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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-May-23 4:29 PM View:  | Athenex, Inc. (ATNX) | 05-May-23 | Grant | 368 | $1.36 | $500.48 | 10% 3.77K to 4.14K | (9%) |
| 24-Apr-23 4:29 PM View: | Athenex, Inc. (ATNX) | 21-Apr-23 | Grant | 383 | $1.30 | $499.82 | 11% 3.39K to 3.77K | (5%) |
| 11-Apr-23 4:36 PM View: | Athenex, Inc. (ATNX) | 07-Apr-23 | Grant | 410 | $1.22 | $500.20 | 14% 2.98K to 3.39K | 2% |
| 27-Mar-23 4:33 PM View: | Athenex, Inc. (ATNX) | 24-Mar-23 | Grant | 360 | $1.39 | $500.40 | 14% 2.62K to 2.98K | |
| 13-Mar-23 4:41 PM View: | Athenex, Inc. (ATNX) | 10-Mar-23 | Grant | 258 | $1.94 | $500.52 | 11% 2.36K to 2.62K | |
| 27-Feb-23 5:01 PM View: | Athenex, Inc. (ATNX) | 24-Feb-23 | Grant | 182 | $2.74 | $498.68 | 8% 2.18K to 2.36K | |
| 13-Feb-23 4:54 PM View: | Athenex, Inc. (ATNX) | 10-Feb-23 | Grant | 2,222 | $0.22 | $499.95 | 5% 41.35K to 43.57K | |
| 31-Jan-23 8:19 AM View: | Athenex, Inc. (ATNX) | 27-Jan-23 | Grant | 2,584 | $0.19 | $500.00 | 7% 38.77K to 41.35K | |
| 17-Jan-23 8:03 AM View: | Athenex, Inc. (ATNX) | 13-Jan-23 | Grant | 2,688 | $0.19 | $499.97 | 7% 36.08K to 38.77K | |
| 03-Jan-23 7:57 AM View: | Athenex, Inc. (ATNX) | 30-Dec-22 | Grant | 3,390 | $0.15 | $500.02 | 10% 32.69K to 36.08K | |
| 20-Dec-22 8:36 AM View: | Athenex, Inc. (ATNX) | 16-Dec-22 | Grant | 4,223 | $0.12 | $500.00 | 15% 28.47K to 32.69K | |
| 06-Dec-22 4:15 PM View: | Athenex, Inc. (ATNX) | 02-Dec-22 | Grant | 2,512 | $0.20 | $499.89 | 10% 25.95K to 28.47K | |
| 21-Nov-22 4:22 PM View: | Athenex, Inc. (ATNX) | 18-Nov-22 | Grant | 2,578 | $0.19 | $500.13 | 11% 23.38K to 25.95K | |
| 08-Nov-22 7:44 AM View: | Athenex, Inc. (ATNX) | 04-Nov-22 | Grant | 2,561 | $0.20 | $499.91 | 12% 20.82K to 23.38K | |
| 24-Oct-22 4:45 PM View: | Athenex, Inc. (ATNX) | 21-Oct-22 | Grant | 2,747 | $0.18 | $499.95 | 15% 18.07K to 20.82K | |
| 12-Oct-22 8:18 AM View: | Athenex, Inc. (ATNX) | 07-Oct-22 | Grant | 2,076 | $0.24 | $500.11 | 13% 15.99K to 18.07K | |
| 27-Sep-22 4:25 PM View: | Athenex, Inc. (ATNX) | 23-Sep-22 | Grant | 2,075 | $0.24 | $500.08 | 15% 13.92K to 15.99K | |
| 19-Sep-22 4:24 PM View: | Athenex, Inc. (ATNX) | 16-Sep-22 | Payment of Exercise | 548 | $0.41 | $223.91 | (4%) 14.46K to 13.92K | |
| 19-Sep-22 4:24 PM View: | Athenex, Inc. (ATNX) | 16-Sep-22 | Option Exercise | 2,250 | -- | -- | 18% 12.21K to 14.46K | |
| 12-Sep-22 5:45 PM View: | Athenex, Inc. (ATNX) | 09-Sep-22 | Grant | 1,079 | $0.46 | $500.12 | 10% 11.14K to 12.21K | |
| 29-Aug-22 4:29 PM View: | Athenex, Inc. (ATNX) | 26-Aug-22 | Grant | 1,056 | $0.47 | $500.12 | 10% 10.08K to 11.14K | |
| 15-Aug-22 6:49 PM View: | Athenex, Inc. (ATNX) | 12-Aug-22 | Grant | 961 | $0.52 | $499.72 | 11% 9.12K to 10.08K | |
| 01-Aug-22 4:24 PM View: | Athenex, Inc. (ATNX) | 29-Jul-22 | Grant | 986 | $0.51 | $499.90 | 12% 8.13K to 9.12K | |
| 18-Jul-22 4:19 PM View: | Athenex, Inc. (ATNX) | 15-Jul-22 | Grant | 843 | $0.59 | $500.32 | 12% 7.29K to 8.13K | |
| 05-Jul-22 4:14 PM View: | Athenex, Inc. (ATNX) | 01-Jul-22 | Grant | 1,154 | $0.43 | $499.68 | 19% 6.14K to 7.29K | |
| 21-Jun-22 4:22 PM View: | Athenex, Inc. (ATNX) | 17-Jun-22 | Grant | 1,025 | $0.49 | $500.30 | 20% 5.11K to 6.14K | |
| 06-Jun-22 4:15 PM View: | Athenex, Inc. (ATNX) | 03-Jun-22 | Grant | 1,013 | $0.49 | $500.02 | 25% 4.1K to 5.11K | |
| 23-May-22 4:32 PM View: | Athenex, Inc. (ATNX) | 20-May-22 | Grant | 1,034 | $0.48 | $499.84 | 34% 3.06K to 4.1K | |
| 06-May-22 5:05 PM View: | Athenex, Inc. (ATNX) | 06-May-22 | Grant | 1,031 | $0.48 | $499.83 | 51% 2.03K to 3.06K | |
| 29-Apr-22 4:28 PM View: | Athenex, Inc. (ATNX) | 22-Apr-22 | Grant | 815 | $0.61 | $500.08 | 67% 1.22K to 2.03K | |
| 11-Apr-22 6:33 PM View: | Athenex, Inc. (ATNX) | 08-Apr-22 | Grant | 665 | $0.75 | $500.08 | 120% 0.55K to 1.22K | |
| 29-Mar-22 5:14 PM View: | Athenex, Inc. (ATNX) | 25-Mar-22 | Grant | 553 | $0.90 | $499.80 | 100% 0 to 0.55K |