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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-23 10:00 PM View:  | General Mills Inc. (GIS) | 30-Jun-23 | Grant | 5,542 | -- | -- | 71% 7.8K to 13.34K | |
| 30-Jun-23 11:17 AM View: | General Mills Inc. (GIS) | 28-Jun-23 | Payment of Exercise | 383 | $76.72 | $29,383.80 | (5%) 8.19K to 7.8K | |
| 30-Jun-22 9:46 PM View: | General Mills Inc. (GIS) | 28-Jun-22 | Grant | 8,185 | -- | -- | 100% 0 to 8.19K | |
| 15-Feb-22 6:10 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-22 | Payment of Exercise | 3,015 | $313.75 | $945,956.00 | (15%) 19.93K to 16.92K | |
| 15-Feb-22 6:10 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-22 | Option Exercise | 4,459 | $126.89 | $565,802.00 | 29% 15.47K to 19.93K | |
| 15-Feb-22 6:10 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-22 | Option Sale | 4,459 | $313.88 | $1,399,600.00 | (26%) 16.92K to 12.46K | |
| 15-Feb-22 6:10 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-22 | Sale | 1,985 | $313.88 | $623,057.00 | (16%) 12.46K to 10.47K | |
| 04-Feb-22 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Grant | 8,620 | -- | -- | 81% 10.66K to 19.28K | |
| 04-Feb-22 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Payment of Exercise | 3,806 | $313.21 | $1,192,080.00 | (20%) 19.28K to 15.47K | |
| 03-Feb-22 4:59 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-22 | Payment of Exercise | 286 | $308.10 | $88,116.60 | (3%) 10.94K to 10.66K | (3%) |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 202 | $304.31 | $61,470.60 | (2%) 11.14K to 10.94K | |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 165 | $298.09 | $49,184.80 | (1%) 11.31K to 11.14K | |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-22 | Grant | 905 | -- | -- | 9% 10.4K to 11.31K | |
| 10-Nov-21 4:27 PM View: | Ameriprise Financial Inc. (AMP) | 08-Nov-21 | Market Sale | 1,500 | $308.03 | $462,039.00 | (13%) 11.9K to 10.4K | < 1% |
| 03-May-21 4:52 PM View: | Ameriprise Financial Inc. (AMP) | 29-Apr-21 | Market Sale | 1,560 | $259.85 | $405,366.00 | (12%) 13.46K to 11.9K | < 1% |
| 19-Feb-21 4:35 PM View: | Ameriprise Financial Inc. (AMP) | 17-Feb-21 | Payment of Exercise | 6,863 | $220.19 | $1,511,160.00 | (31%) 22.38K to 15.52K | |
| 19-Feb-21 4:35 PM View: | Ameriprise Financial Inc. (AMP) | 17-Feb-21 | Option Exercise | 8,918 | $126.89 | $1,131,600.00 | 66% 13.46K to 22.38K | |
| 19-Feb-21 4:35 PM View: | Ameriprise Financial Inc. (AMP) | 17-Feb-21 | Market Option Sale | 2,055 | $219.21 | $450,465.00 | (13%) 15.52K to 13.46K | |
| 16-Feb-21 10:00 PM View: | Ameriprise Financial Inc. (AMP) | 11-Feb-21 | Market Sale | 3,720 | $214.08 | $796,380.00 | (22%) 17.18K to 13.46K | (3%) |
| 09-Feb-21 5:42 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 5,043 | -- | -- | 35% 14.32K to 19.37K | |
| 09-Feb-21 5:42 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 2,184 | $211.06 | $460,955.00 | (11%) 19.37K to 17.18K | |
| 03-Feb-21 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Payment of Exercise | 3,421 | $205.09 | $701,613.00 | (18%) 19.05K to 15.63K | |
| 03-Feb-21 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Option Exercise | 4,728 | $123.37 | $583,293.00 | 33% 14.32K to 19.05K | |
| 03-Feb-21 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 03-Feb-21 | Market Option Sale | 1,307 | $204.93 | $267,850.00 | (8%) 15.63K to 14.32K | |
| 03-Feb-21 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-21 | Payment of Exercise | 310 | $200.84 | $62,260.40 | (2%) 14.63K to 14.32K | (< 1%) |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-21 | Payment of Exercise | 217 | $197.87 | $42,937.80 | (1%) 14.85K to 14.63K | |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-21 | Grant | 1,753 | -- | -- | 13% 13.1K to 14.85K | |
| 28-Jan-21 6:06 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-21 | Payment of Exercise | 180 | $211.27 | $38,028.60 | (1%) 13.28K to 13.1K | 5% |
| 01-Dec-20 3:16 PM View: | Ameriprise Financial Inc. (AMP) | 25-Nov-20 | Market Sale | 1,132 | $189.65 | $214,689.00 | (8%) 14.41K to 13.28K | 2% |
| 03-Nov-20 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 30-Oct-20 | Market Sale | 620 | $159.22 | $98,716.40 | (4%) 15.03K to 14.41K | (16%) |
| 10-Feb-20 5:27 PM View: | Ameriprise Financial Inc. (AMP) | 10-Feb-20 | Payment of Exercise | 4,000 | $175.32 | $701,280.00 | (20%) 19.56K to 15.56K | (3%) |
| 10-Feb-20 5:27 PM View: | Ameriprise Financial Inc. (AMP) | 10-Feb-20 | Option Exercise | 6,120 | $87.79 | $537,275.00 | 46% 13.44K to 19.56K | |
| 10-Feb-20 5:27 PM View: | Ameriprise Financial Inc. (AMP) | 10-Feb-20 | Market Option Sale | 530 | $175.72 | $93,131.60 | (3%) 15.56K to 15.03K | (3%) |
| 10-Feb-20 5:27 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-20 | Payment of Exercise | 84 | $175.91 | $14,776.40 | (< 1%) 13.52K to 13.44K | (2%) |
| 04-Feb-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-20 | Payment of Exercise | 309 | $165.41 | $51,111.70 | (2%) 13.83K to 13.52K | (9%) |
| 04-Feb-20 4:47 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-20 | Grant | 2,140 | -- | -- | 18% 11.69K to 13.83K | |
| 28-Jan-20 6:04 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-20 | Payment of Exercise | 180 | $167.57 | $30,162.60 | (2%) 11.87K to 11.69K | (8%) |
| 12-Nov-19 5:29 PM View: | Ameriprise Financial Inc. (AMP) | 08-Nov-19 | Payment of Exercise | 6,968 | $157.74 | $1,099,130.00 | (36%) 19.14K to 12.17K | (14%) |
| 12-Nov-19 5:29 PM View: | Ameriprise Financial Inc. (AMP) | 08-Nov-19 | Option Exercise | 8,183 | $118.72 | $971,496.00 | 75% 10.96K to 19.14K | |
| 12-Nov-19 5:29 PM View: | Ameriprise Financial Inc. (AMP) | 08-Nov-19 | Market Option Sale | 303 | $158.67 | $48,077.00 | (2%) 12.17K to 11.87K | (14%) |
| 08-Feb-19 5:00 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-19 | Payment of Exercise | 81 | $126.69 | $10,261.90 | (< 1%) 11.03K to 10.95K | (40%) |
| 05-Feb-19 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-19 | Grant | 3,034 | -- | -- | 37% 8.1K to 11.13K | |
| 05-Feb-19 5:36 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-19 | Payment of Exercise | 101 | $126.89 | $12,815.90 | (< 1%) 11.13K to 11.03K | (40%) |
| 29-Jan-19 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-19 | Payment of Exercise | 180 | $121.12 | $21,801.60 | (2%) 8.28K to 8.1K | (47%) |
| 09-Jul-18 6:11 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jul-18 | Payment of Exercise | 32 | $140.97 | $4,517.24 | (< 1%) 8.31K to 8.28K | (24%) |
| 09-Jul-18 6:11 PM View: | Ameriprise Financial Inc. (AMP) | 05-Jul-18 | Option Exercise | 111 | -- | -- | 1% 8.2K to 8.31K | |
| 08-Feb-18 5:14 PM View: | Ameriprise Financial Inc. (AMP) | 06-Feb-18 | Payment of Exercise | 83 | $160.56 | $13,326.50 | (1%) 8.28K to 8.2K | (8%) |
| 06-Feb-18 5:04 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-18 | Payment of Exercise | 65 | $167.50 | $10,887.50 | (< 1%) 8.34K to 8.28K | (3%) |
| 05-Feb-18 5:02 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-18 | Payment of Exercise | 91 | $171.08 | $15,568.30 | (1%) 8.43K to 8.34K | (1%) |
| 30-Jan-18 4:19 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-18 | Grant | 1,501 | -- | -- | 22% 6.93K to 8.43K |