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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Oct-20 8:30 PM View:  | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) | 16,658 | -- | -- | (62%) 26.66K to 10.0K | |
| 05-Oct-20 8:30 PM View: | Pfenex Inc. (PFNX) | 01-Oct-20 | Disposition (change in control) Duplicate | 10,000 | -- | -- | (100%) 10.0K to 0 | |
| 13-Sep-18 4:25 PM View: | Pfenex Inc. (PFNX) | 11-Sep-18 | Market Purchase | 10,000 | $5.04 | $50,385.00 | 60% 16.66K to 26.66K | (33%) |
| 02-Feb-18 8:07 PM View: | Pfenex Inc. (PFNX) | 01-Feb-18 | Grant | 27,894 | -- | -- | 100% 0 to 27.89K | |
| 02-Feb-18 8:07 PM View: | Pfenex Inc. (PFNX) | 01-Feb-18 | Payment of Exercise | 11,236 | $3.38 | $37,977.70 | (40%) 27.89K to 16.66K | (< 1%) |