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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Mar-24 9:19 PM View:  | Great Elm Capital Corp. (GECC) | 04-Mar-24 | Disposition (other) | 1,239 | $10.82 | $13,406.00 | (< 1%) 1.52M to 1.52M | |
| 22-Feb-24 8:02 PM View: | Great Elm Capital Corp. (GECC) | 15-Feb-24 | Disposition (other) | 2,389 | $10.69 | $25,538.40 | (< 1%) 1.52M to 1.52M | |
| 21-Nov-23 8:19 PM View: | Great Elm Capital Corp. (GECC) | 21-Nov-23 | Purchase | 27,000 | $10.05 | $271,350.00 | 2% 1.49M to 1.52M | |
| 22-Sep-23 8:13 PM View: | Great Elm Capital Corp. (GECC) | 20-Sep-23 | Disposition (other) | 26,360 | $9.31 | $245,412.00 | (2%) 1.53M to 1.51M | |
| 23-May-23 5:12 PM View: | Great Elm Capital Corp. (GECC) | 19-May-23 | Disposition (other) | 37,268 | -- | -- | (2%) 1.57M to 1.53M | |
| 03-Jan-23 7:36 PM View: | Great Elm Capital Corp. (GECC) | 03-Jan-23 | Disposition (other) | 73,176 | -- | -- | (4%) 1.91M to 1.84M | |
| 03-Jan-23 7:36 PM View: | Great Elm Capital Corp. (GECC) | 30-Dec-22 | Disposition (other) | 372,495 | -- | -- | (16%) 2.29M to 1.91M | |
| 24-Jan-23 6:10 PM View: | Great Elm Capital Corp. (GECC) | 22-Dec-22 | Disposition (other) | 1,866 | $8.31 | $15,506.50 | (< 1%) 1.57M to 1.57M | |
| 24-Jan-23 6:10 PM View: | Great Elm Capital Corp. (GECC) | 07-Dec-22 | Disposition (other) | 200,000 | $10.00 | $2,000,000.00 | (11%) 1.77M to 1.57M | |
| 24-Jan-23 6:10 PM View: | Great Elm Capital Corp. (GECC) | 26-Sep-22 | Disposition (other) | 10,116 | $8.66 | $87,604.60 | (< 1%) 1.78M to 1.77M | |
| 24-Jan-23 6:10 PM View: | Great Elm Capital Corp. (GECC) | 20-Sep-22 | Disposition (other) | 9,947 | $10.18 | $101,260.00 | (< 1%) 1.79M to 1.78M | |
| 24-Jan-23 6:10 PM View: | Great Elm Capital Corp. (GECC) | 30-Aug-22 | Disposition (other) | 50,000 | $12.19 | $609,500.00 | (3%) 1.84M to 1.79M | |
| 17-Jun-22 4:57 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-22 | Acquisition (other) | 185,889 | $12.50 | $2,323,610.00 | 21% 887.3K to 1.07M | |
| 17-Jun-22 4:57 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-22 | Acquisition (other) | 399,990 | $12.50 | $4,999,880.00 | 37% 1.07M to 1.47M | |
| 17-Jun-22 4:57 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-22 | Option Exercise | 814,111 | $12.50 | $10,176,400.00 | 55% 1.47M to 2.29M | |
| 17-Jun-22 4:57 PM View: | Great Elm Capital Corp. (GECC) | 15-Jun-22 | Option Exercise | 100 | $12.50 | $1,250.00 | < 1% 2.29M to 2.29M | |
| 12-May-22 9:54 PM View: | Great Elm Capital Corp. (GECC) | 11-May-22 | Disposition (other) | 100,000 | $12.50 | $1,250,000.00 | (10%) 987.29K to 887.29K | |
| 28-Sep-21 7:36 PM View: | Great Elm Capital Corp. (GECC) | 24-Sep-21 | Disposition (other) | 220,217 | -- | -- | (4%) 5.98M to 5.76M | |
| 09-Feb-21 9:04 PM View: | Great Elm Capital Corp. (GECC) | 05-Feb-21 | Disposition (other) | 11,254 | -- | -- | (< 1%) 5.55M to 5.54M | |
| 26-Jan-21 4:52 PM View: | Great Elm Capital Corp. (GECC) | 21-Jan-21 | Acquisition (other) | 125,334 | -- | -- | 2% 5.85M to 5.98M | |
| 26-Jan-21 4:52 PM View: | Great Elm Capital Corp. (GECC) | 21-Jan-21 | Acquisition (other) | 9,913 | -- | -- | < 1% 5.98M to 5.99M |