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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Feb-24 4:21 PM View:  | Morgan Stanley (MS) | 30-Jan-24 | Sale | 4,500 | $87.41 | $393,346.00 | (5%) 97.63K to 93.13K | |
| 19-Jan-24 4:22 PM View: | Morgan Stanley (MS) | 18-Jan-24 | Sale | 7,000 | $83.56 | $584,928.00 | (7%) 104.63K to 97.63K | |
| 19-Jan-24 4:22 PM View: | Morgan Stanley (MS) | 17-Jan-24 | Grant | 30,366 | -- | -- | 36% 84.45K to 114.81K | |
| 19-Jan-24 4:22 PM View: | Morgan Stanley (MS) | 17-Jan-24 | Payment of Exercise | 10,180 | $85.97 | $875,175.00 | (9%) 114.81K to 104.63K | |
| 21-Jul-23 4:11 PM View: | Morgan Stanley (MS) | 19-Jul-23 | Sale | 13,500 | $92.00 | $1,242,000.00 | (14%) 96.48K to 82.98K | |
| 17-May-23 4:08 PM View: | Morgan Stanley (MS) | 15-May-23 | Sale | 7,320 | $82.95 | $607,198.00 | (7%) 103.8K to 96.48K | |
| 03-May-23 4:44 PM View: | Morgan Stanley (MS) | 01-May-23 | Payment of Exercise | 16,321 | $89.97 | $1,468,400.00 | (14%) 119.47K to 103.15K | |
| 20-Jan-23 4:30 PM View: | Morgan Stanley (MS) | 18-Jan-23 | Grant | 23,044 | -- | -- | 21% 110.55K to 133.6K | |
| 20-Jan-23 4:30 PM View: | Morgan Stanley (MS) | 18-Jan-23 | Payment of Exercise | 9,940 | $97.08 | $964,975.00 | (7%) 133.6K to 123.66K | |
| 20-Jan-23 4:30 PM View: | Morgan Stanley (MS) | 18-Jan-23 | Sale | 5,100 | $97.00 | $494,700.00 | (4%) 123.66K to 118.56K | |
| 17-May-22 4:19 PM View: | Morgan Stanley (MS) | 13-May-22 | Payment of Exercise | 137 | $80.63 | $11,046.60 | (< 1%) 108.77K to 108.64K | |
| 03-May-22 4:09 PM View: | Morgan Stanley (MS) | 01-May-22 | Payment of Exercise | 15,785 | $80.59 | $1,272,110.00 | (13%) 123.49K to 107.7K | |
| 21-Jan-22 4:27 PM View: | Morgan Stanley (MS) | 20-Jan-22 | Grant | 23,946 | -- | -- | 24% 98.71K to 122.66K | |
| 22-Jan-21 4:40 PM View: | Morgan Stanley (MS) | 21-Jan-21 | Grant | 41,074 | -- | -- | 74% 55.45K to 96.53K | |
| 14-Feb-20 4:08 PM View: | Citigroup Inc. (C) | 13-Feb-20 | Grant | 8,934 | -- | -- | 89% 10.04K to 18.97K | |
| 22-Jan-20 4:44 PM View: | Citigroup Inc. (C) | 20-Jan-20 | Payment of Exercise | 1,132 | $81.12 | $91,839.20 | (10%) 11.17K to 10.04K | |
| 15-Feb-19 4:31 PM View: | Citigroup Inc. (C) | 14-Feb-19 | Grant | 4,405 | -- | -- | 65% 6.76K to 11.17K | |
| 15-Feb-19 4:31 PM View: | Citigroup Inc. (C) | 24-Jan-19 | Gift | 325 | -- | -- | (5%) 7.09K to 6.76K | |
| 23-Jan-19 5:11 PM View: | Citigroup Inc. (C) | 20-Jan-19 | Payment of Exercise | 1,174 | $63.12 | $74,076.40 | (14%) 8.26K to 7.09K | 2% |
| 23-Jul-18 4:02 PM View: | Citigroup Inc. (C) | 19-Jul-18 | Market Sale | 500 | $69.21 | $34,605.00 | (6%) 8.76K to 8.26K | |
| 16-Feb-18 8:02 AM View: | Citigroup Inc. (C) | 15-Feb-18 | Grant | 2,284 | -- | -- | 35% 6.48K to 8.76K | |
| 24-Jan-18 5:35 PM View: | Citigroup Inc. (C) | 22-Jan-18 | Payment of Exercise | 1,119 | $78.19 | $87,477.40 | (15%) 7.59K to 6.48K |