | Market Sale | 7,680 | $53.00 | $407,040.00 | (23%) 33.92K to 26.24K | 10% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-18 | Grant | 7,707 | -- | -- | 29% 26.21K to 33.92K | |
| 06-Feb-18 7:58 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-18 | Payment of Exercise | 742 | $50.46 | $37,441.30 | (3%) 26.95K to 26.21K | 6% |
| 06-Feb-18 7:58 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-18 | Payment of Exercise | 1,305 | $51.58 | $67,311.90 | (5%) 28.26K to 26.95K | 8% |
| 06-Feb-18 7:58 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-18 | Payment of Exercise | 1,363 | $53.35 | $72,712.60 | (5%) 29.62K to 28.26K | 11% |
| 28-Jul-17 5:00 PM View: | E*TRADE Financial Corporation (ETFC) | 26-Jul-17 | Market Sale | 5,696 | $41.50 | $236,376.00 | (16%) 35.32K to 29.62K | (14%) |
| 05-Jun-17 6:24 PM View: | E*TRADE Financial Corporation (ETFC) | 01-Jun-17 | Payment of Exercise | 1,862 | $34.85 | $64,884.20 | (5%) 37.18K to 35.32K | (36%) |
| 14-Feb-17 5:32 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-17 | Market Sale | 6,968 | $35.60 | $248,061.00 | (16%) 44.15K to 37.18K | (33%) |
| 09-Feb-17 5:06 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-17 | Payment of Exercise | 958 | $35.20 | $33,721.60 | (2%) 45.11K to 44.15K | (35%) |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-17 | Payment of Exercise | 2,066 | $34.69 | $71,675.70 | (4%) 47.17K to 45.11K | (37%) |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Payment of Exercise | 1,541 | $34.97 | $53,888.80 | (3%) 48.71K to 47.17K | (36%) |
| 07-Feb-17 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-17 | Grant | 12,867 | -- | -- | 36% 35.85K to 48.71K | |
| 16-Nov-16 5:10 PM View: | E*TRADE Financial Corporation (ETFC) | 14-Nov-16 | Market Sale | 7,996 | $32.68 | $261,290.00 | (18%) 43.84K to 35.85K | (45%) |
| 03-Jun-16 4:06 PM View: | E*TRADE Financial Corporation (ETFC) | 01-Jun-16 | Payment of Exercise | 1,862 | $27.62 | $51,420.10 | (4%) 45.7K to 43.84K | (72%) |
| 28-Apr-16 5:04 PM View: | E*TRADE Financial Corporation (ETFC) | 26-Apr-16 | Market Sale | 3,994 | $26.22 | $104,716.00 | (8%) 49.7K to 45.7K | (81%) |
| 11-Feb-16 5:00 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-16 | Payment of Exercise | 1,133 | $20.86 | $23,640.00 | (2%) 50.83K to 49.7K | (127%) |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-16 | Payment of Exercise | 948 | $23.08 | $21,875.10 | (2%) 51.78K to 50.83K | (106%) |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-16 | Payment of Exercise | 2,248 | $23.08 | $51,872.60 | (4%) 54.03K to 51.78K | (106%) |
| 09-Feb-16 5:47 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-16 | Grant | 13,001 | -- | -- | 32% 41.03K to 54.03K |