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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Jan-20 6:36 PM View:  | Lpath Inc. (APEN) | 02-Jan-20 | Acquisition (other) Duplicate | 57,163 | -- | -- | 4% 1.27M to 1.33M | |
| 02-Jan-20 4:15 PM View: | Reata Pharmaceuticals Inc (RETA) | 30-Dec-19 | Conversion | 30,000 | -- | -- | < 1% 3.12M to 3.15M | |
| 16-Dec-19 4:17 PM View: | Reata Pharmaceuticals Inc (RETA) | 12-Dec-19 | Conversion Duplicate | 30,478 | -- | -- | < 1% 3.09M to 3.12M | |
| 18-Nov-19 5:23 PM View: | Reata Pharmaceuticals Inc (RETA) | 18-Nov-19 | Private Purchase Duplicate | 40,218 | $183.00 | $7,359,890.00 | 1% 3.05M to 3.09M | |
| 12-Dec-18 5:59 PM View: | Reata Pharmaceuticals Inc (RETA) | 12-Dec-18 | Market Purchase Duplicate | 1,418 | $59.90 | $84,931.40 | < 1% 3.05M to 3.05M | (51%) |
| 12-Dec-18 5:59 PM View: | Reata Pharmaceuticals Inc (RETA) | 11-Dec-18 | Market Purchase Duplicate | 52,809 | $60.07 | $3,172,340.00 | 2% 3.0M to 3.05M | (51%) |
| 12-Dec-18 5:59 PM View: | Reata Pharmaceuticals Inc (RETA) | 10-Dec-18 | Market Purchase Duplicate | 56,599 | $58.77 | $3,326,570.00 | 2% 2.94M to 3.0M | (50%) |
| 29-Dec-17 5:12 PM View: | Reata Pharmaceuticals Inc (RETA) | 29-Dec-17 | Market Purchase Duplicate | 17,000 | $28.47 | $484,016.00 | < 1% 2.92M to 2.94M | 3% |
| 28-Dec-17 7:07 PM View: | Reata Pharmaceuticals Inc (RETA) | 28-Dec-17 | Market Purchase Duplicate | 200 | $26.10 | $5,220.00 | < 1% 2.92M to 2.92M | 12% |
| 28-Dec-17 7:07 PM View: | Reata Pharmaceuticals Inc (RETA) | 27-Dec-17 | Market Purchase Duplicate | 15,000 | $25.83 | $387,444.00 | < 1% 2.91M to 2.92M | 14% |
| 28-Dec-17 7:07 PM View: | Reata Pharmaceuticals Inc (RETA) | 26-Dec-17 | Market Purchase Duplicate | 12,000 | $26.06 | $312,726.00 | < 1% 2.9M to 2.91M | 13% |
| 15-Dec-17 6:42 PM View: | Reata Pharmaceuticals Inc (RETA) | 14-Dec-17 | Market Purchase Duplicate | 78,275 | $24.65 | $1,929,700.00 | 3% 2.82M to 2.9M | 19% |
| 15-Dec-17 6:42 PM View: | Reata Pharmaceuticals Inc (RETA) | 13-Dec-17 | Market Purchase Duplicate | 121,725 | $24.88 | $3,028,710.00 | 5% 2.7M to 2.82M | 18% |
| 23-Jun-17 5:55 PM View: | Reata Pharmaceuticals Inc (RETA) | 22-Jun-17 | Conversion Duplicate | 742,289 | -- | -- | 38% 1.95M to 2.7M | |
| 04-Jan-17 4:43 PM View: | Reata Pharmaceuticals Inc (RETA) | 30-Dec-16 | Market Purchase Duplicate | 9,392 | $21.72 | $204,038.00 | < 1% 1.94M to 1.95M | 35% |
| 20-Dec-16 4:32 PM View: | Reata Pharmaceuticals Inc (RETA) | 16-Dec-16 | Market Purchase Duplicate | 164,753 | $22.99 | $3,787,820.00 | 9% 1.78M to 1.94M | 24% |
| 16-Dec-16 4:15 PM View: | Reata Pharmaceuticals Inc (RETA) | 15-Dec-16 | Market Purchase | 2,700 | $22.05 | $59,534.50 | < 1% 1.78M to 1.78M | 29% |
| 16-Dec-16 4:15 PM View: | Reata Pharmaceuticals Inc (RETA) | 14-Dec-16 | Market Purchase | 6,189 | $21.37 | $132,229.00 | < 1% 1.77M to 1.78M | 33% |
| 18-Aug-16 8:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 18-Aug-16 | Market Purchase Duplicate | 105,562 | $17.32 | $1,828,650.00 | 6% 1.67M to 1.77M | 68% |
| 18-Aug-16 8:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 17-Aug-16 | Market Purchase Duplicate | 144,058 | $17.26 | $2,486,820.00 | 9% 1.52M to 1.67M | 69% |
| 18-Aug-16 8:38 PM View: | Reata Pharmaceuticals Inc (RETA) | 16-Aug-16 | Market Purchase Duplicate | 58,600 | $16.21 | $949,953.00 | 4% 1.46M to 1.52M | 80% |
| 30-Jun-16 7:22 PM View: | Reata Pharmaceuticals Inc (RETA) | 30-Jun-16 | Market Purchase Duplicate | 100,000 | $19.75 | $1,975,110.00 | 18% 560.4K to 660.4K | 48% |
| 30-Jun-16 7:22 PM View: | Reata Pharmaceuticals Inc (RETA) | 29-Jun-16 | Market Purchase Duplicate | 63,700 | $19.83 | $1,263,060.00 | 13% 496.7K to 560.4K | 47% |
| 30-Jun-16 7:22 PM View: | Reata Pharmaceuticals Inc (RETA) | 28-Jun-16 | Market Purchase Duplicate | 900 | $19.74 | $17,763.50 | < 1% 495.8K to 496.7K | 48% |
| 28-Jun-16 2:39 PM View: | Reata Pharmaceuticals Inc (RETA) | 27-Jun-16 | Market Purchase Duplicate | 21,968 | $19.17 | $421,234.00 | 2% 920.04K to 942.01K | 52% |
| 28-Jun-16 2:39 PM View: | Reata Pharmaceuticals Inc (RETA) | 24-Jun-16 | Market Purchase | 51,435 | $19.29 | $992,334.00 | 6% 868.61K to 920.04K | 51% |
| 08-Jun-16 2:24 PM View: | Reata Pharmaceuticals Inc (RETA) | 07-Jun-16 | Market Purchase Duplicate | 4,220 | $17.62 | $74,360.20 | 1% 418.18K to 422.4K | 65% |
| 08-Jun-16 2:24 PM View: | Reata Pharmaceuticals Inc (RETA) | 06-Jun-16 | Market Purchase Duplicate | 20,000 | $17.56 | $351,192.00 | 5% 398.18K to 418.18K | 66% |
| 01-Jun-16 9:08 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Conversion | 35 | -- | -- | 100% 0 to 35 | |
| 01-Jun-16 9:08 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Conversion | 138,553 | -- | -- | 395866% 35 to 138.59K | |
| 01-Jun-16 9:08 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Purchase Duplicate | 251,553 | $12.70 | $3,194,220.00 | 182% 138.59K to 390.14K | |
| 03-Jun-16 3:55 PM View: | Reata Pharmaceuticals Inc (RETA) | 01-Jun-16 | Purchase Duplicate | 8,035 | $13.42 | $107,829.00 | 2% 390.14K to 398.18K |