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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-May-19 1:51 PM View:  | Legg Mason Inc. (LM) | 15-May-19 | Grant | 11,734 | -- | -- | 23% 50.37K to 62.11K | |
| 02-May-19 3:36 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 4,165 | $33.52 | $139,611.00 | (8%) 54.54K to 50.37K | (< 1%) |
| 17-May-18 5:08 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 11,651 | -- | -- | 27% 42.68K to 54.34K | |
| 02-May-18 2:24 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 4,669 | $39.60 | $184,892.00 | (10%) 47.35K to 42.68K | 26% |