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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Nov-23 4:08 PM View:  | Capital Southwest Corporation (CSWC) | 15-Nov-23 | Payment of Exercise | 1,869 | $22.17 | $41,435.70 | (< 1%) 354.63K to 352.76K | (12%) |
| 13-Jun-23 10:00 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-23 | Payment of Exercise | 12,527 | $19.86 | $248,786.00 | (3%) 367.15K to 354.63K | |
| 13-Jun-23 10:00 PM View: | Capital Southwest Corporation (CSWC) | 09-Jun-23 | Grant | 59,928 | -- | -- | 20% 307.23K to 367.15K | |
| 16-Nov-22 4:09 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-22 | Payment of Exercise | 6,138 | $19.09 | $117,174.00 | (2%) 313.36K to 307.23K | |
| 10-Jun-22 6:31 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Grant | 43,990 | -- | -- | 16% 277.32K to 321.31K | |
| 10-Jun-22 6:31 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Payment of Exercise | 7,945 | $21.62 | $171,771.00 | (2%) 321.31K to 313.36K | |
| 17-Nov-21 4:10 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-21 | Payment of Exercise | 9,974 | $27.38 | $273,088.00 | (3%) 287.29K to 277.32K | (3%) |
| 09-Nov-21 4:05 PM View: | Capital Southwest Corporation (CSWC) | 09-Nov-21 | Market Purchase | 3,355 | $26.83 | $90,000.00 | 1% 283.94K to 287.29K | 1% |
| 10-Jun-21 9:11 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-21 | Grant | 38,818 | -- | -- | 16% 248.56K to 287.38K | |
| 10-Jun-21 9:11 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-21 | Payment of Exercise | 3,444 | $27.65 | $95,226.60 | (1%) 287.38K to 283.94K | |
| 11-Jun-20 4:25 PM View: | Capital Southwest Corporation (CSWC) | 10-Jun-20 | Grant | 55,527 | -- | -- | 29% 193.04K to 248.56K | |
| 20-Mar-20 4:08 PM View: | Capital Southwest Corporation (CSWC) | 20-Mar-20 | Market Purchase | 21,500 | $9.40 | $202,100.00 | 13% 171.54K to 193.04K | 99% |
| 28-Feb-20 4:07 PM View: | Capital Southwest Corporation (CSWC) | 28-Feb-20 | Market Purchase | 4,150 | $18.15 | $75,318.40 | 2% 167.39K to 171.54K | (< 1%) |
| 18-Nov-19 4:11 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-19 | Grant | 19,000 | -- | -- | 13% 148.39K to 167.39K | |
| 16-Nov-18 4:15 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-18 | Grant | 43,400 | -- | -- | 41% 104.99K to 148.39K | |
| 09-Feb-18 4:16 PM View: | Capital Southwest Corporation (CSWC) | 09-Feb-18 | Market Purchase | 700 | $16.24 | $11,368.00 | < 1% 104.29K to 104.99K | (3%) |
| 17-Nov-17 4:34 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-17 | Grant | 39,000 | -- | -- | 60% 65.29K to 104.29K | |
| 17-Nov-16 5:42 PM View: | Capital Southwest Corporation (CSWC) | 15-Nov-16 | Purchase | 34,500 | -- | -- | 112% 30.79K to 65.29K | |
| 27-Jun-16 2:31 PM View: | Capital Southwest Corporation (CSWC) | 23-Jun-16 | Market Purchase | 4,986 | $14.12 | $70,402.30 | 19% 25.8K to 30.79K | 2% |
| 17-Jun-16 6:40 PM View: | Capital Southwest Corporation (CSWC) | 17-Jun-16 | Market Purchase | 1,800 | $13.85 | $24,930.00 | 8% 24.0K to 25.8K | 4% |
| 12-Nov-15 7:39 PM View: | Capital Southwest Corporation (CSWC) | 10-Nov-15 | Grant | 24,000 | -- | -- | 100% 0 to 24.0K |