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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Apr-22 4:09 PM View:  | EMCORE Corp. (EMKR) | 25-Apr-22 | Payment of Exercise | 2,811 | $3.48 | $9,782.28 | (4%) 75.28K to 72.47K | |
| 27-Apr-22 4:09 PM View: | EMCORE Corp. (EMKR) | 25-Apr-22 | Option Exercise | 7,696 | -- | -- | 11% 67.58K to 75.28K | |
| 05-Apr-22 4:12 PM View: | EMCORE Corp. (EMKR) | 04-Apr-22 | Payment of Exercise | 1,024 | $3.72 | $3,809.28 | (1%) 68.6K to 67.58K | |
| 05-Apr-22 4:12 PM View: | EMCORE Corp. (EMKR) | 04-Apr-22 | Option Exercise | 2,500 | -- | -- | 4% 66.1K to 68.6K | |
| 24-Mar-22 4:22 PM View: | EMCORE Corp. (EMKR) | 23-Mar-22 | Payment of Exercise | 3,893 | $3.66 | $14,248.40 | (6%) 70.0K to 66.1K | |
| 29-Dec-21 4:23 PM View: | EMCORE Corp. (EMKR) | 28-Dec-21 | Payment of Exercise | 1,210 | $7.03 | $8,506.30 | (2%) 71.21K to 70.0K | |
| 29-Dec-21 4:23 PM View: | EMCORE Corp. (EMKR) | 28-Dec-21 | Option Exercise | 3,500 | -- | -- | 5% 67.71K to 71.21K | |
| 22-Dec-21 4:12 PM View: | EMCORE Corp. (EMKR) | 21-Dec-21 | Payment of Exercise | 457 | $6.58 | $3,007.06 | (< 1%) 68.16K to 67.71K | |
| 22-Dec-21 4:12 PM View: | EMCORE Corp. (EMKR) | 21-Dec-21 | Option Exercise | 1,323 | -- | -- | 2% 66.84K to 68.16K | |
| 06-Apr-21 4:27 PM View: | EMCORE Corp. (EMKR) | 04-Apr-21 | Payment of Exercise | 1,027 | $4.63 | $4,755.01 | (2%) 67.87K to 66.84K | |
| 06-Apr-21 4:27 PM View: | EMCORE Corp. (EMKR) | 04-Apr-21 | Option Exercise | 2,500 | -- | -- | 4% 65.37K to 67.87K | |
| 25-Mar-21 4:13 PM View: | EMCORE Corp. (EMKR) | 23-Mar-21 | Grant | 38,000 | -- | -- | 90% 42.34K to 80.34K | |
| 31-Dec-20 4:12 PM View: | EMCORE Corp. (EMKR) | 30-Dec-20 | Payment of Exercise | 240 | $5.65 | $1,356.00 | (< 1%) 27.61K to 27.37K | |
| 31-Dec-20 4:12 PM View: | EMCORE Corp. (EMKR) | 30-Dec-20 | Option Exercise | 695 | -- | -- | 3% 26.91K to 27.61K | |
| 30-Dec-20 6:43 PM View: | EMCORE Corp. (EMKR) | 28-Dec-20 | Payment of Exercise | 1,210 | $5.15 | $6,231.50 | (4%) 28.12K to 26.91K | |
| 30-Dec-20 6:43 PM View: | EMCORE Corp. (EMKR) | 28-Dec-20 | Option Exercise | 3,500 | -- | -- | 14% 24.62K to 28.12K | |
| 23-Dec-20 4:26 PM View: | EMCORE Corp. (EMKR) | 21-Dec-20 | Payment of Exercise | 457 | $4.63 | $2,115.91 | (2%) 25.08K to 24.62K | (1%) |
| 23-Dec-20 4:26 PM View: | EMCORE Corp. (EMKR) | 21-Dec-20 | Option Exercise | 1,323 | -- | -- | 6% 23.76K to 25.08K | |
| 16-Dec-20 4:29 PM View: | EMCORE Corp. (EMKR) | 14-Dec-20 | Payment of Exercise | 732 | $4.62 | $3,381.84 | (3%) 24.49K to 23.76K | (1%) |
| 16-Dec-20 4:29 PM View: | EMCORE Corp. (EMKR) | 14-Dec-20 | Option Exercise | 2,117 | -- | -- | 9% 22.37K to 24.49K | |
| 06-Apr-20 5:47 PM View: | EMCORE Corp. (EMKR) | 03-Apr-20 | Payment of Exercise | 1,022 | $2.19 | $2,238.18 | (4%) 23.39K to 22.37K | (114%) |
| 06-Apr-20 5:47 PM View: | EMCORE Corp. (EMKR) | 03-Apr-20 | Option Exercise | 2,500 | -- | -- | 12% 20.89K to 23.39K | |
| 30-Dec-19 6:01 PM View: | EMCORE Corp. (EMKR) | 28-Dec-19 | Payment of Exercise | 1,210 | $3.09 | $3,738.90 | (5%) 22.1K to 20.89K | (51%) |
| 30-Dec-19 6:01 PM View: | EMCORE Corp. (EMKR) | 28-Dec-19 | Option Exercise | 3,500 | -- | -- | 19% 18.6K to 22.1K | |
| 17-Dec-19 4:12 PM View: | EMCORE Corp. (EMKR) | 14-Dec-19 | Payment of Exercise | 732 | $3.07 | $2,247.24 | (4%) 19.34K to 18.6K | (52%) |
| 17-Dec-19 4:12 PM View: | EMCORE Corp. (EMKR) | 14-Dec-19 | Option Exercise | 2,118 | -- | -- | 12% 17.22K to 19.34K | |
| 19-Feb-19 4:37 PM View: | EMCORE Corp. (EMKR) | 15-Feb-19 | Payment of Exercise | 1,152 | $4.07 | $4,688.64 | (6%) 18.37K to 17.22K | (15%) |
| 19-Feb-19 4:37 PM View: | EMCORE Corp. (EMKR) | 15-Feb-19 | Option Exercise | 2,819 | -- | -- | 18% 15.55K to 18.37K | |
| 28-Dec-18 5:47 PM View: | EMCORE Corp. (EMKR) | 28-Dec-18 | Payment of Exercise | 1,210 | $4.09 | $4,948.90 | (7%) 16.76K to 15.55K | (15%) |
| 28-Dec-18 5:47 PM View: | EMCORE Corp. (EMKR) | 28-Dec-18 | Option Exercise | 3,500 | -- | -- | 26% 13.26K to 16.76K | |
| 17-Dec-18 4:39 PM View: | EMCORE Corp. (EMKR) | 14-Dec-18 | Payment of Exercise | 732 | $4.36 | $3,191.52 | (5%) 13.99K to 13.26K | (8%) |
| 17-Dec-18 4:39 PM View: | EMCORE Corp. (EMKR) | 14-Dec-18 | Option Exercise | 2,118 | -- | -- | 18% 11.88K to 13.99K | |
| 12-Mar-18 5:30 PM View: | EMCORE Corp. (EMKR) | 09-Mar-18 | Payment of Exercise | 1,418 | $5.50 | $7,799.00 | (11%) 13.29K to 11.88K | 14% |
| 12-Mar-18 5:30 PM View: | EMCORE Corp. (EMKR) | 09-Mar-18 | Option Exercise | 3,469 | -- | -- | 35% 9.82K to 13.29K | |
| 20-Feb-18 5:03 PM View: | EMCORE Corp. (EMKR) | 16-Feb-18 | Payment of Exercise | 1,152 | $5.60 | $6,451.20 | (10%) 10.98K to 9.82K | 16% |
| 20-Feb-18 5:03 PM View: | EMCORE Corp. (EMKR) | 16-Feb-18 | Option Exercise | 2,819 | -- | -- | 35% 8.16K to 10.98K | |
| 18-Dec-17 6:52 PM View: | EMCORE Corp. (EMKR) | 15-Dec-17 | Option Sale | 806 | -- | -- | (9%) 8.96K to 8.16K | |
| 18-Dec-17 6:52 PM View: | EMCORE Corp. (EMKR) | 14-Dec-17 | Option Exercise | 2,118 | -- | -- | 31% 6.84K to 8.96K |