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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Apr-20 10:00 PM View:  | Legg Mason Inc. (LM) | 12-Sep-19 | Gift | 5,250 | -- | -- | (8%) 66.97K to 61.72K | |
| 17-May-19 1:48 PM View: | Legg Mason Inc. (LM) | 15-May-19 | Grant | 11,769 | -- | -- | 21% 55.14K to 66.91K | |
| 02-May-19 3:52 PM View: | Legg Mason Inc. (LM) | 30-Apr-19 | Payment of Exercise | 4,943 | $33.52 | $165,689.00 | (8%) 60.08K to 55.14K | (< 1%) |
| 02-May-19 10:00 PM View: | Legg Mason Inc. (LM) | 29-Sep-18 | Gift | 2,900 | -- | -- | (5%) 62.95K to 60.05K | |
| 26-Sep-18 3:58 PM View: | Legg Mason Inc. (LM) | 24-Sep-18 | Option Exercise | 10,064 | $31.47 | $316,714.00 | 16% 62.87K to 72.94K | (6%) |
| 26-Sep-18 3:58 PM View: | Legg Mason Inc. (LM) | 24-Sep-18 | Market Option Sale (Planned) | 10,058 | $31.61 | $317,905.00 | (14%) 72.94K to 62.88K | 7% |
| 17-May-18 5:04 PM View: | Legg Mason Inc. (LM) | 15-May-18 | Grant | 11,747 | -- | -- | 23% 51.1K to 62.84K | |
| 02-May-18 2:37 PM View: | Legg Mason Inc. (LM) | 01-May-18 | Payment of Exercise | 4,355 | $39.60 | $172,458.00 | (8%) 55.45K to 51.1K | 26% |
| 27-Apr-18 10:00 PM View: | Legg Mason Inc. (LM) | 20-Nov-17 | Gift | 3,960 | -- | -- | (7%) 59.41K to 55.45K |