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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Nov-20 3:27 PM View:  | Caterpillar Inc. (CAT) | 02-Nov-20 | Option Exercise | 13,135 | $151.12 | $1,984,960.00 | 81% 16.18K to 29.31K | 18% |
| 04-Nov-20 3:27 PM View: | Caterpillar Inc. (CAT) | 02-Nov-20 | Market Option Sale | 13,135 | $162.49 | $2,134,310.00 | (45%) 29.31K to 16.18K | (10%) |
| 02-Nov-20 7:11 PM View: | Caterpillar Inc. (CAT) | 30-Oct-20 | Market Sale | 20,492 | $154.18 | $3,159,420.00 | (56%) 36.67K to 16.18K | (19%) |
| 30-Oct-20 6:28 PM View: | Caterpillar Inc. (CAT) | 29-Oct-20 | Option Exercise | 18,013 | $138.35 | $2,492,100.00 | 49% 36.67K to 54.68K | (8%) |
| 30-Oct-20 6:28 PM View: | Caterpillar Inc. (CAT) | 29-Oct-20 | Market Option Sale | 18,013 | $151.00 | $2,719,960.00 | (33%) 54.68K to 36.67K | (18%) |
| 05-Aug-20 7:02 PM View: | Caterpillar Inc. (CAT) | 04-Aug-20 | Payment of Exercise | 12,990 | $130.80 | $1,699,090.00 | (26%) 49.66K to 36.67K | (36%) |
| 05-Aug-20 7:02 PM View: | Caterpillar Inc. (CAT) | 04-Aug-20 | Option Exercise | 15,277 | $95.66 | $1,461,400.00 | 44% 34.38K to 49.66K | |
| 13-Feb-20 2:00 PM View: | Caterpillar Inc. (CAT) | 11-Feb-20 | Grant | 8,102 | -- | -- | 28% 28.79K to 36.9K | |
| 13-Feb-20 2:00 PM View: | Caterpillar Inc. (CAT) | 11-Feb-20 | Payment of Exercise | 2,514 | $136.45 | $343,035.00 | (7%) 36.9K to 34.38K | (28%) |
| 30-Jul-19 2:40 PM View: | Caterpillar Inc. (CAT) | 29-Jul-19 | Payment of Exercise | 12,866 | $133.47 | $1,717,220.00 | (31%) 41.66K to 28.79K | (29%) |
| 30-Jul-19 2:40 PM View: | Caterpillar Inc. (CAT) | 29-Jul-19 | Option Exercise | 15,277 | $95.66 | $1,461,400.00 | 58% 26.38K to 41.66K | |
| 23-May-19 11:58 AM View: | Caterpillar Inc. (CAT) | 22-May-19 | Payment of Exercise | 10,036 | $123.62 | $1,240,650.00 | (28%) 36.42K to 26.38K | (38%) |
| 23-May-19 11:58 AM View: | Caterpillar Inc. (CAT) | 22-May-19 | Option Exercise | 12,803 | $74.77 | $957,280.00 | 54% 23.62K to 36.42K | |
| 14-Feb-19 5:31 PM View: | Caterpillar Inc. (CAT) | 12-Feb-19 | Grant | 6,072 | -- | -- | 31% 19.44K to 25.51K | |
| 14-Feb-19 5:31 PM View: | Caterpillar Inc. (CAT) | 12-Feb-19 | Payment of Exercise | 1,896 | $131.78 | $249,855.00 | (7%) 25.51K to 23.62K | (30%) |
| 10-Jan-19 5:43 PM View: | Caterpillar Inc. (CAT) | 02-Jan-19 | Payment of Exercise | 758 | $125.44 | $95,083.50 | (4%) 20.2K to 19.44K | (38%) |