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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Jun-21 3:06 PM View:  | Rivernorth Opportunities Fu... (RIV) | 04-Jun-21 | Private Sale | 4,000 | $17.88 | $71,520.00 | (100%) 4.0K to 0 | |
| 06-Apr-21 12:39 PM View: | Rivernorth Opportunities Fu... (RIV) | 01-Apr-21 | Market Sale | 7,616 | $17.54 | $133,585.00 | (66%) 11.62K to 4.0K | 3% |
| 06-Apr-21 12:37 PM View: | Rivernorth Managed Duration... (RMM) | 01-Apr-21 | Sale | 4,000 | $18.71 | $74,840.00 | (100%) 4.0K to 0 | |
| 06-Apr-21 12:39 PM View: | Rivernorth Opportunities Fu... (RIV) | 31-Mar-21 | Market Sale | 15,000 | $17.38 | $260,700.00 | (56%) 26.62K to 11.62K | 2% |
| 06-Apr-21 12:37 PM View: | Rivernorth Managed Duration... (RMM) | 31-Mar-21 | Sale | 25,000 | $18.64 | $466,000.00 | (86%) 29.0K to 4.0K | |
| 25-Mar-20 12:16 PM View: | Rivernorth Managed Duration... (RMM) | 23-Mar-20 | Purchase | 4,000 | $13.80 | $55,180.00 | 23% 17.5K to 21.5K | |
| 19-Mar-20 5:42 PM View: | Rivernorth Managed Duration... (RMM) | 18-Mar-20 | Purchase | 5,000 | $14.05 | $70,250.00 | 40% 12.5K to 17.5K | |
| 19-Mar-20 5:42 PM View: | Rivernorth Managed Duration... (RMM) | 17-Mar-20 | Purchase | 5,000 | $16.16 | $80,775.00 | 67% 7.5K to 12.5K | |
| 16-Mar-20 5:06 PM View: | Rivernorth Managed Duration... (RMM) | 16-Mar-20 | Purchase | 5,440 | $17.29 | $94,057.60 | 264% 2.06K to 7.5K | |
| 16-Mar-20 5:06 PM View: | Rivernorth Managed Duration... (RMM) | 13-Mar-20 | Purchase | 2,060 | $18.29 | $37,684.00 | 100% 0 to 2.06K | |
| 16-Mar-20 5:02 PM View: | Rivernorth Opportunities Fu... (RIV) | 12-Mar-20 | Sale | 29,050 | $11.17 | $324,488.00 | (52%) 55.67K to 26.62K | |
| 16-Mar-20 4:57 PM View: | Rivernorth/doubleline Strat... (OPP) | 12-Mar-20 | Sale | 6,000 | $13.70 | $82,200.00 | (100%) 6.0K to 0 | |
| 16-Mar-20 5:06 PM View: | Rivernorth Opportunistic Mu... (RMI) | 12-Mar-20 | Market Sale | 2,155 | $20.28 | $43,703.40 | (100%) 2.15K to 0 | (6%) |
| 24-Oct-19 7:13 PM View: | Rivernorth Opportunities Fu... (RIV) | 01-Oct-19 | Grant | 55,668 | -- | -- | 100% 0 to 55.67K | |
| 02-Oct-19 2:05 PM View: | Rivernorth Opportunistic Mu... (RMI) | 30-Sep-19 | Market Sale | 4,400 | $22.30 | $98,120.00 | (67%) 6.55K to 2.15K | 4% |
| 19-Aug-19 1:52 PM View: | Rivernorth Opportunistic Mu... (RMI) | 16-Aug-19 | Market Sale | 3,000 | $22.24 | $66,710.00 | (31%) 9.55K to 6.55K | 4% |
| 19-Aug-19 1:52 PM View: | Rivernorth Opportunistic Mu... (RMI) | 15-Aug-19 | Market Sale | 5,445 | $22.49 | $122,479.00 | (36%) 15.0K to 9.55K | 5% |
| 13-May-19 1:20 PM View: | Rivernorth Opportunities Fu... (RIV) | 09-May-19 | Market Sale | 5,500 | $16.79 | $92,345.00 | (9%) 61.17K to 55.67K | (< 1%) |
| 08-May-19 2:22 PM View: | Rivernorth Opportunities Fu... (RIV) | 08-May-19 | Market Sale | 5,500 | $16.91 | $93,005.00 | (8%) 66.67K to 61.17K | (< 1%) |
| 08-May-19 2:22 PM View: | Rivernorth Opportunities Fu... (RIV) | 07-May-19 | Market Sale | 5,500 | $17.20 | $94,600.00 | (8%) 72.17K to 66.67K | 1% |
| 21-Dec-18 2:03 PM View: | Rivernorth Opportunities Fu... (RIV) | 20-Dec-18 | Grant | 8,000 | $14.73 | $117,870.00 | 12% 64.17K to 72.17K | 15% |
| 20-Nov-18 3:30 PM View: | Rivernorth Opportunities Fu... (RIV) | 20-Nov-18 | Grant | 2,000 | $16.38 | $32,760.00 | 3% 59.17K to 61.17K | 2% |
| 26-Nov-18 1:32 PM View: | Rivernorth Opportunities Fu... (RIV) | 20-Nov-18 | Grant | 3,000 | $16.20 | $48,600.00 | 5% 61.17K to 64.17K | 3% |
| 20-Nov-18 3:30 PM View: | Rivernorth Opportunities Fu... (RIV) | 19-Nov-18 | Grant | 5,000 | $16.20 | $81,000.00 | 9% 54.17K to 59.17K | 3% |
| 13-Nov-18 9:33 AM View: | Rivernorth Opportunities Fu... (RIV) | 07-Nov-18 | Grant | 8,833 | $16.93 | $149,543.00 | 19% 45.33K to 54.17K | (3%) |
| 29-Oct-18 4:59 PM View: | Rivernorth Opportunistic Mu... (RMI) | 26-Oct-18 | Purchase | 15,000 | $20.00 | $300,000.00 | 100% 0 to 15.0K | |
| 21-Nov-17 9:44 AM View: | Rivernorth Opportunities Fu... (RIV) | 15-Nov-17 | Grant | 11,333 | $19.54 | $221,447.00 | 33% 34.0K to 45.33K | (25%) |
| 21-Nov-17 9:46 AM View: | Rivernorth Capital & Income... (RSF) | 14-Nov-17 | Purchase | 8,752 | $25.08 | $219,500.00 | 100% 0 to 8.75K | |
| 22-Nov-16 5:12 PM View: | Rivernorth/doubleline Strat... (OPP) | 21-Nov-16 | Market Purchase | 3,000 | $18.45 | $55,350.00 | 100% 3.0K to 6.0K | (20%) |
| 18-Nov-16 4:22 PM View: | Rivernorth/doubleline Strat... (OPP) | 16-Nov-16 | Purchase | 3,000 | $18.90 | $56,700.00 | 100% 0 to 3.0K | |
| 07-Nov-16 11:35 AM View: | Rivernorth Opportunities Fu... (RIV) | 02-Nov-16 | Market Purchase | 3,000 | $18.70 | $56,100.00 | 10% 31.0K to 34.0K | (21%) |
| 02-May-16 4:47 PM View: | Rivernorth Opportunities Fu... (RIV) | 28-Apr-16 | Market Purchase | 2,000 | $19.21 | $38,419.50 | 7% 29.0K to 31.0K | (16%) |
| 08-Apr-16 4:42 PM View: | Rivernorth Opportunities Fu... (RIV) | 07-Apr-16 | Market Purchase | 2,000 | $18.00 | $36,000.00 | 7% 27.0K to 29.0K | (10%) |
| 19-Feb-16 5:01 PM View: | Rivernorth Opportunities Fu... (RIV) | 18-Feb-16 | Market Purchase | 2,000 | $16.45 | $32,900.00 | 8% 25.0K to 27.0K | (< 1%) |
| 30-Dec-15 4:10 PM View: | Rivernorth Opportunities Fu... (RIV) | 29-Dec-15 | Purchase | 25,000 | $20.00 | $500,000.00 | 100% 0 to 25.0K |