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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Feb-20 4:27 PM View:  | United Technologies Corp. (RTX) | 10-Feb-20 | Grant | 1,893 | $156.55 | $296,349.00 | 37% 5.15K to 7.04K | (44%) |
| 12-Feb-20 4:27 PM View: | United Technologies Corp. (RTX) | 10-Feb-20 | Payment of Exercise | 620 | $156.55 | $97,061.00 | (9%) 7.04K to 6.42K | 44% |
| 07-Jan-20 4:24 PM View: | United Technologies Corp. (RTX) | 03-Jan-20 | Payment of Exercise | 342 | $153.35 | $52,445.70 | (6%) 5.49K to 5.15K | 43% |
| 07-Jan-20 4:24 PM View: | United Technologies Corp. (RTX) | 03-Jan-20 | Option Exercise | 1,176 | -- | -- | 27% 4.32K to 5.49K | |
| 08-Nov-19 4:23 PM View: | United Technologies Corp. (RTX) | 07-Nov-19 | Disposition | 1,301 | $149.11 | $193,992.00 | (19%) 6.9K to 5.6K | 42% |
| 08-Nov-19 4:23 PM View: | United Technologies Corp. (RTX) | 07-Nov-19 | Option Exercise | 2,600 | $74.66 | $194,116.00 | 61% 4.3K to 6.9K | |
| 08-Nov-19 4:23 PM View: | United Technologies Corp. (RTX) | 07-Nov-19 | Market Option Sale | 1,299 | $149.16 | $193,766.00 | (23%) 5.6K to 4.3K | 42% |
| 10-Sep-19 4:27 PM View: | United Technologies Corp. (RTX) | 09-Sep-19 | Disposition | 1,169 | $135.07 | $157,897.00 | (19%) 6.3K to 5.13K | 36% |
| 10-Sep-19 4:27 PM View: | United Technologies Corp. (RTX) | 09-Sep-19 | Option Exercise | 2,000 | $78.99 | $157,980.00 | 47% 4.3K to 6.3K | |
| 10-Sep-19 4:27 PM View: | United Technologies Corp. (RTX) | 09-Sep-19 | Market Option Sale | 831 | $135.09 | $112,260.00 | (16%) 5.13K to 4.3K | 36% |
| 18-Mar-19 4:31 PM View: | United Technologies Corp. (RTX) | 15-Mar-19 | Market Sale | 1,418 | $126.20 | $178,952.00 | (25%) 5.67K to 4.26K | 31% |
| 13-Feb-19 4:34 PM View: | United Technologies Corp. (RTX) | 11-Feb-19 | Grant | 2,112 | $122.72 | $259,185.00 | 50% 4.23K to 6.34K | (30%) |
| 13-Feb-19 4:34 PM View: | United Technologies Corp. (RTX) | 11-Feb-19 | Payment of Exercise | 694 | $122.72 | $85,167.70 | (11%) 6.34K to 5.65K | 30% |
| 07-Feb-19 4:34 PM View: | United Technologies Corp. (RTX) | 06-Feb-19 | Market Sale | 862 | $121.71 | $104,916.00 | (17%) 5.1K to 4.23K | 29% |
| 08-Jan-19 4:32 PM View: | United Technologies Corp. (RTX) | 04-Jan-19 | Payment of Exercise | 353 | $107.02 | $37,778.10 | (6%) 5.46K to 5.1K | 19% |
| 08-Jan-19 4:32 PM View: | United Technologies Corp. (RTX) | 04-Jan-19 | Option Exercise | 1,215 | -- | -- | 29% 4.24K to 5.46K | |
| 02-Aug-18 4:32 PM View: | United Technologies Corp. (RTX) | 31-Jul-18 | Disposition | 1,172 | $134.70 | $157,868.00 | (19%) 6.18K to 5.01K | 37% |
| 02-Aug-18 4:32 PM View: | United Technologies Corp. (RTX) | 31-Jul-18 | Option Exercise | 2,000 | $78.99 | $157,980.00 | 48% 4.18K to 6.18K | |
| 02-Aug-18 4:32 PM View: | United Technologies Corp. (RTX) | 31-Jul-18 | Market Option Sale | 828 | $134.75 | $111,574.00 | (17%) 5.01K to 4.18K | 37% |
| 28-Feb-18 4:32 PM View: | United Technologies Corp. (RTX) | 26-Feb-18 | Disposition | 2,868 | $134.93 | $386,979.00 | (32%) 9.04K to 6.17K | 37% |
| 28-Feb-18 4:32 PM View: | United Technologies Corp. (RTX) | 26-Feb-18 | Option Exercise | 4,900 | $78.99 | $387,051.00 | 118% 4.14K to 9.04K | |
| 28-Feb-18 4:32 PM View: | United Technologies Corp. (RTX) | 26-Feb-18 | Market Option Sale | 2,032 | $134.95 | $274,217.00 | (33%) 6.17K to 4.14K | 37% |
| 23-Feb-18 4:32 PM View: | United Technologies Corp. (RTX) | 22-Feb-18 | Market Sale | 419 | $133.73 | $56,033.70 | (9%) 4.56K to 4.14K | 37% |
| 14-Feb-18 10:00 PM View: | United Technologies Corp. (RTX) | 12-Feb-18 | Grant | 658 | $127.38 | $83,816.00 | 16% 4.14K to 4.8K | (34%) |
| 14-Feb-18 10:00 PM View: | United Technologies Corp. (RTX) | 12-Feb-18 | Payment of Exercise | 239 | $127.38 | $30,443.80 | (5%) 4.8K to 4.56K | 34% |
| 18-Dec-17 4:33 PM View: | United Technologies Corp. (RTX) | 15-Dec-17 | Disposition | 1,136 | $126.01 | $143,147.00 | (18%) 6.14K to 5.01K | 33% |
| 18-Dec-17 4:33 PM View: | United Technologies Corp. (RTX) | 15-Dec-17 | Option Exercise | 2,000 | $71.63 | $143,260.00 | 48% 4.14K to 6.14K | |
| 18-Dec-17 4:33 PM View: | United Technologies Corp. (RTX) | 15-Dec-17 | Market Option Sale | 864 | $126.01 | $108,873.00 | (17%) 5.01K to 4.14K | 33% |
| 15-Dec-17 4:35 PM View: | United Technologies Corp. (RTX) | 13-Dec-17 | Disposition | 864 | $124.35 | $107,438.00 | (15%) 5.64K to 4.78K | 32% |
| 15-Dec-17 4:35 PM View: | United Technologies Corp. (RTX) | 13-Dec-17 | Option Exercise | 1,500 | $71.63 | $107,445.00 | 36% 4.14K to 5.64K | |
| 15-Dec-17 4:35 PM View: | United Technologies Corp. (RTX) | 13-Dec-17 | Market Option Sale | 636 | $124.35 | $79,088.10 | (13%) 4.78K to 4.14K | 32% |
| 11-Dec-17 4:34 PM View: | United Technologies Corp. (RTX) | 07-Dec-17 | Disposition | 1,167 | $122.67 | $143,156.00 | (19%) 6.14K to 4.98K | 31% |
| 11-Dec-17 4:34 PM View: | United Technologies Corp. (RTX) | 07-Dec-17 | Option Exercise | 2,000 | $71.63 | $143,260.00 | 48% 4.14K to 6.14K | |
| 11-Dec-17 4:34 PM View: | United Technologies Corp. (RTX) | 07-Dec-17 | Market Option Sale | 833 | $122.66 | $102,176.00 | (17%) 4.98K to 4.14K | 31% |
| 01-Dec-17 4:34 PM View: | United Technologies Corp. (RTX) | 29-Nov-17 | Disposition | 1,273 | $118.08 | $150,316.00 | (20%) 6.24K to 4.97K | 29% |
| 01-Dec-17 4:34 PM View: | United Technologies Corp. (RTX) | 29-Nov-17 | Option Exercise | 2,100 | $71.63 | $150,423.00 | 51% 4.14K to 6.24K | |
| 01-Dec-17 4:34 PM View: | United Technologies Corp. (RTX) | 29-Nov-17 | Market Option Sale | 827 | $118.06 | $97,635.30 | (17%) 4.97K to 4.14K | 29% |
| 04-May-17 4:33 PM View: | United Technologies Corp. (RTX) | 03-May-17 | Disposition | 2,298 | $119.56 | $274,749.00 | (25%) 9.07K to 6.77K | 30% |
| 04-May-17 4:33 PM View: | United Technologies Corp. (RTX) | 03-May-17 | Option Exercise | 5,000 | $54.95 | $274,750.00 | 123% 4.07K to 9.07K | |
| 04-May-17 4:33 PM View: | United Technologies Corp. (RTX) | 03-May-17 | Market Option Sale | 2,702 | $119.53 | $322,969.00 | (40%) 6.77K to 4.07K | 30% |
| 28-Feb-17 10:00 PM View: | United Technologies Corp. (RTX) | 24-Feb-17 | Disposition | 978 | $112.26 | $109,790.00 | (16%) 6.08K to 5.1K | 25% |
| 28-Feb-17 10:00 PM View: | United Technologies Corp. (RTX) | 24-Feb-17 | Option Exercise | 2,000 | $54.95 | $109,900.00 | 49% 4.08K to 6.08K | |
| 28-Feb-17 10:00 PM View: | United Technologies Corp. (RTX) | 24-Feb-17 | Market Option Sale | 1,022 | $112.26 | $114,732.00 | (20%) 5.1K to 4.08K | 25% |
| 14-Nov-16 5:33 PM View: | United Technologies Corp. (RTX) | 10-Nov-16 | Disposition | 1,033 | $106.36 | $109,870.00 | (17%) 6.03K to 5.0K | 20% |
| 14-Nov-16 5:33 PM View: | United Technologies Corp. (RTX) | 10-Nov-16 | Option Exercise | 2,000 | $54.95 | $109,900.00 | 50% 4.03K to 6.03K | |
| 14-Nov-16 5:33 PM View: | United Technologies Corp. (RTX) | 10-Nov-16 | Market Option Sale | 967 | $106.46 | $102,946.00 | (19%) 5.0K to 4.03K | 20% |