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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-22 2:10 PM View:  | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 80,067 | -- | -- | (84%) 95.82K to 15.75K | |
| 02-Jun-22 2:10 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 12,200 | -- | -- | (77%) 15.75K to 3.55K | |
| 02-Jun-22 2:10 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 2,450 | -- | -- | (69%) 3.55K to 1.1K | |
| 02-Jun-22 2:10 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-22 | Disposition | 1,100 | -- | -- | (100%) 1.1K to 0 | |
| 26-Jan-22 8:53 AM View: | Tristate Capital Holdings, ... (TSC) | 20-Jan-22 | Grant | 13,617 | -- | -- | 17% 82.2K to 95.82K | |
| 26-Jan-22 8:53 AM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-22 | Payment of Exercise | 1,026 | $32.32 | $33,160.30 | (1%) 83.23K to 82.2K | 1% |
| 26-Jan-22 8:53 AM View: | Tristate Capital Holdings, ... (TSC) | 14-Jan-22 | Payment of Exercise | 937 | $32.25 | $30,218.20 | (1%) 84.16K to 83.23K | < 1% |
| 19-Jan-21 5:52 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Jan-21 | Grant | 14,423 | -- | -- | 21% 69.74K to 84.16K | |
| 19-Jan-21 5:52 PM View: | Tristate Capital Holdings, ... (TSC) | 21-Aug-20 | Payment of Exercise | 13,944 | $14.00 | $195,216.00 | (17%) 83.68K to 69.74K | (42%) |
| 21-Aug-20 10:14 AM View: | Tristate Capital Holdings, ... (TSC) | 19-Aug-20 | Market Purchase | 1,000 | $14.85 | $14,850.00 | 1% 82.68K to 83.68K | 13% |
| 31-Jul-20 2:12 PM View: | Tristate Capital Holdings, ... (TSC) | 30-Jul-20 | Purchase | 250 | $21.48 | $5,370.00 | < 1% 82.43K to 82.68K | (1%) |
| 21-May-20 4:11 PM View: | Tristate Capital Holdings, ... (TSC) | 20-May-20 | Purchase | 1,000 | $21.75 | $21,750.00 | 1% 81.43K to 82.43K | (3%) |
| 21-May-20 4:11 PM View: | Tristate Capital Holdings, ... (TSC) | 19-May-20 | Purchase | 100 | $21.25 | $2,125.00 | < 1% 81.33K to 81.43K | (< 1%) |
| 21-Apr-20 5:13 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Apr-20 | Grant | 7,000 | -- | -- | 9% 74.33K to 81.33K | |
| 16-Mar-20 8:56 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Mar-20 | Market Purchase | 1,000 | $14.34 | $14,340.00 | 1% 73.13K to 74.13K | 17% |
| 16-Mar-20 8:56 PM View: | Tristate Capital Holdings, ... (TSC) | 12-Mar-20 | Purchase | 200 | $24.00 | $4,800.00 | < 1% 74.13K to 74.33K | |
| 12-Feb-20 1:14 PM View: | Tristate Capital Holdings, ... (TSC) | 11-Feb-20 | Market Purchase | 1,000 | $22.45 | $22,450.00 | 1% 72.13K to 73.13K | (25%) |
| 22-Jan-20 5:39 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-20 | Grant | 12,472 | -- | -- | 21% 59.16K to 71.63K | |
| 22-Aug-19 6:48 PM View: | Tristate Capital Holdings, ... (TSC) | 21-Aug-19 | Market Purchase | 1,000 | $19.45 | $19,450.00 | 2% 58.16K to 59.16K | (14%) |
| 17-Jun-19 4:51 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Jun-19 | Purchase | 1,000 | $26.40 | $26,400.00 | 2% 57.16K to 58.16K | |
| 05-Feb-19 5:08 PM View: | Tristate Capital Holdings, ... (TSC) | 17-Jan-19 | Grant | 13,603 | -- | -- | 31% 43.56K to 57.16K | |
| 17-Dec-18 5:34 PM View: | Tristate Capital Holdings, ... (TSC) | 14-Dec-18 | Market Purchase | 500 | $21.25 | $10,625.00 | 1% 43.06K to 43.56K | (21%) |
| 22-Oct-18 5:52 PM View: | Tristate Capital Holdings, ... (TSC) | 19-Oct-18 | Market Purchase | 1,000 | $24.58 | $24,579.40 | 2% 42.06K to 43.06K | (32%) |
| 20-Aug-18 4:30 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Aug-18 | Market Purchase | 500 | $28.95 | $14,475.00 | 1% 41.56K to 42.06K | (42%) |
| 05-Jun-18 8:36 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-18 | Market Purchase | 210 | $25.93 | $5,445.28 | < 1% 39.56K to 39.77K | (35%) |
| 05-Jun-18 8:36 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Jun-18 | Market Sale | 210 | $25.89 | $5,437.11 | (< 1%) 39.77K to 39.56K | 35% |
| 29-May-18 2:52 PM View: | Tristate Capital Holdings, ... (TSC) | 25-May-18 | Market Purchase | 998 | $25.50 | $25,449.00 | 3% 38.06K to 39.06K | (34%) |
| 19-Mar-18 5:23 PM View: | Tristate Capital Holdings, ... (TSC) | 15-Mar-18 | Market Purchase | 2,000 | $25.00 | $50,000.00 | 100% 0 to 2.0K | (33%) |
| 02-Mar-18 2:44 PM View: | Tristate Capital Holdings, ... (TSC) | 28-Feb-18 | Market Purchase | 1,000 | $22.80 | $22,800.00 | 3% 38.06K to 39.06K | (26%) |
| 07-Feb-18 4:06 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Feb-18 | Market Purchase | 500 | $23.60 | $11,800.00 | 1% 36.96K to 37.46K | (29%) |
| 07-Feb-18 4:06 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Feb-18 | Market Purchase | 500 | $23.60 | $11,801.00 | 1% 37.46K to 37.96K | (29%) |
| 07-Feb-18 4:06 PM View: | Tristate Capital Holdings, ... (TSC) | 05-Feb-18 | Market Purchase | 100 | $23.60 | $2,360.00 | < 1% 37.96K to 38.06K | (29%) |
| 01-Feb-18 5:58 PM View: | Tristate Capital Holdings, ... (TSC) | 01-Feb-18 | Market Purchase | 1,000 | $24.10 | $24,100.00 | 3% 35.96K to 36.96K | (30%) |
| 31-Jan-18 4:04 PM View: | Tristate Capital Holdings, ... (TSC) | 16-Jan-18 | Grant | 1,859 | -- | -- | 5% 34.1K to 35.96K |