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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Apr-24 9:18 PM View:  | Global Water Resources, Inc. (GWRS) | 28-Mar-24 | Disposition | 3,140 | $12.84 | $40,317.60 | (3%) 113.49K to 110.35K | |
| 01-Apr-24 9:18 PM View: | Global Water Resources, Inc. (GWRS) | 28-Mar-24 | Option Exercise | 3,140 | -- | -- | 3% 110.35K to 113.49K | |
| 03-Jan-24 5:59 PM View: | Global Water Resources, Inc. (GWRS) | 29-Dec-23 | Disposition | 3,160 | $13.12 | $41,459.20 | (3%) 113.51K to 110.35K | |
| 03-Jan-24 5:59 PM View: | Global Water Resources, Inc. (GWRS) | 29-Dec-23 | Option Exercise | 3,160 | -- | -- | 3% 110.35K to 113.51K | |
| 03-Oct-23 10:00 PM View: | Global Water Resources, Inc. (GWRS) | 29-Sep-23 | Disposition | 3,188 | $9.92 | $31,625.00 | (3%) 113.54K to 110.35K | |
| 03-Oct-23 10:00 PM View: | Global Water Resources, Inc. (GWRS) | 29-Sep-23 | Option Exercise | 3,188 | -- | -- | 3% 110.35K to 113.54K | |
| 05-Jul-23 10:00 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-23 | Disposition | 3,200 | $12.73 | $40,736.00 | (3%) 113.55K to 110.35K | |
| 05-Jul-23 10:00 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-23 | Option Exercise | 3,200 | -- | -- | 3% 110.35K to 113.55K | |
| 11-May-23 3:09 PM View: | Global Water Resources, Inc. (GWRS) | 10-May-23 | Payment of Exercise | 3,864 | $11.18 | $43,199.50 | (3%) 114.21K to 110.35K | |
| 04-Apr-23 6:19 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-23 | Disposition | 3,154 | $12.45 | $39,267.30 | (3%) 117.37K to 114.21K | |
| 04-Apr-23 6:19 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-23 | Option Exercise | 3,154 | -- | -- | 3% 114.21K to 117.37K | |
| 04-Jan-23 8:15 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-22 | Disposition | 3,017 | $13.52 | $40,789.80 | (3%) 117.23K to 114.21K | |
| 04-Jan-23 8:15 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-22 | Option Exercise | 3,017 | -- | -- | 3% 114.21K to 117.23K | |
| 04-Oct-22 9:54 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-22 | Disposition | 3,035 | $12.29 | $37,300.10 | (3%) 117.25K to 114.21K | |
| 04-Oct-22 9:54 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-22 | Option Exercise | 3,035 | -- | -- | 3% 114.21K to 117.25K | |
| 05-Jul-22 7:35 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-22 | Disposition | 3,041 | $13.75 | $41,813.80 | (3%) 117.25K to 114.21K | |
| 05-Jul-22 7:35 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-22 | Option Exercise | 3,041 | -- | -- | 3% 114.21K to 117.25K | |
| 17-May-22 2:29 PM View: | Global Water Resources, Inc. (GWRS) | 13-May-22 | Payment of Exercise | 11,573 | $13.92 | $161,096.00 | (9%) 125.79K to 114.21K | |
| 09-May-22 6:34 PM View: | Global Water Resources, Inc. (GWRS) | 05-May-22 | Grant | 30,000 | -- | -- | 31% 95.79K to 125.79K | |
| 04-Apr-22 7:56 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-22 | Disposition | 3,011 | $16.40 | $49,380.40 | (3%) 98.8K to 95.79K | |
| 04-Apr-22 7:56 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-22 | Option Exercise | 3,011 | -- | -- | 3% 95.79K to 98.8K | |
| 04-Jan-22 6:13 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-21 | Disposition | 3,555 | $16.88 | $60,008.40 | (4%) 99.34K to 95.79K | |
| 04-Jan-22 6:13 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-21 | Option Exercise | 3,555 | -- | -- | 4% 95.79K to 99.34K | |
| 04-Oct-21 6:21 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-21 | Disposition | 3,564 | $18.69 | $66,611.20 | (4%) 99.35K to 95.79K | |
| 04-Oct-21 6:21 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-21 | Option Exercise | 3,564 | -- | -- | 4% 95.79K to 99.35K | |
| 17-Aug-21 5:56 PM View: | Global Water Resources, Inc. (GWRS) | 13-Aug-21 | Payment of Exercise | 13,803 | $20.43 | $281,995.00 | (12%) 116.51K to 102.71K | |
| 17-Aug-21 5:56 PM View: | Global Water Resources, Inc. (GWRS) | 13-Aug-21 | Option Exercise | 30,000 | $9.40 | $282,000.00 | 35% 86.51K to 116.51K | |
| 02-Jul-21 6:15 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-21 | Disposition | 3,586 | $16.73 | $59,993.80 | (4%) 90.09K to 86.51K | |
| 02-Jul-21 6:15 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-21 | Option Exercise | 3,586 | -- | -- | 4% 86.51K to 90.09K | |
| 14-May-21 3:05 PM View: | Global Water Resources, Inc. (GWRS) | 08-May-21 | Payment of Exercise | 11,611 | $16.58 | $192,510.00 | (12%) 98.12K to 86.51K | (< 1%) |
| 02-Apr-21 7:37 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-21 | Disposition | 3,567 | $16.67 | $59,461.90 | (4%) 101.69K to 98.12K | |
| 02-Apr-21 7:37 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-21 | Option Exercise | 3,567 | -- | -- | 4% 98.12K to 101.69K | |
| 04-Jan-21 12:24 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-20 | Disposition | 4,087 | $15.00 | $61,305.00 | (4%) 102.21K to 98.12K | |
| 04-Jan-21 12:24 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-20 | Option Exercise | 4,087 | -- | -- | 4% 98.12K to 102.21K | |
| 12-Nov-20 3:17 PM View: | Global Water Resources, Inc. (GWRS) | 10-Nov-20 | Disposition | 25,000 | $12.73 | $318,250.00 | (20%) 123.12K to 98.12K | (16%) |
| 12-Nov-20 3:17 PM View: | Global Water Resources, Inc. (GWRS) | 10-Nov-20 | Option Exercise | 25,000 | $5.13 | $128,250.00 | 25% 98.12K to 123.12K | |
| 02-Oct-20 1:13 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-20 | Disposition | 4,132 | $10.72 | $44,295.00 | (4%) 102.25K to 98.12K | (37%) |
| 02-Oct-20 1:13 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-20 | Option Exercise | 4,132 | -- | -- | 4% 98.12K to 102.25K | |
| 01-Jul-20 8:11 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-20 | Disposition | 4,159 | $10.14 | $42,172.30 | (4%) 102.28K to 98.12K | (44%) |
| 01-Jul-20 8:11 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-20 | Option Exercise | 4,159 | -- | -- | 4% 98.12K to 102.28K | |
| 08-May-20 4:11 PM View: | Global Water Resources, Inc. (GWRS) | 08-May-20 | Grant | 81,120 | -- | -- | 477% 17.0K to 98.12K | |
| 01-Apr-20 8:29 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-20 | Disposition | 4,127 | $10.11 | $41,724.00 | (20%) 21.13K to 17.0K | (43%) |
| 01-Apr-20 8:29 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-20 | Option Exercise | 4,127 | -- | -- | 24% 17.0K to 21.13K | |
| 12-Mar-20 2:54 PM View: | Global Water Resources, Inc. (GWRS) | 10-Mar-20 | Disposition | 25,000 | $12.20 | $305,000.00 | (60%) 42.0K to 17.0K | (19%) |
| 12-Mar-20 2:54 PM View: | Global Water Resources, Inc. (GWRS) | 10-Mar-20 | Option Exercise | 25,000 | $5.13 | $128,250.00 | 147% 17.0K to 42.0K | |
| 02-Jan-20 5:15 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-19 | Disposition | 4,323 | $12.92 | $55,853.20 | (20%) 21.32K to 17.0K | (12%) |
| 02-Jan-20 5:15 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-19 | Option Exercise | 4,323 | -- | -- | 25% 17.0K to 21.32K | |
| 01-Oct-19 7:29 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-19 | Disposition | 4,356 | $12.01 | $52,315.60 | (20%) 21.36K to 17.0K | (19%) |
| 01-Oct-19 7:29 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-19 | Option Exercise | 4,356 | -- | -- | 26% 17.0K to 21.36K | |
| 05-Sep-19 3:04 PM View: | Global Water Resources, Inc. (GWRS) | 04-Sep-19 | Disposition | 23,000 | $11.91 | $273,930.00 | (57%) 40.0K to 17.0K | (20%) |