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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jul-23 10:00 PM View:  | Global Water Resources, Inc. (GWRS) | 30-Jun-23 | Disposition | 1,994 | -- | -- | (5%) 36.93K to 34.94K | |
| 26-Jun-23 4:31 PM View: | Global Water Resources, Inc. (GWRS) | 22-Jun-23 | Payment of Exercise | 38,039 | $12.45 | $473,586.00 | (51%) 74.97K to 36.93K | |
| 26-Jun-23 4:31 PM View: | Global Water Resources, Inc. (GWRS) | 22-Jun-23 | Option Exercise | 50,000 | $9.40 | $470,000.00 | 200% 24.97K to 74.97K | |
| 22-Jun-23 8:08 PM View: | Global Water Resources, Inc. (GWRS) | 20-Jun-23 | Payment of Exercise | 13,566 | $12.45 | $168,897.00 | (35%) 38.54K to 24.97K | |
| 22-Jun-23 8:08 PM View: | Global Water Resources, Inc. (GWRS) | 20-Jun-23 | Option Exercise | 15,000 | $11.26 | $168,900.00 | 64% 23.54K to 38.54K | |
| 11-May-23 3:15 PM View: | Global Water Resources, Inc. (GWRS) | 10-May-23 | Payment of Exercise | 218 | $11.18 | $2,437.24 | (< 1%) 23.75K to 23.54K | |
| 04-Apr-23 5:49 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-23 | Disposition | 289 | $12.45 | $3,598.05 | (1%) 24.04K to 23.75K | |
| 04-Apr-23 5:49 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-23 | Option Exercise | 289 | -- | -- | 1% 23.75K to 24.04K | |
| 03-Apr-23 8:30 PM View: | Global Water Resources, Inc. (GWRS) | 29-Mar-23 | Disposition | 20,000 | $12.50 | $250,000.00 | (46%) 43.75K to 23.75K | |
| 03-Apr-23 8:30 PM View: | Global Water Resources, Inc. (GWRS) | 29-Mar-23 | Option Exercise | 20,000 | $4.26 | $85,200.00 | 84% 23.75K to 43.75K | |
| 08-Feb-23 6:48 PM View: | Global Water Resources, Inc. (GWRS) | 06-Feb-23 | Grant | 6,000 | -- | -- | 34% 17.75K to 23.75K | |
| 04-Jan-23 8:26 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-22 | Disposition | 274 | $13.52 | $3,704.48 | (2%) 18.03K to 17.75K | |
| 04-Jan-23 8:26 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-22 | Option Exercise | 274 | -- | -- | 2% 17.75K to 18.03K | |
| 04-Oct-22 9:50 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-22 | Disposition | 277 | $12.29 | $3,404.33 | (2%) 18.03K to 17.75K | |
| 04-Oct-22 9:50 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-22 | Option Exercise | 277 | -- | -- | 2% 17.75K to 18.03K | |
| 05-Jul-22 7:37 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-22 | Disposition | 277 | $13.75 | $3,808.75 | (2%) 18.03K to 17.75K | |
| 05-Jul-22 7:37 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-22 | Option Exercise | 277 | -- | -- | 2% 17.75K to 18.03K | |
| 17-May-22 2:27 PM View: | Global Water Resources, Inc. (GWRS) | 13-May-22 | Payment of Exercise | 1,746 | $13.92 | $24,304.30 | (9%) 19.5K to 17.75K | |
| 04-Apr-22 7:55 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-22 | Disposition | 275 | $16.40 | $4,510.00 | (1%) 19.77K to 19.5K | |
| 04-Apr-22 7:55 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-22 | Option Exercise | 275 | -- | -- | 1% 19.5K to 19.77K | |
| 21-Mar-22 5:13 PM View: | Global Water Resources, Inc. (GWRS) | 17-Mar-22 | Disposition | 5,000 | $16.70 | $83,500.00 | (20%) 24.5K to 19.5K | |
| 21-Mar-22 5:13 PM View: | Global Water Resources, Inc. (GWRS) | 17-Mar-22 | Option Exercise | 5,000 | $4.26 | $21,300.00 | 26% 19.5K to 24.5K | |
| 04-Jan-22 10:00 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-21 | Disposition | 326 | $16.88 | $5,502.88 | (2%) 19.83K to 19.5K | |
| 04-Jan-22 10:00 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-21 | Option Exercise | 326 | -- | -- | 2% 19.5K to 19.83K | |
| 04-Oct-21 6:21 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-21 | Option Exercise | 326 | -- | -- | 2% 19.5K to 19.83K | |
| 04-Oct-21 6:21 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-21 | Option Exercise | 326 | $18.69 | $6,092.94 | (2%) 19.83K to 19.5K | |
| 02-Jul-21 6:12 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-21 | Disposition | 329 | $16.73 | $5,504.17 | (2%) 19.83K to 19.5K | |
| 02-Jul-21 6:12 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-21 | Option Exercise | 329 | -- | -- | 2% 19.5K to 19.83K | |
| 12-May-21 8:03 PM View: | Global Water Resources, Inc. (GWRS) | 05-May-21 | Grant | 19,500 | -- | -- | 100% 0 to 19.5K | |
| 02-Apr-21 7:41 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-21 | Disposition | 328 | $16.67 | $5,467.76 | (100%) 0.33K to 0 | |
| 02-Apr-21 7:41 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-21 | Option Exercise | 328 | -- | -- | 100% 0 to 0.33K | |
| 22-Mar-22 10:55 AM View: | Global Water Resources, Inc. (GWRS) | 08-Mar-21 | Disposition | 10,000 | $17.06 | $170,600.00 | (34%) 29.5K to 19.5K | |
| 22-Mar-22 10:55 AM View: | Global Water Resources, Inc. (GWRS) | 08-Mar-21 | Option Exercise | 10,000 | $4.26 | $42,600.00 | 51% 19.5K to 29.5K | |
| 04-Jan-21 12:52 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-20 | Disposition | 230 | $15.00 | $3,450.00 | (100%) 0.23K to 0 | |
| 04-Jan-21 12:52 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-20 | Option Exercise | 230 | -- | -- | 100% 0 to 0.23K | |
| 02-Oct-20 1:29 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-20 | Disposition | 234 | $10.72 | $2,508.48 | (100%) 0.23K to 0 | (37%) |
| 02-Oct-20 1:29 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-20 | Option Exercise | 234 | -- | -- | 100% 0 to 0.23K | |
| 01-Jul-20 8:19 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-20 | Disposition | 234 | $10.14 | $2,372.76 | (100%) 0.23K to 0 | (44%) |
| 01-Jul-20 8:19 PM View: | Global Water Resources, Inc. (GWRS) | 30-Jun-20 | Option Exercise | 234 | -- | -- | 100% 0 to 0.23K | |
| 01-Apr-20 8:44 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-20 | Disposition | 231 | $10.11 | $2,335.41 | (100%) 0.23K to 0 | (43%) |
| 01-Apr-20 8:44 PM View: | Global Water Resources, Inc. (GWRS) | 31-Mar-20 | Option Exercise | 231 | -- | -- | 100% 0 to 0.23K | |
| 02-Jan-20 5:24 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-19 | Disposition | 135 | $12.92 | $1,744.20 | (100%) 0.14K to 0 | (12%) |
| 02-Jan-20 5:24 PM View: | Global Water Resources, Inc. (GWRS) | 30-Dec-19 | Option Exercise | 135 | -- | -- | 100% 0 to 0.14K | |
| 01-Oct-19 7:44 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-19 | Disposition | 137 | $12.01 | $1,645.37 | (100%) 0.14K to 0 | (19%) |
| 01-Oct-19 7:44 PM View: | Global Water Resources, Inc. (GWRS) | 30-Sep-19 | Option Exercise | 137 | -- | -- | 100% 0 to 0.14K | |
| 27-Aug-19 4:48 PM View: | Global Water Resources, Inc. (GWRS) | 26-Aug-19 | Disposition | 10,000 | $12.28 | $122,800.00 | (100%) 10.0K to 0 | (17%) |
| 27-Aug-19 4:48 PM View: | Global Water Resources, Inc. (GWRS) | 26-Aug-19 | Option Exercise | 10,000 | $4.26 | $42,600.00 | 100% 0 to 10.0K | |
| 02-Jul-19 2:54 PM View: | Global Water Resources, Inc. (GWRS) | 28-Jun-19 | Disposition | 139 | $10.21 | $1,419.19 | (100%) 0.14K to 0 | (40%) |
| 02-Jul-19 2:54 PM View: | Global Water Resources, Inc. (GWRS) | 28-Jun-19 | Option Exercise | 139 | -- | -- | 100% 0 to 0.14K | |
| 02-Apr-19 7:25 PM View: | Global Water Resources, Inc. (GWRS) | 29-Mar-19 | Disposition | 133 | -- | -- | (100%) 0.13K to 0 |