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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-22 2:19 PM View:  | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 132,727 | -- | -- | (33%) 403.06K to 270.33K | |
| 02-Jun-22 2:19 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 10,750 | -- | -- | (4%) 270.33K to 259.58K | |
| 02-Jun-22 2:19 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 89,164 | -- | -- | (34%) 259.58K to 170.42K | |
| 02-Jun-22 2:19 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 13,334 | -- | -- | (8%) 170.42K to 157.09K | |
| 02-Jun-22 2:19 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 157,085 | -- | -- | (100%) 157.09K to 0 | |
| 26-Jan-22 8:55 AM View: | Tristate Capital Holdings, ... (TSC) | 20-Jan-22 | Grant | 33,083 | -- | -- | 9% 369.98K to 403.06K | |
| 07-Jun-21 4:59 PM View: | Tristate Capital Holdings, ... (TSC) | 07-Jun-21 | Market Purchase | 900 | $22.98 | $20,682.00 | < 1% 368.28K to 369.18K | < 1% |
| 20-May-21 5:02 PM View: | Tristate Capital Holdings, ... (TSC) | 20-May-21 | Market Purchase | 925 | $21.64 | $20,017.00 | < 1% 367.35K to 368.28K | 1% |
| 10-May-21 4:35 PM View: | Tristate Capital Holdings, ... (TSC) | 10-May-21 | Market Purchase | 700 | $23.40 | $16,380.00 | < 1% 366.65K to 367.35K | (< 1%) |
| 02-Mar-21 10:21 AM View: | Tristate Capital Holdings, ... (TSC) | 26-Feb-21 | Market Purchase | 500 | $23.41 | $11,706.50 | < 1% 373.63K to 374.13K | < 1% |
| 20-Jan-21 4:04 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jan-21 | Payment of Exercise | 8,569 | $19.82 | $169,838.00 | (2%) 382.2K to 373.63K | < 1% |
| 19-Jan-21 5:46 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Jan-21 | Grant | 52,850 | -- | -- | 16% 329.35K to 382.2K | |
| 14-Dec-20 3:50 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Dec-20 | Market Purchase | 500 | $16.51 | $8,255.00 | < 1% 328.85K to 329.35K | 2% |
| 14-Dec-20 3:50 PM View: | Tristate Capital Holdings, ... (TSC) | 11-Dec-20 | Market Purchase | 500 | $16.27 | $8,135.00 | < 1% 328.35K to 328.85K | 3% |
| 01-Dec-20 12:09 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Dec-20 | Market Purchase | 800 | $15.36 | $12,288.00 | < 1% 327.55K to 328.35K | 9% |
| 10-Nov-20 3:43 PM View: | Tristate Capital Holdings, ... (TSC) | 10-Nov-20 | Market Purchase | 667 | $15.16 | $10,111.70 | < 1% 326.88K to 327.55K | 11% |
| 27-Oct-20 12:31 PM View: | Tristate Capital Holdings, ... (TSC) | 27-Oct-20 | Market Purchase | 5,600 | $13.59 | $76,104.00 | 2% 321.28K to 326.88K | 23% |
| 14-Sep-20 4:17 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Sep-20 | Market Purchase | 1,200 | $15.23 | $18,276.00 | < 1% 320.08K to 321.28K | 10% |
| 28-Aug-20 10:01 AM View: | Tristate Capital Holdings, ... (TSC) | 27-Aug-20 | Market Purchase | 1,100 | $13.93 | $15,323.00 | < 1% 318.98K to 320.08K | 21% |
| 21-Aug-20 10:08 AM View: | Tristate Capital Holdings, ... (TSC) | 20-Aug-20 | Market Purchase | 1,250 | $14.02 | $17,525.00 | < 1% 317.73K to 318.98K | 20% |
| 19-Aug-20 9:18 AM View: | Tristate Capital Holdings, ... (TSC) | 18-Aug-20 | Market Purchase | 1,100 | $14.73 | $16,198.60 | < 1% 316.63K to 317.73K | 14% |
| 14-Aug-20 9:04 AM View: | Tristate Capital Holdings, ... (TSC) | 13-Aug-20 | Market Purchase | 1,000 | $14.78 | $14,780.00 | < 1% 315.63K to 316.63K | 14% |
| 12-Aug-20 9:00 AM View: | Tristate Capital Holdings, ... (TSC) | 11-Aug-20 | Market Purchase | 1,000 | $15.10 | $15,100.00 | < 1% 314.63K to 315.63K | 11% |
| 06-Aug-20 9:01 AM View: | Tristate Capital Holdings, ... (TSC) | 05-Aug-20 | Market Purchase | 750 | $13.23 | $9,922.50 | < 1% 313.88K to 314.63K | 27% |
| 03-Aug-20 9:03 AM View: | Tristate Capital Holdings, ... (TSC) | 31-Jul-20 | Market Purchase | 1,250 | $12.99 | $16,237.50 | < 1% 312.63K to 313.88K | 29% |
| 29-Jul-20 9:08 AM View: | Tristate Capital Holdings, ... (TSC) | 28-Jul-20 | Market Purchase | 2,000 | $12.92 | $25,848.00 | < 1% 310.63K to 312.63K | 30% |
| 27-Jul-20 10:01 AM View: | Tristate Capital Holdings, ... (TSC) | 24-Jul-20 | Market Purchase | 3,000 | $13.75 | $41,250.00 | < 1% 307.63K to 310.63K | 22% |
| 20-Jul-20 9:32 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jul-20 | Payment of Exercise | 4,648 | $14.78 | $68,697.40 | (1%) 312.28K to 307.63K | (14%) |
| 12-Jun-20 10:10 AM View: | Tristate Capital Holdings, ... (TSC) | 11-Jun-20 | Market Purchase | 673 | $14.93 | $10,047.90 | < 1% 311.61K to 312.28K | 12% |
| 10-Jun-20 9:44 AM View: | Tristate Capital Holdings, ... (TSC) | 09-Jun-20 | Market Purchase | 1,400 | $17.94 | $25,120.20 | < 1% 310.21K to 311.61K | (6%) |
| 21-May-20 1:51 PM View: | Tristate Capital Holdings, ... (TSC) | 21-May-20 | Purchase | 1,000 | $21.90 | $21,900.00 | < 1% 309.21K to 310.21K | |
| 21-May-20 1:51 PM View: | Tristate Capital Holdings, ... (TSC) | 20-May-20 | Market Purchase | 2,000 | $13.78 | $27,560.00 | < 1% 307.21K to 309.21K | 22% |
| 12-May-20 4:53 PM View: | Tristate Capital Holdings, ... (TSC) | 12-May-20 | Market Purchase | 2,000 | $13.27 | $26,540.00 | < 1% 301.21K to 303.21K | 27% |
| 22-Apr-20 9:22 AM View: | Tristate Capital Holdings, ... (TSC) | 21-Apr-20 | Market Purchase | 8,500 | $12.96 | $110,160.00 | 3% 296.71K to 305.21K | 30% |
| 21-Apr-20 5:08 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Apr-20 | Grant | 15,000 | -- | -- | 5% 281.71K to 296.71K | |
| 09-Mar-20 6:24 PM View: | Tristate Capital Holdings, ... (TSC) | 09-Mar-20 | Market Purchase | 3,564 | $15.49 | $55,199.20 | 1% 278.14K to 281.71K | 8% |
| 25-Feb-20 5:26 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Feb-20 | Market Purchase | 2,000 | $21.88 | $43,760.00 | < 1% 276.14K to 278.14K | (23%) |
| 22-Jan-20 5:28 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-20 | Grant | 42,268 | -- | -- | 18% 233.87K to 276.14K | |
| 11-Mar-21 10:00 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Jan-20 | Payment of Exercise | 6,677 | $25.16 | $167,993.00 | (2%) 329.05K to 322.37K | (< 1%) |
| 26-Jul-19 2:39 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Jul-19 | Payment of Exercise | 5,276 | $20.50 | $108,158.00 | (2%) 241.36K to 236.09K | 18% |
| 26-Jul-19 2:39 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Jul-19 | Option Exercise | 7,500 | $12.00 | $90,000.00 | 3% 233.86K to 241.36K | |
| 26-Jul-19 2:39 PM View: | Tristate Capital Holdings, ... (TSC) | 24-Jul-19 | Market Option Sale | 2,224 | $20.84 | $46,355.90 | (< 1%) 236.09K to 233.86K | 19% |
| 22-Jan-19 9:27 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-19 | Grant | 35,146 | -- | -- | 18% 198.72K to 233.86K | |
| 23-Oct-18 2:51 PM View: | Tristate Capital Holdings, ... (TSC) | 23-Oct-18 | Market Purchase | 2,500 | $23.62 | $59,042.80 | 1% 196.22K to 198.72K | (29%) |
| 22-Oct-18 1:51 PM View: | Tristate Capital Holdings, ... (TSC) | 22-Oct-18 | Market Purchase | 4,300 | $24.27 | $104,361.00 | 2% 191.92K to 196.22K | (31%) |
| 25-May-18 3:17 PM View: | Tristate Capital Holdings, ... (TSC) | 24-May-18 | Market Purchase | 900 | $25.57 | $23,013.00 | < 1% 191.02K to 191.92K | (34%) |
| 19-Mar-18 5:20 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Mar-18 | Market Purchase | 4,000 | $25.00 | $100,000.00 | 100% 0 to 4.0K | (33%) |
| 27-Feb-18 4:17 PM View: | Tristate Capital Holdings, ... (TSC) | 23-Feb-18 | Market Purchase | 1,050 | $22.90 | $24,048.00 | < 1% 185.97K to 187.02K | (27%) |
| 12-Feb-18 12:45 PM View: | Tristate Capital Holdings, ... (TSC) | 09-Feb-18 | Market Purchase | 1,100 | $22.55 | $24,804.60 | < 1% 184.87K to 185.97K | (26%) |
| 31-Jan-18 4:06 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jan-18 | Grant | 38,459 | -- | -- | 26% 146.41K to 184.87K |