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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Nov-21 2:56 PM View:  | JMP Group LLC (JMP) | 15-Nov-21 | Disposition | 429,058 | $7.50 | $3,217,940.00 | (100%) 429.06K to 0 | 0% |
| 03-Dec-20 9:21 PM View: | JMP Group LLC (JMP) | 01-Dec-20 | Option Exercise | 23,423 | -- | -- | 6% 414.59K to 438.01K | |
| 03-Dec-20 9:21 PM View: | JMP Group LLC (JMP) | 01-Dec-20 | Option Exercise | 8,952 | $3.09 | $27,702.90 | (2%) 438.01K to 429.06K | (149%) |
| 27-May-20 7:42 PM View: | JMP Group LLC (JMP) | 26-May-20 | Market Purchase | 575 | $2.80 | $1,607.35 | < 1% 414.01K to 414.59K | 176% |
| 21-May-20 5:14 PM View: | JMP Group LLC (JMP) | 21-May-20 | Market Purchase | 750 | $2.73 | $2,046.67 | < 1% 413.26K to 414.01K | 182% |
| 21-May-20 5:14 PM View: | JMP Group LLC (JMP) | 20-May-20 | Market Purchase | 500 | $2.73 | $1,367.10 | < 1% 412.76K to 413.26K | 182% |
| 21-May-20 5:14 PM View: | JMP Group LLC (JMP) | 19-May-20 | Market Purchase | 500 | $2.71 | $1,356.35 | < 1% 412.26K to 412.76K | 185% |
| 18-May-20 5:49 PM View: | JMP Group LLC (JMP) | 18-May-20 | Market Purchase | 1,000 | $2.71 | $2,712.30 | < 1% 411.26K to 412.26K | 185% |
| 15-May-20 6:56 PM View: | JMP Group LLC (JMP) | 15-May-20 | Market Purchase | 1,500 | $2.66 | $3,994.95 | < 1% 409.76K to 411.26K | 190% |
| 14-May-20 7:28 PM View: | JMP Group LLC (JMP) | 14-May-20 | Market Purchase | 1,300 | $2.68 | $3,482.05 | < 1% 408.46K to 409.76K | 188% |
| 14-May-20 7:28 PM View: | JMP Group LLC (JMP) | 13-May-20 | Market Purchase | 1,000 | $2.70 | $2,695.90 | < 1% 407.46K to 408.46K | 186% |
| 12-May-20 4:42 PM View: | JMP Group LLC (JMP) | 12-May-20 | Market Purchase | 2,000 | $2.64 | $5,276.20 | < 1% 405.46K to 407.46K | 193% |
| 12-May-20 4:42 PM View: | JMP Group LLC (JMP) | 11-May-20 | Market Purchase | 552 | $2.63 | $1,454.24 | < 1% 404.91K to 405.46K | 193% |
| 08-May-20 4:28 PM View: | JMP Group LLC (JMP) | 08-May-20 | Market Purchase | 1,500 | $2.63 | $3,951.60 | < 1% 403.41K to 404.91K | 193% |
| 08-May-20 4:28 PM View: | JMP Group LLC (JMP) | 07-May-20 | Market Purchase | 3,300 | $2.61 | $8,598.81 | < 1% 400.11K to 403.41K | 196% |
| 06-May-20 4:56 PM View: | JMP Group LLC (JMP) | 06-May-20 | Market Purchase | 1,750 | $2.49 | $4,349.97 | < 1% 398.36K to 400.11K | 210% |
| 06-May-20 4:56 PM View: | JMP Group LLC (JMP) | 05-May-20 | Market Purchase | 2,000 | $2.48 | $4,963.60 | < 1% 396.36K to 398.36K | 211% |
| 05-May-20 4:14 PM View: | JMP Group LLC (JMP) | 04-May-20 | Market Purchase | 1,750 | $2.45 | $4,284.35 | < 1% 394.61K to 396.36K | 215% |
| 03-Dec-19 5:28 PM View: | JMP Group LLC (JMP) | 01-Dec-19 | Option Exercise | 17,562 | -- | -- | 5% 383.76K to 401.32K | |
| 03-Dec-19 5:28 PM View: | JMP Group LLC (JMP) | 01-Dec-19 | Option Exercise | 6,712 | $3.24 | $21,746.90 | (2%) 401.32K to 394.61K | (139%) |
| 04-Dec-18 4:07 PM View: | JMP Group LLC (JMP) | 01-Dec-18 | Option Exercise | 3,552 | -- | -- | < 1% 381.56K to 385.12K | |
| 04-Dec-18 4:07 PM View: | JMP Group LLC (JMP) | 01-Dec-18 | Option Exercise | 1,357 | $4.91 | $6,662.87 | (< 1%) 385.12K to 383.76K | (57%) |
| 29-Oct-18 5:35 PM View: | JMP Group LLC (JMP) | 29-Oct-18 | Market Purchase | 6,119 | $5.01 | $30,629.30 | 2% 375.45K to 381.56K | 52% |
| 29-Oct-18 5:35 PM View: | JMP Group LLC (JMP) | 26-Oct-18 | Market Purchase | 6,350 | $4.95 | $31,445.80 | 2% 369.1K to 375.45K | 54% |
| 05-Dec-17 4:56 PM View: | JMP Group LLC (JMP) | 01-Dec-17 | Option Exercise | 9,288 | -- | -- | 3% 363.64K to 372.92K | |
| 05-Dec-17 4:56 PM View: | JMP Group LLC (JMP) | 01-Dec-17 | Option Exercise | 3,828 | $5.38 | $20,594.60 | (1%) 372.92K to 369.1K | (34%) |
| 29-Nov-17 5:07 PM View: | JMP Group LLC (JMP) | 28-Nov-17 | Market Purchase | 12,500 | $5.33 | $66,583.80 | 4% 351.14K to 363.64K | 35% |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Payment of Exercise | 9,811 | $6.22 | $61,024.40 | (3%) 360.95K to 351.14K | (14%) |
| 05-Dec-16 6:42 PM View: | JMP Group LLC (JMP) | 01-Dec-16 | Option Exercise | 26,541 | -- | -- | 8% 334.41K to 360.95K | |
| 31-Oct-16 12:42 PM View: | JMP Group LLC (JMP) | 28-Oct-16 | Market Purchase | 7,500 | $5.75 | $43,155.00 | 2% 326.91K to 334.41K | 23% |