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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Nov-23 4:08 PM View:  | Nasdaq OMX Group Inc (NDAQ) | 01-Nov-23 | Sale | 5,150 | $49.41 | $254,462.00 | (8%) 64.51K to 59.36K | |
| 25-Jul-23 4:11 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Jul-23 | Sale | 5,100 | $50.05 | $255,255.00 | (7%) 69.61K to 64.51K | |
| 05-Apr-23 4:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Apr-23 | Grant | 7,352 | -- | -- | 12% 63.83K to 71.18K | |
| 05-Apr-23 4:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Apr-23 | Payment of Exercise | 1,973 | $54.40 | $107,331.00 | (3%) 71.18K to 69.2K | |
| 24-Feb-23 4:17 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Feb-23 | Grant | 31,860 | -- | -- | 66% 48.23K to 80.09K | |
| 24-Feb-23 4:17 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Feb-23 | Payment of Exercise | 16,265 | $57.10 | $928,732.00 | (20%) 80.09K to 63.83K | |
| 04-Jan-23 5:20 PM View: | Nasdaq OMX Group Inc (NDAQ) | 31-Dec-22 | Payment of Exercise | 2,116 | $61.76 | $130,684.00 | (4%) 50.34K to 48.23K | |
| 12-Sep-22 4:05 PM View: | Nasdaq OMX Group Inc (NDAQ) | 08-Sep-22 | Sale | 6,500 | $62.00 | $403,000.00 | (11%) 56.84K to 50.34K | |
| 05-Apr-22 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-22 | Grant | 1,649 | -- | -- | 9% 17.56K to 19.21K | |
| 05-Apr-22 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-22 | Payment of Exercise | 388 | $181.92 | $70,585.00 | (2%) 19.21K to 18.82K | |
| 25-Feb-22 4:17 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-22 | Grant | 6,786 | -- | -- | 51% 13.38K to 20.16K | |
| 25-Feb-22 4:17 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-22 | Payment of Exercise | 2,597 | $168.19 | $436,789.00 | (13%) 20.16K to 17.56K | |
| 04-Jan-22 10:00 PM View: | Nasdaq OMX Group Inc (NDAQ) | 31-Dec-21 | Payment of Exercise | 1,479 | $210.01 | $310,605.00 | (10%) 14.85K to 13.38K | 8% |
| 25-Oct-21 4:46 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Oct-21 | Market Sale | 1,749 | $200.76 | $351,129.00 | (11%) 16.6K to 14.85K | (< 1%) |
| 05-Apr-21 5:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-21 | Grant | 1,590 | -- | -- | 11% 14.82K to 16.41K | |
| 25-Feb-21 5:02 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-21 | Grant | 4,696 | -- | -- | 40% 11.75K to 16.45K | |
| 25-Feb-21 5:02 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-21 | Payment of Exercise | 1,621 | $140.34 | $227,491.00 | (10%) 16.45K to 14.82K | |
| 05-Feb-21 5:02 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Feb-21 | Market Sale | 2,034 | $141.44 | $287,689.00 | (15%) 13.78K to 11.75K | (2%) |
| 05-Jan-21 5:01 PM View: | Nasdaq OMX Group Inc (NDAQ) | 31-Dec-20 | Payment of Exercise | 1,957 | $132.74 | $259,772.00 | (12%) 15.74K to 13.78K | < 1% |
| 03-Apr-20 4:33 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-20 | Grant | 2,275 | -- | -- | 17% 13.23K to 15.51K | |
| 27-Feb-20 6:57 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Feb-20 | Grant | 7,928 | -- | -- | 119% 6.67K to 14.59K | |
| 27-Feb-20 6:57 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Feb-20 | Payment of Exercise | 1,360 | $112.41 | $152,878.00 | (9%) 14.59K to 13.23K | (13%) |
| 03-Jan-20 4:38 PM View: | Nasdaq OMX Group Inc (NDAQ) | 31-Dec-19 | Payment of Exercise | 1,971 | $107.10 | $211,094.00 | (23%) 8.64K to 6.67K | (18%) |
| 01-Aug-19 4:03 PM View: | Nasdaq OMX Group Inc (NDAQ) | 30-Jul-19 | Market Sale | 5,496 | $96.55 | $530,639.00 | (39%) 14.11K to 8.61K | (30%) |
| 31-Jan-19 4:32 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Jan-19 | Grant | 7,763 | -- | -- | 106% 7.34K to 15.1K | |
| 31-Jan-19 4:32 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Jan-19 | Payment of Exercise | 1,272 | $85.81 | $109,150.00 | (8%) 15.1K to 13.83K | (46%) |
| 03-Jan-19 4:01 PM View: | Nasdaq OMX Group Inc (NDAQ) | 31-Dec-18 | Payment of Exercise | 891 | $81.57 | $72,678.90 | (11%) 8.23K to 7.34K | (54%) |
| 07-Nov-18 4:05 PM View: | Nasdaq OMX Group Inc (NDAQ) | 05-Nov-18 | Payment of Exercise | 192 | $88.76 | $17,041.90 | (2%) 8.42K to 8.23K | (41%) |
| 31-Oct-18 4:31 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Oct-18 | Market Sale | 1,553 | $83.67 | $129,940.00 | (16%) 9.97K to 8.42K | (49%) |
| 01-Feb-18 4:15 PM View: | Nasdaq OMX Group Inc (NDAQ) | 30-Jan-18 | Grant | 3,595 | -- | -- | 59% 6.05K to 9.65K | |
| 04-Jan-18 5:16 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Jan-18 | Grant | 2,407 | -- | -- | 52% 4.62K to 7.03K | |
| 04-Jan-18 5:16 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Jan-18 | Payment of Exercise | 975 | $77.66 | $75,718.50 | (14%) 7.03K to 6.05K | (58%) |
| 04-Jan-18 5:16 PM View: | Nasdaq OMX Group Inc (NDAQ) | 02-Jan-18 | Payment of Exercise | 510 | $76.74 | $39,137.40 | (10%) 5.13K to 4.62K | (60%) |
| 07-Nov-17 4:43 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Nov-17 | Payment of Exercise | 209 | $72.40 | $15,131.60 | (4%) 5.34K to 5.13K | (69%) |
| 24-Aug-17 5:08 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Aug-17 | Market Sale | 1,170 | $76.32 | $89,294.40 | (18%) 6.51K to 5.34K | (60%) |
| 01-Feb-17 4:33 PM View: | Nasdaq OMX Group Inc (NDAQ) | 30-Jan-17 | Grant | 4,216 | -- | -- | 220% 1.92K to 6.13K | |
| 07-Nov-16 5:28 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Nov-16 | Payment of Exercise | 209 | $64.16 | $13,409.40 | (10%) 2.13K to 1.92K | (91%) |