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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-23 5:18 PM View:  | SVB Financial Group (SIVBQ) | 27-Feb-23 | Sale | 2,000 | $287.59 | $575,180.00 | (32%) 6.24K to 4.24K | |
| 02-Feb-23 3:20 PM View: | SVB Financial Group (SIVBQ) | 31-Jan-23 | Payment of Exercise | 801 | $302.44 | $242,254.00 | (11%) 7.04K to 6.24K | |
| 20-Jan-23 3:54 PM View: | SVB Financial Group (SIVBQ) | 18-Jan-23 | Grant | 2,257 | -- | -- | 47% 4.79K to 7.04K | |
| 05-Dec-22 3:04 PM View: | SVB Financial Group (SIVBQ) | 01-Dec-22 | Sale | 580 | $231.69 | $134,380.00 | (11%) 5.37K to 4.79K | |
| 05-Dec-22 3:04 PM View: | SVB Financial Group (SIVBQ) | 30-Jun-22 | Grant | 36 | $335.74 | $12,086.70 | < 1% 5.33K to 5.37K | |
| 05-May-22 6:21 PM View: | SVB Financial Group (SIVBQ) | 03-May-22 | Payment of Exercise | 85 | $512.62 | $43,572.70 | (2%) 5.42K to 5.33K | |
| 05-May-22 6:21 PM View: | SVB Financial Group (SIVBQ) | 03-May-22 | Option Exercise | 178 | -- | -- | 3% 5.24K to 5.42K | |
| 04-May-22 9:22 PM View: | SVB Financial Group (SIVBQ) | 01-May-22 | Payment of Exercise | 980 | $497.67 | $487,717.00 | (16%) 6.22K to 5.24K | |
| 04-May-22 9:22 PM View: | SVB Financial Group (SIVBQ) | 01-May-22 | Option Exercise | 1,972 | -- | -- | 46% 4.25K to 6.22K | |
| 02-Mar-22 1:18 PM View: | SVB Financial Group (SIVBQ) | 28-Feb-22 | Sale | 2,900 | $595.08 | $1,725,730.00 | (41%) 7.14K to 4.24K | |
| 02-Feb-22 4:38 PM View: | SVB Financial Group (SIVBQ) | 31-Jan-22 | Payment of Exercise | 2,751 | $583.90 | $1,606,310.00 | (28%) 9.89K to 7.14K | |
| 21-Jan-22 6:30 PM View: | SVB Financial Group (SIVBQ) | 19-Jan-22 | Grant | 6,047 | -- | -- | 157% 3.84K to 9.89K | |
| 03-Dec-21 12:11 PM View: | SVB Financial Group (SIVBQ) | 01-Dec-21 | Market Sale | 550 | $702.49 | $386,370.00 | (13%) 4.39K to 3.84K | (1%) |
| 09-Jun-21 11:30 AM View: | SVB Financial Group (SIVBQ) | 08-Jun-21 | Market Option Sale | 575 | $597.60 | $343,620.00 | (12%) 4.97K to 4.39K | |
| 09-Jun-21 11:30 AM View: | SVB Financial Group (SIVBQ) | 07-Jun-21 | Option Exercise | 4,646 | $239.59 | $1,113,140.00 | 93% 4.97K to 9.62K | |
| 09-Jun-21 11:30 AM View: | SVB Financial Group (SIVBQ) | 07-Jun-21 | Market Option Sale | 4,646 | $597.61 | $2,776,480.00 | (48%) 9.62K to 4.97K | |
| 09-Jun-21 11:30 AM View: | SVB Financial Group (SIVBQ) | 05-Jun-21 | Payment of Exercise | 549 | $602.38 | $330,707.00 | (10%) 5.52K to 4.97K | |
| 09-Jun-21 11:30 AM View: | SVB Financial Group (SIVBQ) | 05-Jun-21 | Option Exercise | 1,105 | -- | -- | 25% 4.41K to 5.52K | |
| 05-May-21 6:26 PM View: | SVB Financial Group (SIVBQ) | 01-May-21 | Payment of Exercise | 471 | $564.63 | $265,941.00 | (10%) 4.88K to 4.41K | |
| 05-May-21 6:26 PM View: | SVB Financial Group (SIVBQ) | 01-May-21 | Option Exercise | 945 | -- | -- | 24% 3.94K to 4.88K | |
| 02-Feb-21 3:14 PM View: | SVB Financial Group (SIVBQ) | 01-Feb-21 | Option Exercise | 859 | $250.43 | $215,119.00 | 19% 4.57K to 5.42K | |
| 02-Feb-21 3:14 PM View: | SVB Financial Group (SIVBQ) | 01-Feb-21 | Market Option Sale | 859 | $444.66 | $381,963.00 | (16%) 5.42K to 4.57K | |
| 02-Feb-21 3:14 PM View: | SVB Financial Group (SIVBQ) | 01-Feb-21 | Market Sale | 630 | $444.66 | $280,136.00 | (14%) 4.57K to 3.94K | |
| 02-Feb-21 3:14 PM View: | SVB Financial Group (SIVBQ) | 29-Jan-21 | Payment of Exercise | 1,292 | $437.78 | $565,612.00 | (22%) 5.86K to 4.57K | (4%) |
| 22-Jan-21 1:02 PM View: | SVB Financial Group (SIVBQ) | 20-Jan-21 | Grant | 3,271 | -- | -- | 126% 2.59K to 5.86K | |
| 09-Jun-20 8:00 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-20 | Payment of Exercise | 436 | $235.20 | $102,547.00 | (8%) 5.23K to 4.79K | (60%) |
| 09-Jun-20 8:00 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-20 | Option Exercise | 1,105 | -- | -- | 58% 1.92K to 3.02K | |
| 09-Jun-20 8:00 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-20 | Option Exercise | 2,205 | $169.49 | $373,725.00 | 73% 3.02K to 5.23K | |
| 09-Jun-20 8:00 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-20 | Market Option Sale (Planned) | 2,205 | $240.15 | $529,531.00 | (46%) 4.79K to 2.59K | (57%) |
| 05-May-20 8:33 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Payment of Exercise | 171 | $184.86 | $31,611.10 | (8%) 2.09K to 1.92K | (103%) |
| 05-May-20 8:33 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Option Exercise | 494 | -- | -- | 31% 1.59K to 2.09K | |
| 07-Jun-19 12:26 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-19 | Payment of Exercise | 383 | $212.27 | $81,299.40 | (19%) 1.97K to 1.59K | (77%) |
| 07-Jun-19 12:26 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-19 | Option Exercise | 1,106 | -- | -- | 128% 0.86K to 1.97K | |
| 03-May-19 2:52 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Payment of Exercise | 64 | $250.43 | $16,027.50 | (7%) 0.93K to 0.86K | (50%) |
| 03-May-19 2:52 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Option Exercise | 185 | -- | -- | 25% 0.74K to 0.93K | |
| 06-Jun-18 7:05 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-18 | Payment of Exercise | 383 | $318.70 | $122,062.00 | (34%) 1.11K to 0.73K | (18%) |
| 06-Jun-18 7:05 PM View: | SVB Financial Group (SIVBQ) | 05-Jun-18 | Option Exercise | 1,107 | -- | -- | 13838% 8 to 1.11K |