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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Jan-24 4:05 PM View:  | Neostem, Inc. (LSTA) | 09-Jan-24 | Grant | 19,480 | -- | -- | 66% 29.72K to 49.2K | |
| 16-Jun-23 4:07 PM View: | G1 Therapeutics, Inc. (GTHX) | 15-Jun-23 | Grant | 10,000 | -- | -- | 63% 15.89K to 25.89K | |
| 11-Jan-23 4:15 PM View: | Neostem, Inc. (LSTA) | 09-Jan-23 | Grant | 20,000 | -- | -- | 206% 9.72K to 29.72K | |
| 24-Jun-22 4:51 PM View: | G1 Therapeutics, Inc. (GTHX) | 23-Jun-22 | Grant | 10,000 | -- | -- | 170% 5.89K to 15.89K | |
| 12-Jan-22 4:10 PM View: | Neostem, Inc. (LSTA) | 10-Jan-22 | Grant | 65,430 | -- | -- | 81% 80.42K to 145.85K | |
| 09-Nov-21 5:41 PM View: | Kadmon Holdings, Inc. (KDMN) | 09-Nov-21 | Disposition | 10,850 | $9.50 | $103,075.00 | (100%) 10.85K to 0 | 0% |
| 09-Nov-21 5:41 PM View: | Kadmon Holdings, Inc. (KDMN) | 08-Nov-21 | Gift | 20,150 | -- | -- | (65%) 31.0K to 10.85K | |
| 21-Jun-21 4:25 PM View: | G1 Therapeutics, Inc. (GTHX) | 17-Jun-21 | Grant | 4,389 | -- | -- | 293% 1.5K to 5.89K | |
| 12-Jan-21 6:20 PM View: | Neostem, Inc. (LSTA) | 11-Jan-21 | Grant | 37,735 | -- | -- | 88% 42.68K to 80.42K | |
| 12-Mar-20 5:57 PM View: | Kadmon Holdings, Inc. (KDMN) | 12-Mar-20 | Market Purchase | 31,000 | $3.24 | $100,393.00 | 100% 0 to 31.0K | 194% |
| 14-Jan-20 4:18 PM View: | Neostem, Inc. (LSTA) | 13-Jan-20 | Grant | 18,292 | $3.28 | $59,997.80 | 75% 24.39K to 42.68K | |
| 16-Jan-19 4:10 PM View: | Neostem, Inc. (LSTA) | 14-Jan-19 | Grant | 12,121 | $4.95 | $59,998.90 | 99% 12.27K to 24.39K | < 1% |
| 27-Dec-18 4:59 PM View: | G1 Therapeutics, Inc. (GTHX) | 26-Dec-18 | Market Purchase | 1,420 | $18.45 | $26,196.40 | 1775% 80 to 1.5K | 9% |