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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Nov-19 5:13 PM View:  | Lpl Financial Holdings Inc. (LPLA) | 25-Nov-19 | Option Exercise | 13,181 | $19.85 | $261,643.00 | 163% 8.09K to 21.27K | |
| 26-Nov-19 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Nov-19 | Market Option Sale | 13,181 | $91.60 | $1,207,380.00 | (62%) 21.27K to 8.09K | (59%) |
| 26-Nov-19 5:13 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Nov-19 | Gift | 1,514 | -- | -- | (16%) 9.6K to 8.09K | |
| 10-May-19 4:52 PM View: | Lpl Financial Holdings Inc. (LPLA) | 08-May-19 | Market Sale | 500 | $84.25 | $42,125.00 | (5%) 10.09K to 9.59K | (72%) |
| 15-Mar-19 8:32 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-19 | Payment of Exercise | 373 | $74.22 | $27,684.10 | (4%) 10.46K to 10.09K | (96%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 26-Feb-19 | Market Sale | 10,747 | $77.34 | $831,173.00 | (51%) 21.21K to 10.46K | (88%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Grant | 1,566 | -- | -- | 8% 20.07K to 21.63K | |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-19 | Payment of Exercise | 422 | $77.53 | $32,717.70 | (2%) 21.63K to 21.21K | (88%) |
| 26-Feb-19 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-19 | Payment of Exercise | 191 | $77.04 | $14,714.60 | (< 1%) 20.26K to 20.07K | (89%) |
| 09-May-18 5:40 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-May-18 | Market Sale | 7,388 | $64.54 | $476,822.00 | (27%) 27.64K to 20.26K | (123%) |
| 15-Mar-18 9:30 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-18 | Payment of Exercise | 253 | $64.99 | $16,442.50 | (< 1%) 27.9K to 27.64K | (122%) |
| 27-Feb-18 7:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-18 | Payment of Exercise | 3,778 | $65.50 | $247,459.00 | (12%) 31.68K to 27.9K | (119%) |
| 27-Feb-18 7:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 23-Feb-18 | Grant | 1,563 | -- | -- | 5% 30.11K to 31.68K | |
| 15-Mar-17 9:07 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-17 | Grant | 2,412 | -- | -- | 10% 24.6K to 27.02K | |
| 15-Mar-17 9:07 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-17 | Option Exercise | 9,561 | $19.85 | $189,786.00 | 35% 27.02K to 36.58K | |
| 15-Mar-17 9:07 PM View: | Lpl Financial Holdings Inc. (LPLA) | 13-Mar-17 | Market Option Sale | 6,465 | $39.31 | $254,117.00 | (18%) 36.58K to 30.11K | (263%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 27-Feb-17 | Market Sale | 10,747 | $39.05 | $419,721.00 | (30%) 35.35K to 24.6K | (268%) |
| 28-Feb-17 10:00 PM View: | Lpl Financial Holdings Inc. (LPLA) | 25-Feb-17 | Payment of Exercise | 403 | $39.13 | $15,769.40 | (1%) 35.75K to 35.35K | (267%) |