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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Sep-23 4:18 PM View:  | Great Elm Group, Inc. (GEG) | 25-Sep-23 | Grant | 12,319 | -- | -- | 100% 0 to 12.32K | |
| 22-Sep-23 8:02 PM View: | Great Elm Capital Corp. (GECC) | 20-Sep-23 | Acquisition (other) | 5,781 | -- | -- | 64% 9.03K to 14.81K | |
| 31-Mar-23 8:03 PM View: | Great Elm Capital Corp. (GECC) | 24-Sep-22 | Acquisition (other) | 23 | -- | -- | < 1% 9.01K to 9.03K | |
| 31-Mar-23 8:03 PM View: | Great Elm Capital Corp. (GECC) | 20-Sep-22 | Acquisition (other) | 5,894 | -- | -- | 189% 3.12K to 9.01K | |
| 28-Sep-21 7:31 PM View: | Great Elm Capital Corp. (GECC) | 24-Sep-21 | Acquisition (other) | 5,147 | -- | -- | 38% 13.55K to 18.7K | |
| 09-Feb-21 9:04 PM View: | Great Elm Capital Corp. (GECC) | 05-Feb-21 | Grant | 11,254 | -- | -- | 490% 2.3K to 13.55K | |
| 26-Jan-21 4:44 PM View: | Great Elm Capital Corp. (GECC) | 21-Jan-21 | Grant | 52 | -- | -- | 2% 2.25K to 2.3K | |
| 23-Dec-20 6:16 PM View: | Great Elm Capital Corp. (GECC) | 21-Dec-20 | Grant | 48 | -- | -- | 2% 2.2K to 2.25K | |
| 24-Nov-20 5:56 PM View: | Great Elm Capital Corp. (GECC) | 20-Nov-20 | Grant | 66 | -- | -- | 3% 2.13K to 2.2K | |
| 23-Oct-20 9:02 PM View: | Great Elm Capital Corp. (GECC) | 21-Oct-20 | Grant | 18 | -- | -- | < 1% 2.11K to 2.13K | |
| 01-Oct-20 5:31 PM View: | Great Elm Capital Corp. (GECC) | 01-Oct-20 | Acquisition (other) | 800 | $2.95 | $2,360.00 | 61% 1.31K to 2.11K | |
| 01-Oct-20 5:31 PM View: | Great Elm Capital Corp. (GECC) | 28-Sep-20 | Exercise (in-the money or at-the-money) | 651 | $2.95 | $1,920.45 | 98% 0.66K to 1.31K | |
| 23-Sep-20 7:24 PM View: | Great Elm Capital Corp. (GECC) | 21-Sep-20 | Grant | 12 | -- | -- | 2% 0.65K to 0.66K | |
| 25-Aug-20 7:57 PM View: | Great Elm Capital Corp. (GECC) | 21-Aug-20 | Grant | 12 | -- | -- | 2% 0.64K to 0.65K | |
| 17-Jul-20 5:56 PM View: | Great Elm Capital Corp. (GECC) | 15-Jul-20 | Grant | 12 | -- | -- | 2% 0.63K to 0.64K | |
| 17-Jun-20 7:36 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-20 | Grant | 12 | -- | -- | 2% 0.61K to 0.63K | |
| 19-May-20 5:30 PM View: | Great Elm Capital Corp. (GECC) | 15-May-20 | Grant | 15 | -- | -- | 3% 0.6K to 0.61K | |
| 21-Nov-19 6:45 PM View: | Great Elm Capital Corp. (GECC) | 20-Nov-19 | Market Purchase | 600 | $7.94 | $4,764.00 | 100% 0 to 0.6K | (69%) |