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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-19 4:52 PM View:  | Maxwell Technologies Inc. (MXWL) | 16-May-19 | Option Exercise | 19,785 | -- | -- | 4% 534.87K to 554.65K | |
| 16-May-19 4:52 PM View: | Maxwell Technologies Inc. (MXWL) | 16-May-19 | Disposition (change in control) | 554,655 | -- | -- | (100%) 554.65K to 0 | |
| 02-Jan-19 8:27 PM View: | Maxwell Technologies Inc. (MXWL) | 31-Dec-18 | Grant | 6,763 | -- | -- | 1% 528.11K to 534.87K | |
| 01-Oct-18 7:27 PM View: | Maxwell Technologies Inc. (MXWL) | 28-Sep-18 | Grant | 4,011 | -- | -- | < 1% 524.1K to 528.11K | |
| 13-Aug-18 4:06 PM View: | Maxwell Technologies Inc. (MXWL) | 10-Aug-18 | Market Purchase | 169,200 | $3.25 | $549,900.00 | 48% 354.9K to 524.1K | 36% |
| 03-Jul-18 3:17 PM View: | Maxwell Technologies Inc. (MXWL) | 29-Jun-18 | Grant | 2,692 | -- | -- | < 1% 352.2K to 354.9K | |
| 22-May-18 7:21 PM View: | Maxwell Technologies Inc. (MXWL) | 20-May-18 | Option Exercise | 15,370 | -- | -- | 5% 336.83K to 352.2K | |
| 02-Apr-18 9:10 PM View: | Maxwell Technologies Inc. (MXWL) | 29-Mar-18 | Grant | 3,877 | -- | -- | 1% 332.96K to 336.83K | |
| 21-Feb-18 4:45 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Feb-18 | Grant | 2,376 | -- | -- | < 1% 330.58K to 332.96K | |
| 20-Nov-17 5:45 PM View: | Maxwell Technologies Inc. (MXWL) | 20-Nov-17 | Grant | 2,401 | -- | -- | < 1% 328.18K to 330.58K | |
| 16-Nov-17 5:15 PM View: | Maxwell Technologies Inc. (MXWL) | 14-Nov-17 | Market Purchase | 250,000 | $5.18 | $1,295,000.00 | 320% 78.18K to 328.18K | (15%) |
| 22-Aug-17 5:16 PM View: | Maxwell Technologies Inc. (MXWL) | 21-Aug-17 | Grant | 2,527 | -- | -- | 3% 75.65K to 78.18K | |
| 15-Jun-17 3:24 PM View: | Maxwell Technologies Inc. (MXWL) | 14-Jun-17 | Market Purchase | 38,818 | $5.82 | $225,921.00 | 105% 36.84K to 75.65K | (24%) |
| 15-Jun-17 3:24 PM View: | Maxwell Technologies Inc. (MXWL) | 13-Jun-17 | Market Purchase | 21,182 | $5.71 | $120,949.00 | 135% 15.65K to 36.84K | (23%) |
| 22-Feb-17 9:06 PM View: | Maxwell Technologies Inc. (MXWL) | 21-Feb-17 | Option Exercise | 15,653 | -- | -- | 100% 0 to 15.65K |