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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Oct-23 7:34 PM View:  | Marshall Edwards Inc. (MEIP) | 20-Oct-23 | Exercise (in-the money or at-the-money) | 120,600 | $7.00 | $844,200.00 | 25% 490.84K to 611.44K | |
| 13-Oct-23 5:04 PM View: | Marshall Edwards Inc. (MEIP) | 11-Oct-23 | Exercise (in-the money or at-the-money) | 30,000 | $7.00 | $210,000.00 | 7% 460.84K to 490.84K | |
| 25-Sep-23 7:41 PM View: | Marshall Edwards Inc. (MEIP) | 22-Sep-23 | Purchase | 32,040 | $6.85 | $219,554.00 | 7% 428.8K to 460.84K | |
| 22-Sep-23 9:19 PM View: | Marshall Edwards Inc. (MEIP) | 21-Sep-23 | Purchase | 22,400 | $6.46 | $144,740.00 | 6% 406.4K to 428.8K | |
| 22-Sep-23 9:19 PM View: | Marshall Edwards Inc. (MEIP) | 20-Sep-23 | Purchase | 80,000 | $6.01 | $480,744.00 | 25% 326.4K to 406.4K | |
| 19-Dec-22 5:33 PM View: | Nuvelo Inc. (ABIO) | 16-Dec-22 | Exercise (in-the money or at-the-money) | 1,420,000 | $2.50 | $3,550,000.00 | 55% 2.58M to 4.0M | |
| 08-Jul-22 7:17 PM View: | Nuvelo Inc. (ABIO) | 01-Jul-22 | Acquisition (other) | 2,580,450 | -- | -- | 50% 5.16M to 7.74M | |
| 08-Jul-22 7:17 PM View: | Nuvelo Inc. (ABIO) | 01-Jul-22 | Disposition (other) | 2,580,450 | -- | -- | (33%) 7.74M to 5.16M |