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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Mar-20 9:46 PM View:  | Houghton Mifflin Harcourt Co (HMHC) | 05-Mar-20 | Payment of Exercise | 3,969 | $4.98 | $19,765.60 | (9%) 44.21K to 40.24K | 32% |
| 09-Mar-20 9:46 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 05-Mar-20 | Option Exercise | 8,602 | -- | -- | 24% 35.61K to 44.21K | |
| 03-Mar-20 8:14 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 28-Feb-20 | Payment of Exercise | 8,241 | $5.47 | $45,078.30 | (19%) 43.85K to 35.61K | 38% |
| 03-Mar-20 8:14 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 28-Feb-20 | Option Exercise | 16,340 | -- | -- | 59% 27.51K to 43.85K | |
| 02-Mar-20 6:02 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 27-Feb-20 | Payment of Exercise | 4,979 | $5.84 | $29,077.40 | (15%) 32.49K to 27.51K | 42% |
| 02-Mar-20 6:02 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 27-Feb-20 | Option Exercise | 9,524 | -- | -- | 41% 22.97K to 32.49K | |
| 04-Mar-19 8:47 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 01-Mar-19 | Payment of Exercise | 1,677 | $8.16 | $13,684.30 | (7%) 24.64K to 22.97K | 59% |
| 04-Mar-19 8:47 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 01-Mar-19 | Option Exercise | 4,940 | -- | -- | 25% 19.7K to 24.64K | |
| 04-Mar-19 8:47 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 28-Feb-19 | Payment of Exercise | 2,001 | $7.91 | $15,827.90 | (9%) 21.71K to 19.7K | 57% |
| 04-Mar-19 8:47 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 28-Feb-19 | Option Exercise | 6,033 | -- | -- | 38% 15.67K to 21.71K | |
| 01-Mar-19 8:09 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 27-Feb-19 | Payment of Exercise | 3,572 | $8.49 | $30,326.30 | (19%) 19.25K to 15.67K | 60% |
| 01-Mar-19 8:09 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 27-Feb-19 | Option Exercise | 9,523 | -- | -- | 98% 9.72K to 19.25K | |
| 05-Mar-18 5:51 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 01-Mar-18 | Payment of Exercise | 1,747 | $6.65 | $11,617.50 | (15%) 11.47K to 9.72K | 49% |
| 05-Mar-18 5:51 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 01-Mar-18 | Option Exercise | 4,940 | -- | -- | 76% 6.53K to 11.47K | |
| 02-Mar-18 8:39 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 28-Feb-18 | Payment of Exercise | 2,369 | $6.80 | $16,109.20 | (27%) 8.9K to 6.53K | 50% |
| 02-Mar-18 8:39 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 28-Feb-18 | Option Exercise | 6,033 | -- | -- | 211% 2.87K to 8.9K | |
| 03-Mar-17 9:38 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 01-Mar-17 | Payment of Exercise | 2,074 | $11.00 | $22,814.00 | (42%) 4.94K to 2.87K | 69% |
| 03-Mar-17 9:38 PM View: | Houghton Mifflin Harcourt Co (HMHC) | 01-Mar-17 | Option Exercise | 4,939 | -- | -- | 100% 0 to 4.94K |